SANOSTRO AG
Adviser information for SANOSTRO AG last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPublication of periodicals or newslettersMarket timing servicesRISK MANAGEMENT SERVICES |
|---|---|
| Compensation | Subscription feesPerformance-based feesCUSTOM NEGOTIATED FEES |
Identifiers
| SEC RIA File Number | 801-112080 |
|---|---|
| SEC ERA File Number | 801-112080 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290214 |
| Legal Entity Identifier | CHE-133-812.206 |
Principal Office
BAARERSTRASSE 75ZUG
Switzerland
Monday - Friday, 8:00 AM-5:00 PM CET
Tel: +41445158710, Fax: N/A
Chief Compliance Officer
JOHN KREHBIEL
CEO
BAARERSTRASSE 75
ZUG
Switzerland
Tel:
+4915750339435
Fax:
N/A
K*******@***********M
(Full email address available in API data)
Regulatory Contact
WOLFGANG BATT
BOARD MEMBER
BAARERSTRASSE 75
ZUG
Switzerland
Tel:
+491716229996
Fax:
N/A
B***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANOSTRO HOLDING AG | Foreign Entity | – | SHAREHOLDER | 09/2013 | > 75% |
| FIVET GROUP AG | Foreign Entity | SANOSTRO HOLDING AG | PARTNER | 09/2013 | 25-50% |
| KREHBIEL, JOHN, MORGAN | Individual | – | CEO & CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| KREHBIEL, JOHN, MORGAN | Individual | SANOSTRO HOLDING AG | CEO | 01/2021 |