WEALTH ALLIANCE ADVISORY GROUP, LLC

Adviser information for WEALTH ALLIANCE ADVISORY GROUP, LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 819 $627.7M
Non-Discretionary 2 $19.0M
Total 821 $646.6M

Clients

Type Number RAUM
Individuals 559 $146.9M
HNW Individuals 216 $433.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 28 $50.3M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 16 $15.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 596.3M
Portfolio Manager to Program Sponsor
WEALTH ALLIANCE ADVISORY GROUP WRAP PROGRAM WEALTH ALLIANCE ADVISORY GROUP, LLC

Identifiers

SEC RIA File Number 801-112023
SEC ERA File Number 801-112023
SEC CIK Numbers 1735734
SEC CRD Numbers 290329
Legal Entity Identifier None

Principal Office

10585 E 21ST N
WICHITA
KS
United States
Monday - Friday, 9:00AM - 6:00PM
Tel: 316.221.3950, Fax: 316.221.3952

Chief Compliance Officer

MATTHEW CATLIN
MEMBER AND CHIEF INVESTMENT OFFICER
10585 E 21ST N
WICHITA
KS
United States
Tel: 316.221.3950
Fax: 316.221.3952
(Full email address available in API data)

Industry Affiliates

PREFERRED PENSION SOLUTIONS Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CATLIN, MATTHEW, GLEN Individual MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER 11/2017 25-50%
DECKER, GARY, WINFIELD Individual MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER 11/2017 > 75%

No. Employees, Historic

105020192020202120222023202420253 on 10/24/20193 on 11/6/20193 on 3/3/20204 on 6/8/20204 on 6/17/20204 on 6/30/20205 on 12/8/20205 on 2/16/20214 on 9/30/20214 on 10/5/20215 on 10/7/20216 on 1/7/20227 on 2/14/20227 on 3/4/20227 on 6/28/20227 on 11/11/20227 on 1/20/20237 on 2/6/20237 on 2/28/2024

RAUM, Historic

700M350M02019202020212022202320242025290337807 on 10/24/2019290337807 on 11/6/2019378908085 on 3/3/2020378908085 on 6/8/2020378908085 on 6/17/2020378908085 on 6/30/2020378908085 on 12/8/2020424601406 on 2/16/2021424601406 on 9/30/2021424601406 on 10/5/2021424601406 on 10/7/2021424601406 on 1/7/2022424601406 on 2/14/2022516935713 on 3/4/2022516935713 on 6/28/2022516935713 on 11/11/2022516935713 on 1/20/2023526971078 on 2/6/2023646615016 on 2/28/2024

No. Clients, Historic

90045002019202020212022202320242025457 on 10/24/2019457 on 11/6/2019493 on 3/3/2020493 on 6/8/2020493 on 6/17/2020493 on 6/30/2020493 on 12/8/2020544 on 2/16/2021544 on 9/30/2021544 on 10/5/2021544 on 10/7/2021544 on 1/7/2022544 on 2/14/2022618 on 3/4/2022618 on 6/28/2022618 on 11/11/2022618 on 1/20/2023729 on 2/6/2023819 on 2/28/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 463K 5K
ABBVIE INC COM 1M 7K
ADOBE INC COM 1M 2K
ADVANCED MICRO DEVICES INC COM 994K 6K
ALPHABET INC CAP STK CL C 4M 20K
ALPHABET INC CAP STK CL A 1M 6K
ALTRIA GROUP INC COM 1M 23K
AMAZON COM INC COM 5M 23K
AMCOR PLC ORD 463K 47K
AMERICAN RLTY INVS INC COM 2M 150K
AMERICAN TOWER CORP NEW COM 279K 1K
AMGEN INC COM 2M 7K
AMMO INC COM 137K 81K
AMPLIFY ETF TR AMPLIFY ETHO CLI 407K 7K
APA CORPORATION COM 495K 17K
APOLLO GLOBAL MGMT INC COM 236K 2K
APPLE INC COM 11M 52K
APPLIED MATLS INC COM 212K 900
ARES CAPITAL CORP COM 414K 20K
ASTRAZENECA PLC SPONSORED ADR 218K 3K
AT&T INC COM 1M 66K
BANK AMERICA CORP COM 3M 83K
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 9K
BERKSHIRE HATHAWAY INC DEL CL A 1M 2
BLACKSTONE INC COM 354K 3K
BOEING CO COM 691K 4K
BP PLC SPONSORED ADR 930K 26K
BRAEMAR HOTELS & RESORTS INC COM 128K 50K
BRISTOL-MYERS SQUIBB CO COM 283K 7K
BROADCOM INC COM 3M 2K
BUCKLE INC COM 1M 31K
CAMBER ENERGY INC COM 7K 60K
CAPITOL FED FINL INC COM 74K 13K
CARDINAL HEALTH INC COM 385K 4K
CATERPILLAR INC COM 1M 4K
CHENIERE ENERGY PARTNERS LP COM UNIT 211K 4K
CHEVRON CORP NEW COM 3M 21K
CISCO SYS INC COM 570K 12K
COCA COLA CO COM 444K 7K
COMCAST CORP NEW CL A 252K 6K
COMMERCE BANCSHARES INC COM 354K 6K
CONNECTONE BANCORP INC COM 293K 16K
CONOCOPHILLIPS COM 2M 18K
CONSOLIDATED EDISON INC COM 746K 8K
COSTCO WHSL CORP NEW COM 1M 1K
CROWDSTRIKE HLDGS INC CL A 502K 1K
CSX CORP COM 385K 12K
DEERE & CO COM 264K 707
DEVON ENERGY CORP NEW COM 1M 28K
DIAMONDBACK ENERGY INC COM 237K 1K
DISNEY WALT CO COM 245K 2K
EATON VANCE MUN BD FD COM 134K 13K
EATON VANCE TAX ADVT DIV INC COM 397K 17K
EATON VANCE TAX-MANAGED BUY- COM 643K 47K
ELI LILLY & CO COM 4M 4K
ENBRIDGE INC COM 637K 18K
ENERGY TRANSFER L P COM UT LTD PTN 682K 42K
ENTERPRISE PRODS PARTNERS L COM 408K 14K
EOG RES INC COM 270K 2K
EQUITY BANCSHARES INC COM CL A 3M 71K
ETFS GOLD TR PHYSCL GOLD SHS 1M 62K
EXXON MOBIL CORP COM 8M 66K
FEDERAL RLTY INVT TR NEW SH BEN INT NEW 461K 5K
FIDELITY COMWLTH TR NASDAQ COMPSIT 701K 10K
FIDELITY MERRIMACK STR TR TOTAL BD ETF 25M 553K
FIRST TR SML CP CORE ALPHA F COM SHS 11M 123K
FLOWERS FOODS INC COM 415K 19K
FORD MTR CO DEL COM 415K 33K
FORTINET INC COM 636K 11K
FRANKLIN RESOURCES INC COM 399K 18K
FRANKLIN TEMPLETON ETF TR MUNICIPAL GRN BD 3M 145K
FREEPORT-MCMORAN INC CL B 318K 7K
GE AEROSPACE COM NEW 1M 8K
GENERAL DYNAMICS CORP COM 310K 1K
GENERAL MLS INC COM 263K 4K
GOLDMAN SACHS GROUP INC COM 927K 2K
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 686K 13K
GSK PLC SPONSORED ADR 484K 13K
HCA HEALTHCARE INC COM 236K 736
HESS CORP COM 592K 4K
HNI CORP COM 577K 13K
HOME DEPOT INC COM 1M 3K
HONEYWELL INTL INC COM 990K 5K
INCYTE CORP COM 268K 4K
INTEL CORP COM 366K 12K
INTERNATIONAL BUSINESS MACHS COM 959K 6K
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 16M 97K
INVESCO MUNICIPAL TRUST COM 569K 57K
INVESCO QQQ TR UNIT SER 1 486K 1K
INVESCO TR INVT GRADE MUNS COM 147K 14K
ISHARES TR NATIONAL MUN ETF 772K 7K
ISHARES TR CORE US AGGBD ET 828K 9K
ISHARES TR CORE S&P500 ETF 42M 77K
ISHARES TR CORE S&P TTL STK 301K 3K
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 9M 176K
J P MORGAN EXCHANGE TRADED F BETABUILDERS US 13M 276K
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 4M 86K
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 25K
J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 17M 265K
JOHNSON & JOHNSON COM 2M 15K
JPMORGAN CHASE & CO. COM 3M 13K
KIMBERLY-CLARK CORP COM 618K 4K
KRAFT HEINZ CO COM 517K 16K
KROGER CO COM 251K 5K
LAM RESEARCH CORP COM 426K 400
LEGGETT & PLATT INC COM 180K 16K
LINDE PLC SHS 952K 2K
LOCKHEED MARTIN CORP COM 352K 754
LYONDELLBASELL INDUSTRIES N SHS - A - 464K 5K
MACQUARIE / FIRST TR GLOBAL COM 97K 13K
MASTERCARD INCORPORATED CL A 963K 2K
MCDONALDS CORP COM 2M 9K
MERCK & CO INC COM 787K 6K
META PLATFORMS INC CL A 2M 5K
MICRON TECHNOLOGY INC COM 242K 2K
MICROSOFT CORP COM 9M 19K
MONDELEZ INTL INC CL A 447K 7K
NETFLIX INC COM 581K 861
NEUBERGER BERMAN MUN FD INC COM 240K 23K
NEXTERA ENERGY INC COM 1M 14K
NORTHERN DYNASTY MINERALS LT COM NEW 5K 15K
NOVARTIS AG SPONSORED ADR 298K 3K
NUVEEN FLOATING RATE INCOME COM 102K 12K
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 541K 44K
NUVEEN QUALITY MUNCP INCOME COM 320K 27K
NVIDIA CORPORATION COM 9M 76K
OCCIDENTAL PETE CORP COM 567K 9K
ONEOK INC NEW COM 1M 13K
ORACLE CORP COM 2M 16K
OTTER TAIL CORP COM 243K 3K
PALO ALTO NETWORKS INC COM 204K 601
PEPSICO INC COM 2M 12K
PFIZER INC COM 482K 17K
PHILIP MORRIS INTL INC COM 346K 3K
PHILLIPS 66 COM 1M 9K
PIMCO CORPORATE & INCOME OPP COM 255K 18K
PIMCO ETF TR INTER MUN BD ACT 9M 170K
PIMCO ETF TR MULTISECTOR BD 18M 709K
PIMCO INCOME STRATEGY FD II COM 86K 12K
PIMCO MUN INCOME FD III COM 250K 32K
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 2M 88K
PRICE T ROWE GROUP INC COM 498K 4K
PROCTER AND GAMBLE CO COM 3M 18K
PROLOGIS INC. COM 844K 8K
PROSHARES TR ULTRPRO S&P500 474K 6K
PROSHARES TR ULTRAPRO QQQ 396K 5K
PUBLIC SVC ENTERPRISE GRP IN COM 215K 3K
QUALCOMM INC COM 390K 2K
RANGE RES CORP COM 337K 10K
REALTY INCOME CORP COM 492K 9K
REGIONS FINANCIAL CORP NEW COM 293K 15K
RTX CORPORATION COM 1M 15K
SALESFORCE INC COM 902K 4K
SCHWAB STRATEGIC TR US DIVIDEND EQ 231K 3K
SEI INVTS CO COM 2M 38K
SELECT SECTOR SPDR TR ENERGY 457K 5K
SELECT SECTOR SPDR TR FINANCIAL 222K 5K
SHOPIFY INC CL A 207K 3K
SOUTHERN CO COM 534K 7K
SPDR INDEX SHS FDS PORTFOLIO EMG MK 8M 210K
SPDR S&P 500 ETF TR TR UNIT 1M 2K
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 17M 32K
SPDR SER TR PRTFLO S&P500 HI 319K 8K
SPDR SER TR PORTFOLIO AGRGTE 6M 245K
SPDR SER TR BLOOMBERG 1-3 MO 9M 101K
SPROTT PHYSICAL GOLD TR UNIT 209K 12K
STRYKER CORPORATION COM 1M 4K
SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 207K 4K
TARGET CORP COM 407K 3K
TERRAN ORBITAL CORPORATION COM 18K 22K
TESLA INC COM 1M 8K
THERMO FISHER SCIENTIFIC INC COM 631K 1K
TIDAL TR II YIELDMAX ULTRA O 183K 14K
TORM PLC SHS CL A 202K 5K
TRUIST FINL CORP COM 505K 13K
UBER TECHNOLOGIES INC COM 490K 7K
UBS GROUP AG SHS 2M 64K
UNION PAC CORP COM 334K 1K
UNITEDHEALTH GROUP INC COM 2M 5K
US BANCORP DEL COM NEW 354K 9K
VANGUARD INDEX FDS GROWTH ETF 17M 45K
VANGUARD INDEX FDS VALUE ETF 26M 161K
VANGUARD MUN BD FDS TAX EXEMPT BD 2M 33K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 11M 224K
VANGUARD WORLD FD INF TECH ETF 306K 530
VERIZON COMMUNICATIONS INC COM 2M 39K
VISA INC COM CL A 2M 8K
WALGREENS BOOTS ALLIANCE INC COM 240K 20K
WALMART INC COM 3M 39K
WELLS FARGO CO NEW COM 271K 5K
WILLIAMS COS INC COM 3M 73K
WISDOMTREE TR ARTIFICIAL INTEL 229K 11K