FLAGSHIP WEALTH ADVISORS, LLC.
Adviser information for FLAGSHIP WEALTH ADVISORS, LLC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 583 | $405.7M |
| Non-Discretionary | 83 | $15.6M |
| Total | 666 | $421.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 229 | $46.2M |
| HNW Individuals | 205 | $370.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerAccountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-112001 |
|---|---|
| SEC ERA File Number | 801-112001 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131962 |
| Legal Entity Identifier | None |
Principal Office
301 EDGEWATER PLACESUITE 400
WAKEFIELD
MA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 800-631-9997, Fax: 781-224-9920
Websites
Chief Compliance Officer
PAUL V. RYAN, JR.
PRINCIPAL
301 EDGEWATER PLACE
SUITE 400
WAKEFIELD
MA
United States
Tel:
7812249924
Fax:
7812249920
P***@*************M
(Full email address available in API data)
Regulatory Contact
CHRISTINE MACINNIS
ASSISTANT
301 EDGEWATER PLACE
SUITE 400
WAKEFIELD
MA
United States
Tel:
7812249924
Fax:
781-224-9920
C********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RYAN, PAUL, V | Individual | – | MEMBER | 01/1998 | > 75% |
| RYAN, PAUL, V | Individual | – | CCO | 01/1998 | > 75% |