HARDWORKING CAPITAL ADVISORS, LLC
Adviser information for HARDWORKING CAPITAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 782 | $171.1M |
| Non-Discretionary | 0 | $0 |
| Total | 782 | $171.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 208 | $76.6M |
| HNW Individuals | 50 | $89.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $5.4M |
| Charitable organizations | 1 | $73,816 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112113 |
|---|---|
| SEC ERA File Number | 801-112113 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226760 |
| Legal Entity Identifier | None |
Principal Office
34220 GATEWAY DRIVESUITE 120
PALM DESERT
CA
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: (760) 340-3277, Fax: (888) 246-7771
Chief Compliance Officer
MATHEW MELLIER
MANAGING PARTNER
34220 GATEWAY DRIVE
SUITE 120
PALM DESERT
CA
United States
Tel:
(760) 340-3277
Fax:
(888) 246-7771
M*******@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HWC HOLDINGS CORP | Domestic Entity | – | MEMBER | 05/2016 | > 75% |
| MELLIER, MATHEW, ALEX | Individual | HWC HOLDINGS CORP | PRESIDENT/CEO/SECRETARY/CFO/DIRECTOR/OWNER | 05/2016 | > 75% |
| MELLIER, MATHEW, ALEX | Individual | – | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | 07/2021 | < 5% |