FIDELITY PERSONAL AND WORKPLACE ADVISORS
FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC Legal Name
Adviser information for FIDELITY PERSONAL AND WORKPLACE ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15424 |
|---|---|
| Investment Advisory/Research | 15424 |
| Registered Broker-Dealer Representatives | 15281 |
| Registered State Investment Advisers | 14549 |
| Licensed Agents of an Insurance Company | 7979 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2.0M | $818.8B |
| Non-Discretionary | 0 | $0 |
| Total | 2.0M | $818.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1.1M | $247.4B |
| HNW Individuals | 549,755 | $456.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8,817 | $108.7B |
| Charitable organizations | 11 | $27.1M |
| State or municipal gov entities | 102 | $5.3B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 375 | $777.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 13624 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 751018 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 581.4B |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-112027 |
|---|---|
| SEC ERA File Number | 801-112027 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288590 |
| Legal Entity Identifier | None |
Principal Office
245 SUMMER STREET, V2ABOSTON
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 617-563-7000, Fax: None
Websites
www.instagram.com/womentalkmoney
www.facebook.com/plynkinvest/
www.twitter.com/fidelity
www.instagram.com/chet529/
www.netbenefits.com
www.reddit.com/r/fidelityinvestments
www.twitter.com/chet529/
www.facebook.com/chetcollegesavings
www.tiktok.com/@fidelity
www.linkedin.com/company/plynk-invest
www.youtube.com/fidelityinvestments
www.fidelity.com
twitter.com/plynkinvest/
www.linkedin.com/showcase/womentalkmoney
www.instagram.com/plynkinvest/
twitter.com/fidelityinst
discord.gg/fidelityinvestments
www.reddit.com/r/fidelitycrypto
www.reddit.com/u/fidelityinvestments
www.youtube.com/c/fidelityinstitutional
www.reddit.com/u/fidelitycrypto
www.facebook.com/fidelityinvestments
www.instagram.com/fidelity
twitter.com/fidelitypolicy
twitter.com/fidelitynews
www.linkedin.com/company/fidelity-investments
www.linkedin.com/showcase/fidelity-institutional/
www.twitter.com/timmerfidelity
www.facebook.com/chetlatino
Chief Compliance Officer
BRANDON LAMB
CHIEF COMPLIANCE OFFICER
245 SUMMER STREET
BOSTON
MA
United States
Tel:
602-740-4496
P*********************@******M
(Full email address available in API data)
Regulatory Contact
SHANNON HADLEY
COMPLIANCE DIRECTOR
ONE DESTINY WAY
WB3X
WESTLAKE
TX
United States
Tel:
817-474-0921
S*************@******M
(Full email address available in API data)
Industry Affiliates
| 42 NORTH RESOURCE PARTNERS ADVISORS II LP | Sponsor, GP, manager of pooled investment vehicles |
| 42 NORTH RESOURCE PARTNERS ADVISORS LP | Sponsor, GP, manager of pooled investment vehicles |
| AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| AVON VENTURE ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| AVON VENTURE ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| BALLYROCK INVESTMENT ADVISORS LLC | Other investment adviser, including financial planners |
| DI CONSUMER ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| DI OPPORTUNITY ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| DIGITAL BROKERAGE SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | Insurance company or agency |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CP HITS ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| FIAM INDEX FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIAM INSTITUTIONAL FUNDS MANAGER, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIAM LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultant |
| FIDELITY BROKERAGE SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | Other investment adviser, including financial planners |
| FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY CRET TRUSTEE LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY DIGITAL ASSET SERVICES, LLC | Trust company |
| FIDELITY DISTRIBUTORS COMPANY LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY DIVERSIFYING SOLUTIONS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY FUNDS MANAGER II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY FUNDS MANAGER III,LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY FUNDS MANAGER, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY HEALTH INSURANCE SERVICES, LLC | Insurance company or agency |
| FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorTrust companyPension consultant |
| FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | Other investment adviser, including financial planners |
| FIDELITY INSURANCE AGENCY, INC. | Insurance company or agency |
| FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | Insurance company or agency |
| FIDELITY JAPAN DATA CENTERS FUND GP LP | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | Other investment adviser, including financial planners |
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY MANAGEMENT TRUST COMPANY | Other investment adviser, including financial plannersTrust company |
| FIDELITY PERSONAL TRUST COMPANY, FSB | Banking or thrift institutionTrust company |
| FIDELITY PRIME FINANCING | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY REAL ESTATE PARTNERS VI LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY TOKYO 3 SERIES GP LP | Sponsor, GP, manager of pooled investment vehicles |
| FIDVEST US LLC | Insurance company or agency |
| FINE STRUCTURE VENTURES ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| FINE STRUCTURE VENTURES ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| FMR INVESTMENT MANAGEMENT (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GREEN PIER FINTECH LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| KEZAR TRADING, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NATIONAL FINANCIAL SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SOTERIA REINSURANCE LTD. | Insurance company or agency |
| STRATEGIC ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON IV, EDWARD, CROSBY | Individual | FMR LLC | ELECTED MANAGER | 04/2006 | |
| JOHNSON, ABIGAIL, PIERREPONT | Individual | FMR LLC | ELECTED MANAGER | 05/1994 | |
| MCGRAW, GERARD, JOHN | Individual | FMR LLC | ELECTED MANAGER | 10/2014 | |
| WILENS, MICHAEL, ENGBER | Individual | FMR LLC | ELECTED MANAGER | 10/2014 | |
| COYNE, DAVID, BUTLER | Individual | – | ELECTED MANAGER | 04/2017 | < 5% |
| COMPSON, RICHARD, GRAY | Individual | – | ELECTED MANAGER/PRESIDENT | 11/2022 | < 5% |
| LYNN, KARIM, GLORIE | Individual | – | CHIEF LEGAL OFFICER/SECRETARY | 04/2017 | < 5% |
| FMR LLC | Domestic Entity | FIDELITY ADVISORY HOLDINGS LLC | MEMBER | 03/2018 | > 75% |
| OWENS, WILSON, BRECHNER | Individual | – | ELECTED MANAGER | 12/2021 | < 5% |
| FIDELITY ADVISORY HOLDINGS LLC | Domestic Entity | – | MEMBER | 03/2018 | > 75% |
| PETERSON, DAVID, (NMN) | Individual | – | ELECTED MANAGER | 01/2019 | < 5% |
| MCDERMOTT, CHRISTOPHER, ANDREW | Individual | – | ELECTED MANAGER | 01/2019 | < 5% |
| MOORJANI, SANGEETA, (NMN) | Individual | – | ELECTED MANAGER | 10/2019 | < 5% |
| LAMB, BRANDON, LEIGH | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |
| MCLAUGHLIN, KEVIN, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER | 11/2022 | < 5% |
| NEFF, STEPHEN, CHARLES | Individual | FMR LLC | ELECTED MANAGER | 04/2023 | |
| WIEMEYER, PETER, ERIC | Individual | – | ELECTED MANAGER | 10/2023 | < 5% |