WEALTH ALLIANCE ADVISORY GROUP, LLC
Adviser information for WEALTH ALLIANCE ADVISORY GROUP, LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 7 |
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Investment Advisory/Research | 7 |
Registered Broker-Dealer Representatives | 3 |
Registered State Investment Advisers | 7 |
Licensed Agents of an Insurance Company | 6 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 819 | $627.7M |
Non-Discretionary | 2 | $19.0M |
Total | 821 | $646.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 559 | $146.9M |
HNW Individuals | 216 | $433.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 28 | $50.3M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 16 | $15.8M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 251-500 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
---|
Acting As | RAUM |
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Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 596.3M |
Portfolio Manager to Program | Sponsor |
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WEALTH ALLIANCE ADVISORY GROUP WRAP PROGRAM | WEALTH ALLIANCE ADVISORY GROUP, LLC |
Principal Office
10585 E 21ST NWICHITA
KS
United States
Monday - Friday, 9:00AM - 6:00PM
Tel: 316.221.3950, Fax: 316.221.3952
Websites
Chief Compliance Officer
MATTHEW CATLIN
MEMBER AND CHIEF INVESTMENT OFFICER
10585 E 21ST N
WICHITA
KS
United States
Tel:
316.221.3950
Fax:
316.221.3952
M*************@*****************T
(Full email address available in API data)
Industry Affiliates
PREFERRED PENSION SOLUTIONS | Accountant or accounting firm |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CATLIN, MATTHEW, GLEN | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | 11/2017 | 25-50% |
DECKER, GARY, WINFIELD | Individual | – | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | 11/2017 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 463K | 5K | – |
ABBVIE INC | COM | 1M | 7K | – |
ADOBE INC | COM | 1M | 2K | – |
ADVANCED MICRO DEVICES INC | COM | 994K | 6K | – |
ALPHABET INC | CAP STK CL C | 4M | 20K | – |
ALPHABET INC | CAP STK CL A | 1M | 6K | – |
ALTRIA GROUP INC | COM | 1M | 23K | – |
AMAZON COM INC | COM | 5M | 23K | – |
AMCOR PLC | ORD | 463K | 47K | – |
AMERICAN RLTY INVS INC | COM | 2M | 150K | – |
AMERICAN TOWER CORP NEW | COM | 279K | 1K | – |
AMGEN INC | COM | 2M | 7K | – |
AMMO INC | COM | 137K | 81K | – |
AMPLIFY ETF TR | AMPLIFY ETHO CLI | 407K | 7K | – |
APA CORPORATION | COM | 495K | 17K | – |
APOLLO GLOBAL MGMT INC | COM | 236K | 2K | – |
APPLE INC | COM | 11M | 52K | – |
APPLIED MATLS INC | COM | 212K | 900 | – |
ARES CAPITAL CORP | COM | 414K | 20K | – |
ASTRAZENECA PLC | SPONSORED ADR | 218K | 3K | – |
AT&T INC | COM | 1M | 66K | – |
BANK AMERICA CORP | COM | 3M | 83K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 9K | – |
BERKSHIRE HATHAWAY INC DEL | CL A | 1M | 2 | – |
BLACKSTONE INC | COM | 354K | 3K | – |
BOEING CO | COM | 691K | 4K | – |
BP PLC | SPONSORED ADR | 930K | 26K | – |
BRAEMAR HOTELS & RESORTS INC | COM | 128K | 50K | – |
BRISTOL-MYERS SQUIBB CO | COM | 283K | 7K | – |
BROADCOM INC | COM | 3M | 2K | – |
BUCKLE INC | COM | 1M | 31K | – |
CAMBER ENERGY INC | COM | 7K | 60K | – |
CAPITOL FED FINL INC | COM | 74K | 13K | – |
CARDINAL HEALTH INC | COM | 385K | 4K | – |
CATERPILLAR INC | COM | 1M | 4K | – |
CHENIERE ENERGY PARTNERS LP | COM UNIT | 211K | 4K | – |
CHEVRON CORP NEW | COM | 3M | 21K | – |
CISCO SYS INC | COM | 570K | 12K | – |
COCA COLA CO | COM | 444K | 7K | – |
COMCAST CORP NEW | CL A | 252K | 6K | – |
COMMERCE BANCSHARES INC | COM | 354K | 6K | – |
CONNECTONE BANCORP INC | COM | 293K | 16K | – |
CONOCOPHILLIPS | COM | 2M | 18K | – |
CONSOLIDATED EDISON INC | COM | 746K | 8K | – |
COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
CROWDSTRIKE HLDGS INC | CL A | 502K | 1K | – |
CSX CORP | COM | 385K | 12K | – |
DEERE & CO | COM | 264K | 707 | – |
DEVON ENERGY CORP NEW | COM | 1M | 28K | – |
DIAMONDBACK ENERGY INC | COM | 237K | 1K | – |
DISNEY WALT CO | COM | 245K | 2K | – |
EATON VANCE MUN BD FD | COM | 134K | 13K | – |
EATON VANCE TAX ADVT DIV INC | COM | 397K | 17K | – |
EATON VANCE TAX-MANAGED BUY- | COM | 643K | 47K | – |
ELI LILLY & CO | COM | 4M | 4K | – |
ENBRIDGE INC | COM | 637K | 18K | – |
ENERGY TRANSFER L P | COM UT LTD PTN | 682K | 42K | – |
ENTERPRISE PRODS PARTNERS L | COM | 408K | 14K | – |
EOG RES INC | COM | 270K | 2K | – |
EQUITY BANCSHARES INC | COM CL A | 3M | 71K | – |
ETFS GOLD TR | PHYSCL GOLD SHS | 1M | 62K | – |
EXXON MOBIL CORP | COM | 8M | 66K | – |
FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 461K | 5K | – |
FIDELITY COMWLTH TR | NASDAQ COMPSIT | 701K | 10K | – |
FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 25M | 553K | – |
FIRST TR SML CP CORE ALPHA F | COM SHS | 11M | 123K | – |
FLOWERS FOODS INC | COM | 415K | 19K | – |
FORD MTR CO DEL | COM | 415K | 33K | – |
FORTINET INC | COM | 636K | 11K | – |
FRANKLIN RESOURCES INC | COM | 399K | 18K | – |
FRANKLIN TEMPLETON ETF TR | MUNICIPAL GRN BD | 3M | 145K | – |
FREEPORT-MCMORAN INC | CL B | 318K | 7K | – |
GE AEROSPACE | COM NEW | 1M | 8K | – |
GENERAL DYNAMICS CORP | COM | 310K | 1K | – |
GENERAL MLS INC | COM | 263K | 4K | – |
GOLDMAN SACHS GROUP INC | COM | 927K | 2K | – |
GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 686K | 13K | – |
GSK PLC | SPONSORED ADR | 484K | 13K | – |
HCA HEALTHCARE INC | COM | 236K | 736 | – |
HESS CORP | COM | 592K | 4K | – |
HNI CORP | COM | 577K | 13K | – |
HOME DEPOT INC | COM | 1M | 3K | – |
HONEYWELL INTL INC | COM | 990K | 5K | – |
INCYTE CORP | COM | 268K | 4K | – |
INTEL CORP | COM | 366K | 12K | – |
INTERNATIONAL BUSINESS MACHS | COM | 959K | 6K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 16M | 97K | – |
INVESCO MUNICIPAL TRUST | COM | 569K | 57K | – |
INVESCO QQQ TR | UNIT SER 1 | 486K | 1K | – |
INVESCO TR INVT GRADE MUNS | COM | 147K | 14K | – |
ISHARES TR | NATIONAL MUN ETF | 772K | 7K | – |
ISHARES TR | CORE US AGGBD ET | 828K | 9K | – |
ISHARES TR | CORE S&P500 ETF | 42M | 77K | – |
ISHARES TR | CORE S&P TTL STK | 301K | 3K | – |
J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 9M | 176K | – |
J P MORGAN EXCHANGE TRADED F | BETABUILDERS US | 13M | 276K | – |
J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 4M | 86K | – |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 1M | 25K | – |
J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 17M | 265K | – |
JOHNSON & JOHNSON | COM | 2M | 15K | – |
JPMORGAN CHASE & CO. | COM | 3M | 13K | – |
KIMBERLY-CLARK CORP | COM | 618K | 4K | – |
KRAFT HEINZ CO | COM | 517K | 16K | – |
KROGER CO | COM | 251K | 5K | – |
LAM RESEARCH CORP | COM | 426K | 400 | – |
LEGGETT & PLATT INC | COM | 180K | 16K | – |
LINDE PLC | SHS | 952K | 2K | – |
LOCKHEED MARTIN CORP | COM | 352K | 754 | – |
LYONDELLBASELL INDUSTRIES N | SHS - A - | 464K | 5K | – |
MACQUARIE / FIRST TR GLOBAL | COM | 97K | 13K | – |
MASTERCARD INCORPORATED | CL A | 963K | 2K | – |
MCDONALDS CORP | COM | 2M | 9K | – |
MERCK & CO INC | COM | 787K | 6K | – |
META PLATFORMS INC | CL A | 2M | 5K | – |
MICRON TECHNOLOGY INC | COM | 242K | 2K | – |
MICROSOFT CORP | COM | 9M | 19K | – |
MONDELEZ INTL INC | CL A | 447K | 7K | – |
NETFLIX INC | COM | 581K | 861 | – |
NEUBERGER BERMAN MUN FD INC | COM | 240K | 23K | – |
NEXTERA ENERGY INC | COM | 1M | 14K | – |
NORTHERN DYNASTY MINERALS LT | COM NEW | 5K | 15K | – |
NOVARTIS AG | SPONSORED ADR | 298K | 3K | – |
NUVEEN FLOATING RATE INCOME | COM | 102K | 12K | – |
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 541K | 44K | – |
NUVEEN QUALITY MUNCP INCOME | COM | 320K | 27K | – |
NVIDIA CORPORATION | COM | 9M | 76K | – |
OCCIDENTAL PETE CORP | COM | 567K | 9K | – |
ONEOK INC NEW | COM | 1M | 13K | – |
ORACLE CORP | COM | 2M | 16K | – |
OTTER TAIL CORP | COM | 243K | 3K | – |
PALO ALTO NETWORKS INC | COM | 204K | 601 | – |
PEPSICO INC | COM | 2M | 12K | – |
PFIZER INC | COM | 482K | 17K | – |
PHILIP MORRIS INTL INC | COM | 346K | 3K | – |
PHILLIPS 66 | COM | 1M | 9K | – |
PIMCO CORPORATE & INCOME OPP | COM | 255K | 18K | – |
PIMCO ETF TR | INTER MUN BD ACT | 9M | 170K | – |
PIMCO ETF TR | MULTISECTOR BD | 18M | 709K | – |
PIMCO INCOME STRATEGY FD II | COM | 86K | 12K | – |
PIMCO MUN INCOME FD III | COM | 250K | 32K | – |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 2M | 88K | – |
PRICE T ROWE GROUP INC | COM | 498K | 4K | – |
PROCTER AND GAMBLE CO | COM | 3M | 18K | – |
PROLOGIS INC. | COM | 844K | 8K | – |
PROSHARES TR | ULTRPRO S&P500 | 474K | 6K | – |
PROSHARES TR | ULTRAPRO QQQ | 396K | 5K | – |
PUBLIC SVC ENTERPRISE GRP IN | COM | 215K | 3K | – |
QUALCOMM INC | COM | 390K | 2K | – |
RANGE RES CORP | COM | 337K | 10K | – |
REALTY INCOME CORP | COM | 492K | 9K | – |
REGIONS FINANCIAL CORP NEW | COM | 293K | 15K | – |
RTX CORPORATION | COM | 1M | 15K | – |
SALESFORCE INC | COM | 902K | 4K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 231K | 3K | – |
SEI INVTS CO | COM | 2M | 38K | – |
SELECT SECTOR SPDR TR | ENERGY | 457K | 5K | – |
SELECT SECTOR SPDR TR | FINANCIAL | 222K | 5K | – |
SHOPIFY INC | CL A | 207K | 3K | – |
SOUTHERN CO | COM | 534K | 7K | – |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 8M | 210K | – |
SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 17M | 32K | – |
SPDR SER TR | PRTFLO S&P500 HI | 319K | 8K | – |
SPDR SER TR | PORTFOLIO AGRGTE | 6M | 245K | – |
SPDR SER TR | BLOOMBERG 1-3 MO | 9M | 101K | – |
SPROTT PHYSICAL GOLD TR | UNIT | 209K | 12K | – |
STRYKER CORPORATION | COM | 1M | 4K | – |
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 207K | 4K | – |
TARGET CORP | COM | 407K | 3K | – |
TERRAN ORBITAL CORPORATION | COM | 18K | 22K | – |
TESLA INC | COM | 1M | 8K | – |
THERMO FISHER SCIENTIFIC INC | COM | 631K | 1K | – |
TIDAL TR II | YIELDMAX ULTRA O | 183K | 14K | – |
TORM PLC | SHS CL A | 202K | 5K | – |
TRUIST FINL CORP | COM | 505K | 13K | – |
UBER TECHNOLOGIES INC | COM | 490K | 7K | – |
UBS GROUP AG | SHS | 2M | 64K | – |
UNION PAC CORP | COM | 334K | 1K | – |
UNITEDHEALTH GROUP INC | COM | 2M | 5K | – |
US BANCORP DEL | COM NEW | 354K | 9K | – |
VANGUARD INDEX FDS | GROWTH ETF | 17M | 45K | – |
VANGUARD INDEX FDS | VALUE ETF | 26M | 161K | – |
VANGUARD MUN BD FDS | TAX EXEMPT BD | 2M | 33K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 11M | 224K | – |
VANGUARD WORLD FD | INF TECH ETF | 306K | 530 | – |
VERIZON COMMUNICATIONS INC | COM | 2M | 39K | – |
VISA INC | COM CL A | 2M | 8K | – |
WALGREENS BOOTS ALLIANCE INC | COM | 240K | 20K | – |
WALMART INC | COM | 3M | 39K | – |
WELLS FARGO CO NEW | COM | 271K | 5K | – |
WILLIAMS COS INC | COM | 3M | 73K | – |
WISDOMTREE TR | ARTIFICIAL INTEL | 229K | 11K | – |