LEVEL EQUITY
LEVEL EQUITY MANAGEMENT, LLC Legal Name
Adviser information for LEVEL EQUITY last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 44 |
|---|---|
| Investment Advisory/Research | 39 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $3.5B |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $3.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $3.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-111972 |
|---|---|
| SEC ERA File Number | 801-111972 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160016 |
| Legal Entity Identifier | None |
Principal Office
TWO GRAND CENTRAL TOWER, 140 EAST 45TH STREET42ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM TO 6:00 PM
Tel: 212-660-2470, Fax: 212-658-9202
Chief Compliance Officer
BENJAMIN W. MAGLEBY
140 EAST 45TH STREET
42ND FLOOR
NEW YORK
NY
United States
Tel:
212-993-7675
B*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LEVEL EQUITY GROWTH PARTNERS I, L.P. | Private Equity Fund | $61.1M | $5.0M | 65 |
| LEVEL EQUITY GROWTH PARTNERS II, L.P. | Private Equity Fund | $224.4M | $5.0M | 89 |
| LEVEL EQUITY GROWTH PARTNERS III, LP | Private Equity Fund | $378.1M | $5.0M | 64 |
| LEVEL EQUITY GROWTH PARTNERS IV, LP | Private Equity Fund | $931.3M | $5.0M | 109 |
| LEVEL EQUITY GROWTH PARTNERS V, L.P. | Private Equity Fund | $447.4M | $5.0M | 149 |
| LEVEL EQUITY OPPORTUNITIES FUND 2015, L.P. | Private Equity Fund | $47.6M | $2.0M | 27 |
| LEVEL EQUITY OPPORTUNITIES FUND 2018, L.P. | Private Equity Fund | $299.5M | $2.0M | 81 |
| LEVEL EQUITY OPPORTUNITIES FUND 2021, L.P. | Private Equity Fund | $156.2M | $2.0M | 104 |
| LEVEL EQUITY-CLOUDCHECKR INVESTORS, LLC | Private Equity Fund | $1.3M | $0.3M | 9 |
| LEVEL EQUITY-IMN INVESTORS, LLC | Private Equity Fund | $17.1M | $0.0M | 2 |
| LEVEL EQUITY-MADE INVESTORS, LLC | Private Equity Fund | $0.0M | $0.0M | 2 |
| LEVEL EQUITY-VCS INVESTORS, LLC | Private Equity Fund | $1.9M | $0.0M | 9 |
| LEVEL STRUCTURED CAPITAL I, L.P. | Private Equity Fund | $56.1M | $3.0M | 46 |
| LEVEL STRUCTURED CAPITAL II, L.P. | Private Equity Fund | $108.6M | $3.0M | 73 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVIN, BENJAMIN, SMITH | Individual | – | MEMBER AND CEO | 05/2009 | > 75% |
| LINN, NATHAN, EVERETT | Individual | – | CHIEF OPERATING OFFICER | 02/2013 | < 5% |
| MAGLEBY, BENJAMIN, WATERS | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
| TREBBE-HAAS, SARAH, ELIZABETH | Individual | – | MEMBER | 09/2023 | 10-25% |