MIRAMAR CAPITAL
MIRAMAR CAPITAL LLC Legal Name
Adviser information for MIRAMAR CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 337 | $470.0M |
| Non-Discretionary | 19 | $21.4M |
| Total | 356 | $491.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 36 | $16.9M |
| HNW Individuals | 98 | $349.7M |
| Banking or thrift institutions | <5 | $11.1M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.1M |
| Charitable organizations | <5 | $42.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $68.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 201.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MIRAMAR CAPITAL | MIRAMAR CAPITAL |
Identifiers
| SEC RIA File Number | 801-112078 |
|---|---|
| SEC ERA File Number | 801-112078 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290909 |
| Legal Entity Identifier | None |
Principal Office
666 DUNDEE ROADSUITE 502
NORTHBROOK
IL
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: 847-291-7300, Fax: None
Chief Compliance Officer
BETH DESANTIAGO
666 DUNDEE RD., SUITE 502
NORTHBROOK
IL
United States
Tel:
(847) 291-7303 |
B***@*************M
(Full email address available in API data)
Regulatory Contact
ROBERT KALMAN
666 DUNDEE RD., SUITE 502
NORTHBROOK,
IL
United States
Tel:
847-291-7300
B*@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KALMAN, ROBERT | Individual | – | MEMBER | 10/2017 | 50-75% |
| WASSERMAN, MAX, SCOTT | Individual | – | MEMBER | 12/2017 | 50-75% |
| DESANTIAGO, BETH, PAPAS | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |