RUSSELL INVESTMENTS
RUSSELL INVESTMENTS COMMODITY ADVISOR, LLC Legal Name
Adviser information for RUSSELL INVESTMENTS last updated from Form ADV on October 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 450 |
|---|---|
| Investment Advisory/Research | 106 |
| Registered Broker-Dealer Representatives | 82 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $29.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $29.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $29.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | Fixed feesPLUS A VARIABLE FEE ON AVG DAILY NOTIONAL OF FUT/CUR. |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-112132 |
|---|---|
| SEC ERA File Number | 801-112132 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290353 |
| Legal Entity Identifier | None |
Principal Office
1301 SECOND AVENUE18TH FLOOR
SEATTLE
WA
United States
Monday - Friday, 8:00 AM - 5:00 PM PST
Tel: 206-505-7877, Fax: None
Websites
Chief Compliance Officer
MICHAEL RACZYNSKI
CHIEF COMPLIANCE OFFICER
575 FIFTH AVENUE
SUITE 20B
NEW YORK
NY
United States
Tel:
212-702-7845
R************@*********************M
(Full email address available in API data)
Regulatory Contact
MONICA BERGER
SENIOR COMPLIANCE MANAGER
1301 SECOND AVENUE
18TH FLOOR
SEATTLE
WA
United States
Tel:
206-505-3415
R************@*********************M
(Full email address available in API data)
Industry Affiliates
| FRF PARTNERS II LLC | Sponsor, GP, manager of pooled investment vehicles |
| FRF PARTNERS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| IN PARTNERSHIP | Other investment adviser, including financial planners |
| IN PARTNERSHIP | Other investment adviser, including financial planners |
| IN PARTNERSHIP | Other investment adviser, including financial planners |
| RUSSELL INVESTMENT GROUP LTD. | Other investment adviser, including financial planners |
| RUSSELL INVESTMENT GROUP PTY LTD | Other investment adviser, including financial planners |
| RUSSELL INVESTMENT MANAGEMENT (SHANGHAI) COMPANY, LTD. | Other investment adviser, including financial planners |
| RUSSELL INVESTMENT MANAGEMENT LTD | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS | Commodity pool operator or commodity trading advisorBanking or thrift institutionTrust company |
| RUSSELL INVESTMENTS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| RUSSELL INVESTMENTS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS CANADA LIMITED | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS DELAWARE, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS EMPLOYEE BENEFITS PTY. LTD. | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RUSSELL INVESTMENTS FINANCIAL SOLUTIONS PTY LTD. | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS FRANCE SAS | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS FUNDS MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS GUI GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS IMPLEMENTATION SERVICES LIMITED | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS IRELAND LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS JAPAN CO., LTD. | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS KOREA LIMITED | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| RUSSELL INVESTMENTS PMF 2019 GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS WPP GLOBAL PRIVATE CREDIT GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| RUSSELL INVESTMENTS WPP GLOBAL PRIVATE CREDIT GP1 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| TOTAL RISK MANAGEMENT PTY. LIMITED | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLETCHER, THOMAS, EDWARD | Individual | – | PRESIDENT | 09/2017 | < 5% |
| RUSSELL INVESTMENTS US INSTITUTIONAL HOLDCO, INC. | Domestic Entity | – | OWNER | 09/2017 | > 75% |
| EMERALD ACQUISITION LIMITED | Foreign Entity | RUSSELL INVESTMENTS US INSTITUTIONAL HOLDCO, INC. | OWNER | 06/2016 | > 75% |
| RUSSELL INVESTMENTS CAYMAN MIDCO, LTD. | Foreign Entity | EMERALD ACQUISITION LIMITED | OWNER | 06/2016 | > 75% |
| RUSSELL INVESTMENTS GROUP, LTD. | Foreign Entity | RUSSELL INVESTMENTS CAYMAN MIDCO, LTD. | OWNER | 09/2016 | > 75% |
| TA XII-A EU AIV, L.P. | Foreign Entity | RUSSELL INVESTMENTS GROUP, LTD. | SHAREHOLDER | 09/2016 | 25-50% |
| BELGRAD, STEPHEN, HAROLD | Individual | – | DIRECTOR | 07/2019 | < 5% |
| MAINELLI, KELLY, KEVIN | Individual | – | DIRECTOR | 09/2020 | < 5% |
| EL-HILLOW, KATHERINE, ANNE | Individual | – | DIRECTOR | 05/2021 | < 5% |
| SURLOFF, HOWARD, BRIAN | Individual | – | CHIEF LEGAL OFFICER | 03/2022 | < 5% |
| Mortensen, Peter | Individual | – | CHIEF RISK OFFICER | 06/2023 | < 5% |
| RACZYNSKI, MICHAEL, CHRISTOPHER | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |