LV ADVISORY SPA
Adviser information for LV ADVISORY SPA last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Chile |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-112109 |
|---|---|
| SEC ERA File Number | 801-112109 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290350 |
| Legal Entity Identifier | 2549005379J223RXPY69 |
Principal Office
0177 EL BOSQUE NORTE9TH FLOOR, LAS CONDES
SANTIAGO
Chile
Monday - Friday, 9AM - 6PM
Tel: 562-23398500, Fax: None
Chief Compliance Officer
FRANCISCO SKINNER BESOAIN
0177 EL BOSQUE NORTE
4TH FLOOR
SANTIAGO
Chile
Tel:
56-2-23398634
F*******@**************M
(Full email address available in API data)
Regulatory Contact
MAT�AS VIAL ALAMOS
CORPORATE LAWYER
0177 EL BOSQUE NORTE
15TH FLOOR LAS CONDES
SANTIAGO
Chile
Tel:
56-2-23398629
Fax:
56-2-23320018
M******@**************M
(Full email address available in API data)
Industry Affiliates
| LARRAINVIAL ASSET MANAGEMENT | Other investment adviser, including financial planners |
| LARRAINVIAL SECURITIES US LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LARRA�N VIAL S.A. CORREDORA DE BOLSA | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LARRA�N VIAL SERVICIOS PROFESIONALES LTDA. | Foreign Entity | – | OWNER | 06/2017 | > 75% |
| C�RDOVA, GONZALO | Individual | – | CEO | 06/2017 | < 5% |
| LARRA�N VIAL SPA | Foreign Entity | LARRA�N VIAL SERVICIOS PROFESIONALES LTDA. | OWNER | 06/2001 | > 75% |
| RENTAS ST LIMITADA | Foreign Entity | LARRA�N VIAL SPA | OWNER | 02/2013 | 25-50% |
| SKINNER BESOAIN, FRANCISCO | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2017 | < 5% |
| VIAL ECHEVERR�A, LEONIDAS | Individual | RENTAS ST LIMITADA | OWNER | 12/2012 | 25-50% |