Hedge Fund Database

WIDMANN FINANCIAL SERVICES

WIDMANN FINANCIAL SERVICES, INC. Legal Name

Adviser information for WIDMANN FINANCIAL SERVICES last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 931 $340.5M
Non-Discretionary 1 $979,512
Total 932 $341.5M

Clients

Type Number RAUM
Individuals 399 $153.9M
HNW Individuals 86 $173.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 5 $7.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $6.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-111962
SEC ERA File Number 801-111962
SEC CIK Numbers 1906640
SEC CRD Numbers 289106
Legal Entity Identifier None

Principal Office

4321 NORTHVIEW DRIVE
BOWIE
MD
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 301-262-2919, Fax: 301-262-3481

Websites

www.widmannfinancial.com www.linkedin.com/company/widmann-financial-svc

Chief Compliance Officer

ARDEN WIDMANN
PRESIDENT/MANAGING PRINCIPAL
4321 NORTHVIEW DRIVE
BOWIE
MD
United States
Tel: 301-262-2919
Fax: 301-262-3481
(Full email address available in API data)

Regulatory Contact

LAURA RUIZ
COMPLIANCE MANAGER
4321 NORTHVIEW DRIVE
BOWIE
MD
United States
Tel: 301-262-2919
Fax: 301-262-3481
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WIDMANN, ARDEN, THOMAS Individual – PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR 11/1988 > 75%
RUIZ, LAURA, ANN Individual – COO, COMPLIANCE MANAGER 01/2009 < 5%
READY, ROBERT, PRIESTER Individual – INVESTMENT ADVISER REPRESENTATIVE 01/2024 < 5%

No. Employees, Historic

10502020202120222023202420259 on 3/20/20209 on 6/26/20209 on 9/17/20209 on 2/5/20218 on 3/8/20218 on 3/15/20218 on 11/19/20218 on 3/9/20228 on 3/14/202310 on 3/28/2024

RAUM, Historic

400M200M0202020212022202320242025219787421 on 3/20/2020219787421 on 6/26/2020219787421 on 9/17/2020219787421 on 2/5/2021242712359 on 3/8/2021242712359 on 3/15/2021242712359 on 11/19/2021293001887 on 3/9/2022302915495 on 3/14/2023341468722 on 3/28/2024

No. Clients, Historic

5002500202020212022202320242025374 on 3/20/2020374 on 6/26/2020374 on 9/17/2020374 on 2/5/2021397 on 3/8/2021397 on 3/15/2021397 on 11/19/2021428 on 3/9/2022458 on 3/14/2023490 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES TR CORE MSCI EAFE 8M 103K –
MICROSOFT CORP COM 7M 17K –
APPLE INC COM 6M 29K –
AMERICAN CENTY ETF TR US SML CP VALU 5M 57K –
ISHARES TR RUS 1000 VAL ETF 5M 28K –
ISHARES TR RUS 1000 GRW ETF 5M 13K –
ISHARES TR RUS MD CP GR ETF 4M 34K –
ISHARES TR MSCI EMG MKT ETF 4M 86K –
EXXON MOBIL CORP COM 3M 28K –
INTERNATIONAL BUSINESS MACHS COM 3M 15K –
MCDONALDS CORP COM 3M 10K –
PROCTER AND GAMBLE CO COM 2M 15K –
HOME DEPOT INC COM 2M 7K –
JOHNSON & JOHNSON COM 2M 15K –
ISHARES TR RUS 2000 GRW ETF 2M 7K –
CHEVRON CORP NEW COM 2M 12K –
MICROCHIP TECHNOLOGY INC. COM 2M 20K –
ISHARES TR RUS MDCP VAL ETF 2M 15K –
SPDR S&P 500 ETF TR TR UNIT 2M 3K –
COCA COLA CO COM 2M 27K –
RTX CORPORATION COM 2M 16K –
FORD MTR CO DEL COM 1M 118K –
CATERPILLAR INC COM 1M 4K –
MERCK & CO INC COM 1M 12K –
ABBVIE INC COM 1M 9K –
PFIZER INC COM 1M 52K –
PEPSICO INC COM 1M 8K –
VERIZON COMMUNICATIONS INC COM 1M 33K –
VANECK ETF TRUST AGRIBUSINESS ETF 1M 19K –
INTEL CORP COM 1M 43K –
AT&T INC COM 1M 69K –
TRANE TECHNOLOGIES PLC SHS 1M 4K –
IRON MTN INC DEL COM 1M 13K –
MAIN STR CAP CORP COM 1M 23K –
GENERAL MLS INC COM 1M 17K –
PPG INDS INC COM 1M 8K –
DISNEY WALT CO COM 1M 10K –
SOUTHERN CO COM 963K 12K –
CITIGROUP INC COM NEW 960K 15K –
DUKE ENERGY CORP NEW COM NEW 953K 10K –
SPDR DOW JONES INDL AVERAGE UT SER 1 952K 2K –
GRAINGER W W INC COM 952K 1K –
BOEING CO COM 918K 5K –
TRUIST FINL CORP COM 901K 23K –
ELI LILLY & CO COM 873K 964 –
ALTRIA GROUP INC COM 836K 18K –
DOW INC COM 774K 15K –
INVESCO EXCH TRADED FD TR II S&P GBL WATER 764K 14K –
ISHARES TR RUS 2000 VAL ETF 703K 5K –
CVS HEALTH CORP COM 668K 11K –
AIR PRODS & CHEMS INC COM 624K 2K –
ALPHABET INC CAP STK CL A 513K 3K –
FIDELITY COVINGTON TRUST HIGH DIVID ETF 472K 10K –
WALMART INC COM 447K 7K –
LOCKHEED MARTIN CORP COM 443K 948 –
JOHNSON CTLS INTL PLC SHS 438K 7K –
COSTCO WHSL CORP NEW COM 433K 510 –
CORNING INC COM 431K 11K –
PHILIP MORRIS INTL INC COM 410K 4K –
GLOBAL X FDS S&P 500 CATHOLIC 410K 6K –
INGERSOLL RAND INC COM 394K 4K –
TELLURIAN INC NEW COM 365K 527K –
JPMORGAN CHASE & CO. COM 359K 2K –
3M CO COM 342K 3K –
GE AEROSPACE COM NEW 340K 2K –
ORACLE CORP COM 328K 2K –
LOWES COS INC COM 326K 1K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 324K 796 –
BRISTOL-MYERS SQUIBB CO COM 318K 8K –
WP CAREY INC COM 317K 6K –
CISCO SYS INC COM 313K 7K –
ALPHABET INC CAP STK CL C 312K 2K –
RPM INTL INC COM 308K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 307K 1K –
ISHARES TR U.S. TECH ETF 305K 2K –
BANK AMERICA CORP COM 304K 8K –
NUVEEN QUALITY MUNCP INCOME COM 290K 25K –
WEYERHAEUSER CO MTN BE COM NEW 274K 10K –
NUCOR CORP COM 273K 2K –
VANGUARD INDEX FDS GROWTH ETF 267K 714 –
MEDTRONIC PLC SHS 264K 3K –
APPLIED MATLS INC COM 260K 1K –
AMERICAN ELEC PWR CO INC COM 259K 3K –
ASTRAZENECA PLC SPONSORED ADR 250K 3K –
NVIDIA CORPORATION COM 250K 2K –
KRAFT HEINZ CO COM 242K 8K –
AZZ INC COM 227K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 227K 847 –
NETFLIX INC COM 226K 335 –
ISHARES TR MSCI EAFE ETF 222K 3K –
ABBOTT LABS COM 220K 2K –
COMCAST CORP NEW CL A 214K 5K –
HONEYWELL INTL INC COM 210K 985 –
CSX CORP COM 207K 6K –
QUALCOMM INC COM 204K 1K –
TJX COS INC NEW COM 192K 2K –
CONSTELLATION ENERGY CORP COM 187K 933 –
DOMINION ENERGY INC COM 185K 4K –
BLACKROCK ENHANCED EQUITY DI COM 184K 22K –
AMERICAN TOWER CORP NEW COM 175K 900 –
CANADIAN NATL RY CO COM 171K 1K –
AMAZON COM INC COM 170K 882 –
NEXTERA ENERGY INC COM 170K 2K –
TARGET CORP COM 167K 1K –
ISHARES TR SELECT DIVID ETF 167K 1K –
ISHARES TR CORE S&P500 ETF 166K 304 –
VISA INC COM CL A 166K 633 –
DUPONT DE NEMOURS INC COM 160K 2K –
CORTEVA INC COM 159K 3K –
WALGREENS BOOTS ALLIANCE INC COM 155K 13K –
SPDR SER TR PORTFOLIO S&P500 150K 2K –
META PLATFORMS INC CL A 143K 283 –
WASTE MGMT INC DEL COM 139K 650 –
ISHARES TR MSCI KLD400 SOC 138K 1K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 136K 2K –
ORGANON & CO COMMON STOCK 135K 7K –
BLACKSTONE INC COM 133K 1K –
INTERNATIONAL FLAVORS&FRAGRA COM 130K 1K –
ENBRIDGE INC COM 125K 4K –
REALTY INCOME CORP COM 123K 2K –
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 116K 18K –
TRI CONTL CORP COM 116K 4K –
ISHARES TR MSCI LW CRB TG 115K 630 –
UNION PAC CORP COM 113K 500 –
NUVEEN CORE EQUITY ALPHA FD COM 110K 7K –
WELLTOWER INC COM 107K 1K –
DEERE & CO COM 106K 283 –
MONDELEZ INTL INC CL A 104K 2K –
STARBUCKS CORP COM 104K 1K –
EXELON CORP COM 101K 3K –
WELLS FARGO CO NEW COM 101K 2K –
EVERSOURCE ENERGY COM 100K 2K –
AMERICAN WTR WKS CO INC NEW COM 99K 767 –
NUVEEN MUN VALUE FD INC COM 97K 11K –