SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC
Adviser information for SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 34 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 22 |
| Registered State Investment Advisers | 20 |
| Licensed Agents of an Insurance Company | 16 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,366 | $712.8M |
| Non-Discretionary | 235 | $3.3B |
| Total | 1,601 | $4.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 512 | $89.0M |
| HNW Individuals | 94 | $187.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 268 | $3.7B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SHEPHERD WRAP PROGRAM | SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC |
Identifiers
| SEC RIA File Number | 801-112009 |
|---|---|
| SEC ERA File Number | 801-112009 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288623 |
| Legal Entity Identifier | None |
Principal Office
111 CONGRESSIONAL BLVD.,SUITE 100
CARMEL
IN
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 317-975-5033, Fax: None
Chief Compliance Officer
STEVEN M WYLAM
CCO
111 CONGRESSIONAL BOULEVARD
SUITE 100
CARMEL
IN
United States
Tel:
844-975-4015
S*****@**************M
(Full email address available in API data)
Industry Affiliates
| SHEPHERD INSURANCE LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WYLAM, STEVEN, MICHAEL | Individual | – | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | 09/2017 | < 5% |
| SHEPHERD FINANCIAL HOLDINGS LLC | Domestic Entity | – | MEMBER | 09/2017 | > 75% |