AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
Adviser information for AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 102 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 75 |
| Registered State Investment Advisers | 59 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,714 | $1.9B |
| Non-Discretionary | 3 | $174,449 |
| Total | 3,717 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,717 | $1.9B |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $20,670 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 1.9B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. |
Identifiers
| SEC RIA File Number | 801-111963 |
|---|---|
| SEC ERA File Number | 801-111963 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290043 |
| Legal Entity Identifier | None |
Principal Office
4400 MAIN STREETKANSAS CITY
MO
United States
Monday - Friday, 8:00 A.M TO 5:00 P.M.
Tel: 816-531-5575, Fax: 816-340-4964
Chief Compliance Officer
AMY SHELTON
4500 MAIN STREET
KANSAS CITY
MO
United States
Tel:
816-340-7105
Fax:
816-340-4964
A**********@******************M
(Full email address available in API data)
Regulatory Contact
DANIEL RICHARDSON
VP & ASSISTANT GENERAL COUNSEL
4500 MAIN STREET
KANSAS CITY
MO
United States
Tel:
816-340-4916
Fax:
816-340-4964
D*************@******************M
(Full email address available in API data)
Industry Affiliates
| AMERICAN CENTURY INVESMTMENTS (EU) GMBH | Other investment adviser, including financial planners |
| AMERICAN CENTURY INVESTMENT MANAGEMENT (ASIA PACIFIC) LIMITED | Other investment adviser, including financial planners |
| AMERICAN CENTURY INVESTMENT MANAGEMENT (AU) PTY LIMITED | Other investment adviser, including financial planners |
| AMERICAN CENTURY INVESTMENT MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
| AMERICAN CENTURY INVESTMENT MANAGEMENT INC | Other investment adviser, including financial planners |
| AMERICAN CENTURY INVESTMENT SERVICES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AMERICAN CENTURY PRIVATE INVESTMENTS GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AMERICAN CENTURY PRIVATE INVESTMENTS GP II. LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | Domestic Entity | – | SHAREHOLDER | 08/2017 | > 75% |
| SHELTON, AMY, DIANE | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2017 | < 5% |
| BANNIGAN, PATRICK, THOMAS | Individual | – | CHIEF FINANCIAL OFFICER | 08/2017 | < 5% |
| RICHARDSON, DANIEL, K | Individual | – | DIRECTOR | 08/2017 | < 5% |
| STOWERS RESOURCE MANAGEMENT, INC. | Domestic Entity | AMERICAN CENTURY COMPANIES, INC. | SHAREHOLDER OF CLASS A SHARES | 08/2008 | 25-50% |
| STOWERS INSTITUTE FOR MEDICAL RESEARCH | Domestic Entity | AMERICAN CENTURY COMPANIES, INC. | SHAREHOLDER OF CLASS B SHARES | 11/2011 | 25-50% |
| NOMURA AM HOLDINGS USA, LLC | Domestic Entity | AMERICAN CENTURY COMPANIES, INC. | SHAREHOLDER OF CLASS A SHARES | 05/2016 | 25-50% |
| NOMURA AM HOLDINGS USA, LLC | Domestic Entity | AMERICAN CENTURY COMPANIES, INC. | SHAREHOLDER OF SPECIAL VOTING PREFERRED CLASS SHARES | 05/2016 | > 75% |
| NOMURA HOLDING AMERICA INC. | Domestic Entity | NOMURA AM HOLDINGS USA, LLC | MEMBER | 12/2015 | > 75% |
| NOMURA HOLDINGS, INC. | Foreign Entity | NORMURA HOLDING AMERICA, INC. | SHAREHOLDER | 04/1989 | > 75% |
| SCHULTZ, JOSEPH, GERARD | Individual | – | PRESIDENT | 06/2018 | < 5% |
| COMER, DOUGLAS, J | Individual | – | DIRECTOR | 02/2022 | < 5% |
| Tondreault, David, Stephen | Individual | – | DIRECTOR | 02/2022 | < 5% |