MCALISTER, SWEET & ASSOCIATES, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	318	$172.8M
Non-Discretionary	5	$246,043
Total	323	$173.1M

Clients

Type	Number	RAUM
Individuals	100	$41.5M
HNW Individuals	64	$131.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	173.1M

Portfolio Manager to Program	Sponsor
MSA WRAP FEE PROGRAM	MCALISTER, SWEET & ASSOCIATES, INC.

Identifiers

SEC RIA File Number	801-112082
SEC ERA File Number	801-112082
SEC CIK Numbers	1774087
SEC CRD Numbers	290626
Legal Entity Identifier	None

Principal Office

19500 ST. HWY. 249
SUITE 345
HOUSTON
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic