DAKOTA INVESTMENTS, LLC
Adviser information for DAKOTA INVESTMENTS, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $50.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $50.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $50.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-112120 |
|---|---|
| SEC ERA File Number | 801-112120 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290284 |
| Legal Entity Identifier | None |
Principal Office
925 W. LANCASTER AVENUESUITE 220
BRYN MAWR
PA
United States
Monday - Friday, 8 AM - 5 PM
Tel: (610) 937-5211, Fax: None
Chief Compliance Officer
DANIEL T. DIDOMENICO
PRESIDENT
925 W. LANCASTER AVENUE
SUITE 220
BRYN MAWR
PA
United States
Tel:
(610) 937-5211
D**********@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COSTIN, WILLIAM, GILMOR | Individual | – | MANAGING MEMBER | 08/2017 | > 75% |
| 337 PARTNERS, INC. | Domestic Entity | – | OWNER | 08/2017 | 5-10% |
| COSTIN, WILLIAM, GILMOR | Individual | 337 PARTNERS, INC. | OWNER | 08/2017 | > 75% |
| DIDOMENICO, DANIEL, THOMAS | Individual | – | PRESIDENT AND CCO | 11/2017 | < 5% |