FARRINGDON ASSET MANAGEMENT PTE LTD

Adviser information for FARRINGDON ASSET MANAGEMENT PTE LTD last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Singapore

Employees

Total Number of Employees 17
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 42 $71.7M
Non-Discretionary 785 $165.9M
Total 827 $237.5M

Clients

Type Number RAUM
Individuals 335 $165.9M
HNW Individuals 29 $71.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 97
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMCommissionsPerformance-based fees

Identifiers

SEC RIA File Number 801-112062
SEC ERA File Number 801-112062
SEC CIK Numbers None
SEC CRD Numbers 290461
Legal Entity Identifier CMS100560-1

Principal Office

10 COLLYER QUAY,OCEAN FINANCIAL CENTRE
#03-06
SINGAPORE, SINGAPORE
Singapore
Monday - Friday, 8.30AM -5.30PM
Tel: +65-65316180, Fax: None

Chief Compliance Officer

MAHALAKSHMI
MS
10 COLLYER QUAY,OCEAN FINANCIAL CENTRE
#03-06
SINGAPORE
Singapore
Tel: +65-65316180
(Full email address available in API data)

Regulatory Contact

MARTIN JAMES YOUNG
MR
10 COLLYER QUAY,OCEAN FINANCIAL CENTRE
#03-06
SINGAPORE
Singapore
Tel: +65-65316180
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Young, Martin, James Individual CEO 10/2015 50-75%
Yeomans, Stuart, Anthony Individual SHAREHOLDER 01/2018 50-75%
Rengaraju, mahalakshmi Individual CHIEF COMPLIANCE OFFICER 10/2020 < 5%

No. Employees, Historic

2010020192020202120222023202420254 on 8/4/20199 on 4/29/20208 on 4/7/20218 on 4/15/202112 on 3/29/202212 on 3/29/202210 on 3/22/202317 on 3/27/202417 on 3/27/2024

RAUM, Historic

2B1B0201920202021202220232024202524987268 on 8/4/201924987268 on 4/29/20201182480342 on 4/7/20211182480342 on 4/15/2021311708092 on 3/29/2022311708092 on 3/29/2022234550785 on 3/22/2023237537686 on 3/27/2024237537686 on 3/27/2024

No. Clients, Historic

6003000201920202021202220232024202533 on 8/4/201933 on 4/29/202076 on 4/7/202176 on 4/15/2021535 on 3/29/2022535 on 3/29/2022390 on 3/22/2023364 on 3/27/2024364 on 3/27/2024