COTTON CREEK CAPITAL MANAGEMENT, LLC
Adviser information for COTTON CREEK CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $1.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $1.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $1.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-111969 |
|---|---|
| SEC ERA File Number | 801-111969 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288915 |
| Legal Entity Identifier | None |
Principal Office
2820 ROSS TOWER, 500 NORTH AKARDDALLAS
TX
United States
Monday - Friday, 8:00 AM- 5:00 PM
Tel: 214-219-4650, Fax: None
Chief Compliance Officer
FREDERICK W. WAHL, JR.
2820 ROSS TOWER
500 NORTH AKARD
DALLAS
TX
United States
Tel:
214-242-0733
Fax:
214-219-4654
F****@*****************M
(Full email address available in API data)
Regulatory Contact
JAMES EDWARD BRADEN
MANAGING DIRECTOR
2820 ROSS TOWER
500 NORTH AKARD
DALLAS
TX
United States
Tel:
214-242-0733
Fax:
214-219-4654
J******@*****************M
(Full email address available in API data)
Industry Affiliates
| BROWNLIE & BRADEN ADVISORS, LLC | Other investment adviser, including financial planners |
| COTTON CREEK INVESTMENTS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GLENWICK MANAGEMENT COMPANY, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| IVANHOE MANAGEMENT COMPANY, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| RAZ PROPERTY INVESTMENTS GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COTTON CREEK CAPITAL PARTNERS, LTD. | Private Equity Fund | $1.2M | $1.0M | 66 |
| COTTON CREEK TERRACE SBS, LTD. | Private Equity Fund | $0.0M | $0.1M | 39 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WAHL, FREDERICK, W. | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |
| BRADEN, JAMES, EDWARD | Individual | – | MANAGING DIRECTOR | 03/2006 | < 5% |
| BROWNLIE, SMITH, ASHER | Individual | – | MANAGING DIRECTOR | 03/2006 | < 5% |
| BKB CAPITAL, LTD. | Domestic Entity | – | MEMBER | 03/2006 | 25-50% |
| COTTON CREEK INVESTMENT COMPANY, LTD. | Domestic Entity | – | MEMBER | 03/2006 | 25-50% |
| BRADEN, JAMES, EDWARD | Individual | BKB CAPITAL, LTD. | LIMITED PARTNER | 04/2000 | 25-50% |
| BRADEN, BROOKSIE, REESE | Individual | BKB CAPITAL, LTD. | LIMITED PARTNER | 04/2000 | 25-50% |
| BRADEN, JAMES, EDWARD | Individual | IVANHOE MANAGEMENT COMPANY, LLC | MEMBER | 11/1999 | > 75% |
| GLENWICK MANAGEMENT COMPANY, LLC | Domestic Entity | BKB CAPITAL, LTD. | GENERAL PARTNER | 04/2000 | |
| IVANHOE MANAGEMENT COMPANY, LLC | Domestic Entity | BKB CAPITAL, LTD. | GENERAL PARTNER | 04/2000 | |
| BROWNLIE FAMILY INCOME TRUST | Domestic Entity | COTTON CREEK INVESTMENT COMPANY, LTD. | LIMITED PARTNER | 03/2004 | 25-50% |
| BROWNLIE, SMITH, ASHER | Individual | COTTON CREEK INVESTMENT COMPANY, LTD. | LIMITED PARTNER | 11/1999 | 25-50% |
| COTTON CREEK INVESTMENTS, LLC | Domestic Entity | COTTON CREEK INVESTMENT COMPANY, LTD. | GENERAL PARTNER | 09/1999 | |
| BROWNLIE, SMITH, ASHER | Individual | COTTON CREEK INVESTMENTS, LLC | MEMBER | 04/2004 | 50-75% |
| THE SMITH A. BROWNLIE III FAMILY INCOME TRUST | Domestic Entity | COTTON CREEK INVESTMENTS, LLC | MEMBER | 01/2004 | 50-75% |
| LOTH, ANTHONY, JAMES | Individual | THE SMITH A. BROWNLIE III FAMILY INCOME TRUST | CO-TRUSTEE | 11/2004 | |
| LOTH, ANTHONY, JAMES | Individual | THE SMITH A. BROWNLIE III FAMILY INCOME TRUST | TRUSTEE | 03/2004 | |
| CKC RIDGEWOOD INVESTMENTS, LLC | Domestic Entity | – | MEMBER | 03/2019 | 10-25% |
| ENGLISH, TRAVIS, JACKSON | Individual | THE SMITH A. BROWNLIE III FAMILY INCOME TRUST | CO-TRUSTEE | 12/2019 | |
| BROWNLIE, TERESA, PITTS | Individual | CKC RIDGEWOOD INVESTMENTS, LLC | MEMBER | 04/2019 | > 75% |