N.E.W. ADVISORY SERVICES, LLC
Adviser information for N.E.W. ADVISORY SERVICES, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 12 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6,671 | $1.1B |
| Non-Discretionary | 642 | $27.5M |
| Total | 7,313 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,357 | $601.4M |
| HNW Individuals | 401 | $497.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $178,597 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 3000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesCommissions |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 3.2M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ORION PORTFOLIO SOLUTIONS, LLC | ORION PORTFOLIO SOLUTIONS, LLC |
Identifiers
| SEC RIA File Number | 801-112037 |
|---|---|
| SEC ERA File Number | 801-112037 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290405 |
| Legal Entity Identifier | None |
Principal Office
2200 DICKINSON ROADUNIT 17A
DE PERE
WI
United States
Monday - Friday, 8:00 AM TO 4:30 P.M.
Tel: 920-712-7800, Fax: 920-712-7801
Chief Compliance Officer
ROBBIE HAYES
CHIEF COMPLIANCE OFFICER
2200 DICKINSON ROAD
UNIT 17A
DE PERE
WI
United States
Tel:
920-712-7800
Fax:
920-712-7801
R*****@**********************M
(Full email address available in API data)
Regulatory Contact
DEBRA DELEERS
MEMBER
2200 DICKINSON ROAD
UNIT 17A
DE PERE
WI
United States
Tel:
920-712-7800
Fax:
920-712-7801
D*******@**********************M
(Full email address available in API data)
Industry Affiliates
| ALBERTS CPA & ASSOCIATES | Other investment adviser, including financial plannersAccountant or accounting firm |
| HERMSEN WEALTH MANAGMENT | Other investment adviser, including financial planners |
| JOHNSON WEALTH | Other investment adviser, including financial planners |
| JOHNSON WEALTH MANAGEMENT | Other investment adviser, including financial planners |
| NORTHRIGHT FINANCIAL | Other investment adviser, including financial planners |
| NORTHRIGHT FINANCIAL | Other investment adviser, including financial planners |
| NORTHRIGHT FINANCIAL | Other investment adviser, including financial planners |
| NORTHRIGHT FINANCIAL | Other investment adviser, including financial planners |
| NORTHRIGHT FINANCIAL | Other investment adviser, including financial planners |
| NORTHRIGHT FINANCIAL | Other investment adviser, including financial plannersLawyer or law firm |
| SOVEREIGN FINANCIAL GROUP | Other investment adviser, including financial planners |
| SOVEREIGN FINANCIAL GROUP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DELEERS, DEBRA | Individual | – | MEMBER | 09/2017 | 10-25% |
| HERMSEN, ANDREW, ROBERT | Individual | – | MEMBER | 11/2017 | 10-25% |
| JOHNSON, MICHAEL, ARTHUR | Individual | – | MEMBER | 11/2017 | 10-25% |
| HAYES, ROBBIE, JOSEPH | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 11/2017 | 10-25% |
| WHITEHOUSE, MICHAEL, GERALD | Individual | – | MEMBER | 11/2017 | 10-25% |