DCM ADVISORS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	13
Investment Advisory/Research	9
Registered Broker-Dealer Representatives	3
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	95	$349.8M
Non-Discretionary	0	$0
Total	95	$349.8M

Clients

Type	Number	RAUM
Individuals	62	$19.0M
HNW Individuals	13	$32.5M
Banking or thrift institutions	0	$0
Investment companies	3	$153.5M
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	8	$89.1M
Charitable organizations	<5	$30.9M
State or municipal gov entities	<5	$23.3M
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$1.5M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newsletters
Compensation	% of AUMHourly chargesSubscription feesPerformance-based fees

Identifiers

SEC RIA File Number	801-112041
SEC ERA File Number	801-112041
SEC CIK Numbers	1839498
SEC CRD Numbers	126248
Legal Entity Identifier	None

Principal Office

33 WHITEHALL STREET
11TH FLOOR
NEW YORK
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic