Hedge Fund Database

THE ADVISORY RESOURCE GROUP, LLC

Adviser information for THE ADVISORY RESOURCE GROUP, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Oklahoma, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,480 $546.9M
Non-Discretionary 830 $168.6M
Total 2,310 $715.5M

Clients

Type Number RAUM
Individuals 571 $312.9M
HNW Individuals 141 $402.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 504.6M
Portfolio Manager to Program Sponsor
COMPASS POINTE FINANCIAL THE ADVISORY RESOURCE GROUP, LLC

Identifiers

SEC RIA File Number 801-111999
SEC ERA File Number 801-111999
SEC CIK Numbers 1764968
SEC CRD Numbers 290110
Legal Entity Identifier None

Principal Office

4625 E. 91ST STREET
TULSA
OK
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 918-481-1934, Fax: None

Websites

www.cpfguide.com

Chief Compliance Officer

CHRIS BROWN
4625 E. 91ST ST.
TULSA
OK
United States
Tel: 918-481-1934
(Full email address available in API data)

Regulatory Contact

BENJAMIN STEELE
MEMBER
4625 E. 91ST STREET
TULSA
OK
United States
Tel: 918-481-1934 X106
(Full email address available in API data)

Industry Affiliates

ESTATE NEEDS ADVISORS, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BROWN, CHRISTOPHER, GRANT Individual – CHIEF COMPLIANCE OFFICER 12/2017 < 5%
STEELE, BENJAMIN, RANDAL Individual – MEMBER 12/2017 > 75%

No. Employees, Historic

20100201920202021202220232024202510 on 11/15/201910 on 3/6/202010 on 6/22/202010 on 3/11/202112 on 3/7/202212 on 3/3/202314 on 3/26/2024

RAUM, Historic

800M400M02019202020212022202320242025442890247 on 11/15/2019537097217 on 3/6/2020537097217 on 6/22/2020573690448 on 3/11/2021681929591 on 3/7/2022605988706 on 3/3/2023715501519 on 3/26/2024

No. Clients, Historic

80040002019202020212022202320242025699 on 11/15/2019694 on 3/6/2020694 on 6/22/2020695 on 3/11/2021717 on 3/7/2022714 on 3/3/2023712 on 3/26/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AB ACTIVE ETFS INC HIGH YIELD ETF 3M 88K 0
ABBVIE INC COM 324K 2K 0
ACCENTURE PLC IRELAND SHS CLASS A 963K 3K 0
ADVANCED MICRO DEVICES INC COM 1M 7K 0
AFLAC INC COM 4M 50K 0
AIRBNB INC COM CL A 1M 8K 0
ALPHABET INC CAP STK CL C 2M 9K 0
ALPS ETF TR SMITH CORE PLUS 16M 617K 0
AMAZON COM INC COM 2M 11K 0
AMERICAN CENTY ETF TR QUALITY CONVER 3M 79K 0
AMERICAN CENTY ETF TR AVANTIS CORE FI 8M 199K 0
AMERICAN CENTY ETF TR CORE MUNI FXD IN 2M 47K 0
AMERICAN CENTY ETF TR INTL EQT ETF 4M 71K 0
AMERICAN ELEC PWR CO INC COM 516K 6K 0
AMERICAN INTL GROUP INC COM NEW 4M 56K 0
APPLE INC COM 5M 25K 0
APPLIED MATLS INC COM 5M 20K 0
ASML HOLDING N V N Y REGISTRY SHS 1M 979 0
AT&T INC COM 527K 28K 0
AXON ENTERPRISE INC COM 980K 3K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K 0
BNY MELLON ETF TRUST INTERNATIONL EQT 5M 62K 0
BNY MELLON ETF TRUST CORE BOND ETF 8M 200K 0
BROADCOM INC COM 894K 557 0
CADENCE DESIGN SYSTEM INC COM 947K 3K 0
CANADIAN NATL RY CO COM 874K 7K 0
CARLISLE COS INC COM 4M 10K 0
CATERPILLAR INC COM 558K 2K 0
CHEVRON CORP NEW COM 679K 4K 0
CHUBB LIMITED COM 952K 4K 0
CISCO SYS INC COM 5M 96K 0
CITIGROUP INC COM NEW 4M 70K 0
CLOUDFLARE INC CL A COM 1M 12K 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 4M 63K 0
CONOCOPHILLIPS COM 25M 222K 0
CORNING INC COM 265K 7K 0
COSTCO WHSL CORP NEW COM 1M 1K 0
COUPANG INC CL A 907K 43K 0
COUSINS PPTYS INC COM NEW 226K 10K 0
CRH PLC ORD 913K 12K 0
CROWDSTRIKE HLDGS INC CL A 1M 3K 0
CUMMINS INC COM 4M 15K 0
DBX ETF TR XTRACK MSCI EAFE 221K 5K 0
DBX ETF TR XTRACK MUN INFRA 2M 79K 0
DISNEY WALT CO COM 312K 3K 0
DOORDASH INC CL A 875K 8K 0
DOVER CORP COM 4M 24K 0
EATON CORP PLC SHS 1M 4K 0
ELI LILLY & CO COM 2M 2K 0
ETFIS SER TR I VIRTUS NEWFLEET 3M 142K 0
EXXON MOBIL CORP COM 5M 42K 0
FIFTH THIRD BANCORP COM 4M 121K 0
FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 2M 43K 0
FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 2M 110K 0
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 455K 9K 0
FIRST TR EXCHANGE-TRADED FD US EQTY OPPT ETF 209K 2K 0
FORD MTR CO DEL COM 227K 18K 0
GE AEROSPACE COM NEW 275K 2K 0
GSK PLC SPONSORED ADR 297K 8K 0
HALLIBURTON CO COM 4M 123K 0
HANCOCK JOHN PFD INCOME FD SH BEN INT 2M 124K 0
HEALTHCARE RLTY TR CL A COM 763K 46K 0
HOME DEPOT INC COM 228K 662 0
INFOSYS LTD SPONSORED ADR 1M 57K 0
INTEL CORP COM 481K 16K 0
INTERNATIONAL BUSINESS MACHS COM 257K 1K 0
INTERNATIONAL TOWER HILL MIN COM 10K 21K 0
INVESCO EXCH TRADED FD TR II NATL AMT MUNI 455K 19K 0
INVESCO QQQ TR UNIT SER 1 7M 14K 0
ISHARES TR CORE US AGGBD ET 255K 3K 0
ISHARES TR RUS 1000 VAL ETF 6M 33K 0
ISHARES TR RUS MD CP GR ETF 302K 3K 0
ISHARES TR CORE S&P500 ETF 10M 18K 0
ISHARES TR RUS MID CAP ETF 501K 6K 0
ISHARES TR RUS 1000 GRW ETF 6M 17K 0
ISHARES TR NATIONAL MUN ETF 2M 17K 0
ISHARES TR MSCI ACWI EXUS 5M 147K 0
ISHARES TR HIGH YLD SYSTM B 7M 155K 0
ISHARES TR RUSEL 2500 ETF 15M 247K 0
ISHARES TR JPMORGAN USD EMG 214K 2K 0
ISHARES TR CORE MSCI TOTAL 3M 39K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 11M 194K 0
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 3M 61K 0
JANUS DETROIT STR TR HENDERSON SECURI 11M 221K 0
JOHNSON & JOHNSON COM 4M 30K 0
JPMORGAN CHASE & CO. COM 234K 1K 0
KENVUE INC COM 242K 13K 0
KITE RLTY GROUP TR COM NEW 227K 10K 0
LAM RESEARCH CORP COM 691K 649 0
LOWES COS INC COM 352K 2K 0
MANULIFE FINL CORP COM 1M 38K 0
MASTERCARD INCORPORATED CL A 991K 2K 0
MERCADOLIBRE INC COM 970K 590 0
META PLATFORMS INC CL A 2M 4K 0
MICROSOFT CORP COM 3M 7K 0
MORGAN STANLEY ETF TRUST EATON VANCE TOTA 3M 57K 0
NETEASE INC SPONSORED ADS 989K 10K 0
NETFLIX INC COM 1M 2K 0
NEXTERA ENERGY INC COM 397K 6K 0
NOVARTIS AG SPONSORED ADR 1M 13K 0
NOVO-NORDISK A S ADR 1M 7K 0
NVIDIA CORPORATION COM 2M 17K 0
ONEOK INC NEW COM 1M 14K 0
PACER FDS TR METAURUS CAP 400 42M 1M 0
PACER FDS TR INDUSTRIAL RELET 6M 163K 0
PACER FDS TR CASH COWS ETF 10M 256K 0
PALO ALTO NETWORKS INC COM 1M 3K 0
PFIZER INC COM 242K 9K 0
PGIM ETF TR PGIM ULTRA SH BD 5M 97K 0
PGIM ETF TR TOTAL RETURN BON 5M 119K 0
PGIM ETF TR AAA CLO ETF 3M 62K 0
PGIM ETF TR JENNISON FOC GWT 7M 80K 0
PHILLIPS 66 COM 33M 232K 0
PHILLIPS EDISON & CO INC COMMON STOCK 359K 11K 0
PROCTER AND GAMBLE CO COM 251K 2K 0
RIO TINTO PLC SPONSORED ADR 998K 15K 0
RIVIAN AUTOMOTIVE INC COM CL A 194K 14K 0
ROYAL BK CDA COM 981K 9K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 1M 16K 0
SELECT SECTOR SPDR TR TECHNOLOGY 286K 1K 0
SELECT SECTOR SPDR TR RL EST SEL SEC 356K 9K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 11K 0
SELECT SECTOR SPDR TR COMMUNICATION 2M 18K 0
SELECT SECTOR SPDR TR ENERGY 261K 3K 0
SELECT SECTOR SPDR TR SBI MATERIALS 2M 20K 0
SELECT SECTOR SPDR TR SBI CONS DISCR 1M 6K 0
SELECT SECTOR SPDR TR FINANCIAL 4M 107K 0
SERVICENOW INC COM 965K 1K 0
SONY GROUP CORP SPONSORED ADR 988K 12K 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 2M 57K 0
SPDR S&P 500 ETF TR TR UNIT 244K 449 0
SPDR SER TR NUVEEN BLOOMBERG 506K 20K 0
STELLANTIS N.V SHS 827K 42K 0
STRYKER CORPORATION COM 425K 1K 0
SUN LIFE FINANCIAL INC. COM 945K 19K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 1M 8K 0
TAKE-TWO INTERACTIVE SOFTWAR COM 278K 2K 0
TELLURIAN INC NEW COM 12K 17K 0
TESLA INC COM 833K 4K 0
THE CIGNA GROUP COM 4M 13K 0
THE TRADE DESK INC COM CL A 1M 10K 0
TRANE TECHNOLOGIES PLC SHS 969K 3K 0
UBER TECHNOLOGIES INC COM 1M 14K 0
UNITEDHEALTH GROUP INC COM 215K 423 0
VALERO ENERGY CORP COM 1M 9K 0
VANECK ETF TRUST PREFERRED SECURT 1M 79K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 573K 1K 0
VANGUARD INDEX FDS TOTAL STK MKT 343K 1K 0
VANGUARD INDEX FDS SMALL CP ETF 531K 2K 0
VANGUARD WORLD FD INF TECH ETF 544K 944 0
VERTEX PHARMACEUTICALS INC COM 895K 2K 0
VIRTUS ETF TR II STONE HARBOR EMG 3M 98K 0
VISA INC COM CL A 305K 1K 0
WALMART INC COM 548K 8K 0
WASTE MGMT INC DEL COM 379K 2K 0