CRAIG DUVARNEY, CFP
DUVARNEY, CRAIG DOUGLAS Legal Name
Adviser information for CRAIG DUVARNEY, CFP last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 625 | $249.3M |
| Non-Discretionary | 18 | $15.9M |
| Total | 643 | $265.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 58 | $37.8M |
| HNW Individuals | 96 | $227.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed feesCommissions |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-111957 |
|---|---|
| SEC ERA File Number | 801-111957 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126911 |
| Legal Entity Identifier | None |
Principal Office
30 GREAT ROADSUITE 201
ACTON
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 978-772-2156, Fax: 413-254-9735
Websites
Chief Compliance Officer
CRAIG DUVARNEY
CERTIFIED FINANCIAL PLANNER
30 GREAT ROAD
SUITE 201
ACTON
MA
United States
Tel:
978-772-2156
Fax:
413-254-9735
P*******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DUVARNEY, CRAIG, DOUGLAS | Individual | – | SOLE PROPRIETOR, CERTIFIED FINANCIAL PLANNER, CHIEF COMPLIANCE OFFICER | 03/2003 | > 75% |