RESOLUTE WEALTH ADVISOR, INC.
Adviser information for RESOLUTE WEALTH ADVISOR, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 616 | $199.4M |
| Non-Discretionary | 41 | $302,616 |
| Total | 657 | $199.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 165 | $24.0M |
| HNW Individuals | 131 | $113.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $60.7M |
| Charitable organizations | <5 | $442,992 |
| State or municipal gov entities | <5 | $827,843 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $613,145 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112074 |
|---|---|
| SEC ERA File Number | 801-112074 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290349 |
| Legal Entity Identifier | None |
Principal Office
1100 EAST MAIN CROSS STREETSUITE 157
FINDLAY
OH
United States
MONDAY-THURSDAY, 8:30AM - 5PM
Tel: 419-422-4400, Fax: None
Chief Compliance Officer
SCOTT HOHMAN
1100 EAST MAIN CROSS STREET
SUITE 157
FINDLAY
OH
United States
Tel:
419-422-4400
S******@******************M
(Full email address available in API data)
Regulatory Contact
ALLYSA WARRINGTON
OPERATIONS MANAGER
1100 EAST MAIN CROSS STREET
SUITE 157
FINDLAY
OH
United States
Tel:
419-422-4400
A**********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOHMAN, SCOTT, JEFFREY | Individual | – | CCO, PRESIDENT | 10/2017 | > 75% |