GUNN & COMPANY INVESTMENT MANAGEMENT, INC.
Adviser information for GUNN & COMPANY INVESTMENT MANAGEMENT, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 396 | $167.6M |
| Non-Discretionary | 0 | $0 |
| Total | 396 | $167.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 104 | $23.8M |
| HNW Individuals | 55 | $139.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $3.9M |
| Charitable organizations | <5 | $34,514 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-112077 |
|---|---|
| SEC ERA File Number | 801-112077 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120084 |
| Legal Entity Identifier | None |
Principal Office
13901 SUTTON PARK DRIVE SOUTHSUITE 130
JACKSONVILLE
FL
United States
MONDAY - THURSDAY; FRIDAY 9AM - 1PM, 9 AM - 5 PM
Tel: 904-296-2025, Fax: None
Websites
Chief Compliance Officer
SUSAN HUGHES
CHIEF COMPLIANCE OFFICER
13901 SUTTON PARK DRIVE SOUTH
SUITE 130
JACKSONVILLE
FL
United States
Tel:
904-296-2025
S******@*************M
(Full email address available in API data)
Regulatory Contact
RENEE' MORRELL
VICE PRESIDENT
13901 SUTTON PARK DRIVE SOUTH
SUITE 130
JACKSONVILLE
FL
United States
Tel:
904-296-2025
R*******@*************M
(Full email address available in API data)
Industry Affiliates
| GUNN & COMPANY, CPA, PA | Accountant or accounting firm |
| MARSHALL D. GUNN, JR. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUNN, MARSHALL, DEAN | Individual | – | PRESIDENT | 11/1996 | 50-75% |
| HUGHES, SUSAN, RAE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2007 | 10-25% |
| MORRELL, RENEE, LYNN | Individual | – | VICE PRESIDENT | 07/2015 | 10-25% |
| DeWitt, Elizabeth, P | Individual | – | SHAREHOLDER | 10/2020 | 5-10% |