LOCUST POINT CAPITAL
LOCUST POINT CAPITAL, INC. Legal Name
Adviser information for LOCUST POINT CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-112110 |
|---|---|
| SEC ERA File Number | 801-112110 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286689 |
| Legal Entity Identifier | None |
Principal Office
141 W FRONT STREET, SUITE 415RED BANK
NJ
United States
Monday - Friday, 9 AM - 5 PM
Tel: 732-945-7474, Fax: None
Chief Compliance Officer
EDWARD MCCUTCHEON
GENERAL COUNSEL
1395 BRICKELL AVENUE
SUITE 1100
MIAMI
FL
United States
Tel:
732-852-4877
T**********@*********************M
(Full email address available in API data)
Regulatory Contact
ERIC SMITH
CEO AND MANAGING PARTNER
1395 BRICKELL AVENUE
SUITE 1100
MIAMI
FL
United States
Tel:
732-945-7474
E*****@*********************M
(Full email address available in API data)
Industry Affiliates
| LPC GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LPC GP III, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LPC GP SENIOR MORTGAGE FUND, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LPC GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LOCUST POINT PRIVATE CREDIT FUND III, L.P. | PRIVATE CREDIT | $357.1M | $5.0M | 23 |
| LOCUST POINT PRIVATE CREDIT FUND, L.P. | PRIVATE CREDIT | $294.5M | $5.0M | 74 |
| LOCUST POINT SENIOR MORTGAGE FUND, L.P. | PRIVATE CREDIT | $186.3M | $10.0M | 3 |
| LOCUST POINT SENIORS HOUSING DEBT FUND II, L.P. | PRIVATE CREDIT | $524.9M | $5.0M | 60 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, ERIC, MANCIN | Individual | – | CHIEF EXECUTIVE OFFICER, MANAGING PARTNER, PRINCIPAL | 05/2015 | 50-75% |
| CONTARDI, DANIEL, ROBERT | Individual | – | EXECUTIVE MANAGING DIRECTOR, PRINCIPAL | 05/2015 | 25-50% |
| WEBER, JOHN, GRAHAM | Individual | – | CHIEF FINANCIAL OFFICER | 01/2017 | < 5% |
| MCCUTCHEON, EDWARD, D. | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |