SAGE RHINO CAPITAL LLC
Adviser information for SAGE RHINO CAPITAL LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,442 | $712.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1,442 | $712.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 48 | $16.0M |
| HNW Individuals | 132 | $685.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
525 MIDDLEFIELD ROADSUITE 119
MENLO PARK
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: (650) 352-5600, Fax: None
Chief Compliance Officer
DANA FRANCO-YOUNG
CLIENT OPERATIONS SPECIALIST
525 MIDDLEFIELD ROAD
SUITE 119
MENLO PARK
CA
United States
Tel:
(650) 352-5600
D************@************M
(Full email address available in API data)
Regulatory Contact
MIA CARLA DIZON
CLIENT SERVICE SPECIALIST
525 MIDDLEFIELD ROAD
SUITE 119
MENLO PARK
CA
United States
Tel:
650-352-5607
M*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOTSVIN-NOVAK FAMILY REVOCABLE TRUST U/A DATED MAY 18TH, 2007 | Domestic Entity | – | MEMBER | 01/2020 | > 75% |
| LOTSVIN, IGOR, BORIS | Individual | LOTSVIN-NOVAK FAMILY REVOCABLE TRUST U/A DATED MAY 18TH, 2007 | TRUSTEE | 05/2007 | 50-75% |
| Novak, Caroline | Individual | LOTSVIN-NOVAK FAMILY REVOCABLE TRUST U/A DATED MAY 18TH, 2007 | TRUSTEE | 05/2007 | 50-75% |
| FRANCO-YOUNG, DANA, ELAINE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| CHU, DAVID, TAOTZE | Individual | – | CHIEF FINANICAL OFFICER | 11/2019 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 308K | 3K | – |
| ABBVIE INC | COM | 420K | 2K | – |
| ABERCROMBIE & FITCH CO | CL A | 301K | 2K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 215K | 710 | – |
| ADOBE INC | COM | 298K | 536 | – |
| ADVANCED MICRO DEVICES INC | COM | 357K | 2K | – |
| AEGON LTD | AMER REG 1 CERT | 140K | 23K | – |
| AERCAP HOLDINGS NV | SHS | 771K | 8K | – |
| AES CORP | COM | 2M | 86K | – |
| ALASKA AIR GROUP INC | COM | 232K | 6K | – |
| ALPHABET INC | CAP STK CL A | 2M | 11K | – |
| ALPHABET INC | CAP STK CL C | 3M | 18K | – |
| AMAZON COM INC | COM | 3M | 17K | – |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 1M | 18K | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 6M | 99K | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 277K | 4K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 9M | 103K | – |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 10M | 154K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 13M | 146K | – |
| AMERICAN EXPRESS CO | COM | 1M | 4K | – |
| AMGEN INC | COM | 766K | 2K | – |
| APPLE INC | COM | 12M | 55K | – |
| APPLIED MATLS INC | COM | 407K | 2K | – |
| ASBURY AUTOMOTIVE GROUP INC | COM | 208K | 911 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 1M | 1K | – |
| ASSURED GUARANTY LTD | COM | 225K | 3K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 926K | 12K | – |
| AT&T INC | COM | 258K | 13K | – |
| BALCHEM CORP | COM | 207K | 1K | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 368K | 37K | – |
| BANCO SANTANDER S.A. | ADR | 242K | 52K | – |
| BANK AMERICA CORP | COM | 232K | 6K | – |
| BARCLAYS PLC | ADR | 184K | 17K | – |
| BARRICK GOLD CORP | COM | 587K | 35K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 1M | 2 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 937K | 2K | – |
| BHP GROUP LTD | SPONSORED ADS | 1M | 19K | – |
| BLACKROCK INC | COM | 969K | 1K | – |
| BLACKSTONE INC | COM | 943K | 8K | – |
| BOEING CO | COM | 584K | 3K | – |
| BONDBLOXX ETF TRUST | BB RT USD HI YLD | 3M | 74K | – |
| BOOKING HOLDINGS INC | COM | 499K | 126 | – |
| BP PLC | SPONSORED ADR | 413K | 11K | – |
| BRANDYWINE RLTY TR | SH BEN INT NEW | 56K | 13K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 201K | 6K | – |
| BROADCOM INC | COM | 981K | 611 | – |
| CALIFORNIA RES CORP | COM STOCK | 1M | 26K | – |
| CAMECO CORP | COM | 1M | 24K | – |
| CAPITOL FED FINL INC | COM | 68K | 12K | – |
| CF INDS HLDGS INC | COM | 516K | 7K | – |
| CHEVRON CORP NEW | COM | 579K | 4K | – |
| CISCO SYS INC | COM | 832K | 18K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 596K | 39K | – |
| CLOVER HEALTH INVESTMENTS CO | COM CL A | 322K | 262K | – |
| COCA COLA CO | COM | 353K | 6K | – |
| COINBASE GLOBAL INC | COM CL A | 5M | 21K | – |
| COMCAST CORP NEW | CL A | 262K | 7K | – |
| COMERICA INC | COM | 308K | 6K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
| CRH PLC | ORD | 225K | 3K | – |
| DANAHER CORPORATION | COM | 289K | 1K | – |
| DIAGEO PLC | SPON ADR NEW | 213K | 2K | – |
| DIMENSIONAL ETF TRUST | GLOBAL REAL EST | 1M | 59K | – |
| DIMENSIONAL ETF TRUST | NATL MUN BD ETF | 1M | 31K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 600K | 19K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 350K | 6K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 887K | 35K | – |
| DOCUSIGN INC | COM | 2M | 37K | – |
| DYCOM INDS INC | COM | 210K | 1K | – |
| EATON CORP PLC | SHS | 273K | 871 | – |
| EATON VANCE TAX MNGED BUY WR | COM | 530K | 38K | – |
| ELEVANCE HEALTH INC | COM | 261K | 482 | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| ENSIGN GROUP INC | COM | 202K | 2K | – |
| EPAM SYS INC | COM | 326K | 2K | – |
| EXXON MOBIL CORP | COM | 912K | 8K | – |
| FABRINET | SHS | 266K | 1K | – |
| FERRARI N V | COM | 257K | 630 | – |
| FLEX LTD | ORD | 1M | 40K | – |
| FTAI AVIATION LTD | SHS | 206K | 2K | – |
| GE AEROSPACE | COM NEW | 339K | 2K | – |
| GENWORTH FINL INC | COM SHS | 132K | 22K | – |
| GOLDMAN SACHS BDC INC | SHS | 3M | 176K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 10M | 101K | – |
| GOLDMAN SACHS ETF TR | ACES ULTRA SHR | 6M | 123K | – |
| GOLDMAN SACHS PHYSICAL GOLD | UNIT | 283K | 12K | – |
| GRAB HOLDINGS LIMITED | CLASS A ORD | 38K | 11K | – |
| GSK PLC | SPONSORED ADR | 234K | 6K | – |
| HALEON PLC | SPON ADS | 117K | 14K | – |
| HANESBRANDS INC | COM | 63K | 13K | – |
| HERTZ GLOBAL HLDGS INC | COM NEW | 80K | 23K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 201K | 919 | – |
| HOME DEPOT INC | COM | 611K | 2K | – |
| HONEYWELL INTL INC | COM | 243K | 1K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 553K | 13K | – |
| ILLUMINA INC | COM | 225K | 2K | – |
| ING GROEP N.V. | SPONSORED ADR | 321K | 19K | – |
| INSIGHT ENTERPRISES INC | COM | 270K | 1K | – |
| INTUIT | COM | 296K | 451 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 5M | 145K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 17M | 104K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 486K | 13K | – |
| INVESCO QQQ TR | UNIT SER 1 | 214K | 447 | – |
| ISHARES GOLD TR | ISHARES NEW | 15M | 336K | – |
| ISHARES INC | CORE MSCI EMKT | 4M | 84K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 5M | 48K | – |
| ISHARES TR | BLACKROCK ULTRA | 375K | 7K | – |
| ISHARES TR | CORE INTL AGGR | 2M | 43K | – |
| ISHARES TR | CORE MSCI EAFE | 12M | 167K | – |
| ISHARES TR | CORE S&P MCP ETF | 492K | 8K | – |
| ISHARES TR | CORE S&P SCP ETF | 453K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 3M | 5K | – |
| ISHARES TR | MSCI EAFE ETF | 477K | 6K | – |
| ISHARES TR | MSCI EMG MKT ETF | 268K | 6K | – |
| ISHARES TR | PFD AND INCM SEC | 846K | 27K | – |
| ISHARES TR | RUS 1000 ETF | 258K | 868 | – |
| ISHARES TR | RUS 1000 GRW ETF | 729K | 2K | – |
| ISHARES TR | RUS MD CP GR ETF | 323K | 3K | – |
| ISHARES TR | RUSSELL 2000 ETF | 1M | 7K | – |
| ISHARES TR | U.S. REAL ES ETF | 2M | 21K | – |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 2M | 36K | – |
| J P MORGAN EXCHANGE TRADED F | INFLATION MANAGE | 3M | 63K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 4M | 81K | – |
| JACKSON FINANCIAL INC | COM CL A | 213K | 3K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 6M | 124K | – |
| JETBLUE AWYS CORP | COM | 121K | 20K | – |
| JOHNSON & JOHNSON | COM | 1M | 7K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 10K | – |
| KKR & CO INC | COM | 836K | 8K | – |
| LINCOLN NATL CORP IND | COM | 257K | 8K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 108K | 39K | – |
| LXP INDUSTRIAL TRUST | COM | 102K | 11K | – |
| MASTERBRAND INC | COMMON STOCK | 666K | 45K | – |
| MASTERCARD INCORPORATED | CL A | 465K | 1K | – |
| MCDONALDS CORP | COM | 274K | 1K | – |
| MEDICAL PPTYS TRUST INC | COM | 151K | 35K | – |
| MERCK & CO INC | COM | 1M | 11K | – |
| META PLATFORMS INC | CL A | 1M | 3K | – |
| MICROSOFT CORP | COM | 7M | 15K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 445K | 41K | – |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 190K | 45K | – |
| MORGAN STANLEY | COM NEW | 863K | 9K | – |
| NATWEST GROUP PLC | SPONS ADR | 84K | 10K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NEW YORK CMNTY BANCORP INC | COM | 68K | 21K | – |
| NEWELL BRANDS INC | COM | 75K | 12K | – |
| NEWMONT CORP | COM | 714K | 17K | – |
| NEXTDOOR HOLDINGS INC | COM CL A | 74K | 27K | – |
| NEXTERA ENERGY INC | COM | 219K | 3K | – |
| NOKIA CORP | SPONSORED ADR | 93K | 25K | – |
| NOMURA HLDGS INC | SPONSORED ADR | 111K | 19K | – |
| NOVARTIS AG | SPONSORED ADR | 835K | 8K | – |
| NOVO-NORDISK A S | ADR | 2M | 12K | – |
| NVIDIA CORPORATION | COM | 3M | 25K | – |
| ORACLE CORP | COM | 1M | 10K | – |
| ORGANON & CO | COMMON STOCK | 333K | 16K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 702K | 28K | – |
| PATTERSON-UTI ENERGY INC | COM | 131K | 13K | – |
| PAYONEER GLOBAL INC | COM | 56K | 10K | – |
| PEPSICO INC | COM | 272K | 2K | – |
| PHILIP MORRIS INTL INC | COM | 296K | 3K | – |
| PIMCO ETF TR | 0-5 HIGH YIELD | 5M | 51K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 648K | 7K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 8M | 77K | – |
| PIMCO ETF TR | ENHNCD LW DUR AC | 3M | 29K | – |
| PIMCO ETF TR | SHTRM MUN BD ACT | 1M | 26K | – |
| PRINCIPAL EXCHANGE TRADED FD | SPECTRUM PFD | 850K | 47K | – |
| PROCTER AND GAMBLE CO | COM | 1M | 8K | – |
| PROLOGIS INC. | COM | 209K | 2K | – |
| QUALCOMM INC | COM | 663K | 3K | – |
| REINSURANCE GRP OF AMERICA I | COM NEW | 226K | 1K | – |
| RELX PLC | SPONSORED ADR | 327K | 7K | – |
| RIO TINTO PLC | SPONSORED ADR | 281K | 4K | – |
| ROBERT HALF INC. | COM | 323K | 5K | – |
| ROSS STORES INC | COM | 1M | 8K | – |
| SABRE CORP | COM | 38K | 14K | – |
| SALESFORCE INC | COM | 1M | 4K | – |
| SANOFI | SPONSORED ADR | 409K | 8K | – |
| SAP SE | SPON ADR | 692K | 3K | – |
| SCHWAB CHARLES CORP | COM | 975K | 13K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 204K | 8K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 255K | 7K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 369K | 6K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 472K | 10K | – |
| SELECT MED HLDGS CORP | COM | 204K | 6K | – |
| SELECT SECTOR SPDR TR | INDL | 6M | 53K | – |
| SHELL PLC | SPON ADS | 983K | 14K | – |
| SITEONE LANDSCAPE SUPPLY INC | COM | 274K | 2K | – |
| SONY GROUP CORP | SPONSORED ADR | 408K | 5K | – |
| SOUTHWESTERN ENERGY CO | COM | 88K | 13K | – |
| SPDR GOLD TR | GOLD SHS | 400K | 2K | – |
| SPDR INDEX SHS FDS | GLB NAT RESRCE | 1M | 26K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 5M | 9K | – |
| SPDR SER TR | BBG CONV SEC ETF | 1M | 17K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 222K | 3K | – |
| SPDR SER TR | S&P DIVID ETF | 11M | 85K | – |
| SPS COMM INC | COM | 211K | 1K | – |
| STELLANTIS N.V | SHS | 202K | 10K | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 496K | 37K | – |
| SUNRUN INC | COM | 120K | 10K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 673K | 4K | – |
| TELEFONICA S A | SPONSORED ADR | 79K | 19K | – |
| TENET HEALTHCARE CORP | COM NEW | 228K | 2K | – |
| TERRENO RLTY CORP | COM | 2M | 29K | – |
| TESLA INC | COM | 5M | 25K | – |
| TEXAS INSTRS INC | COM | 283K | 1K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 384K | 694 | – |
| TOTALENERGIES SE | SPONSORED ADS | 503K | 8K | – |
| TOYOTA MOTOR CORP | ADS | 776K | 4K | – |
| TRANSALTA CORP | COM | 79K | 11K | – |
| TRAVELERS COMPANIES INC | COM | 249K | 1K | – |
| TWILIO INC | CL A | 379K | 7K | – |
| UBS GROUP AG | SHS | 466K | 16K | – |
| UNILEVER PLC | SPON ADR NEW | 492K | 9K | – |
| UNION PAC CORP | COM | 295K | 1K | – |
| UNITED PARCEL SERVICE INC | CL B | 210K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 570K | 1K | – |
| V F CORP | COM | 242K | 18K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 7M | 93K | – |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 3M | 63K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 5M | 111K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 758K | 4K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 220K | 1K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 16M | 64K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 262K | 3K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 14M | 63K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 8M | 29K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 2M | 32K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 7M | 151K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 4M | 34K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 3M | 60K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 1M | 25K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 5M | 61K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 3M | 66K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 482K | 6K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 843K | 5K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 663K | 13K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 3M | 55K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 6M | 55K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 6M | 22K | – |
| VANGUARD WORLD FD | MATERIALS ETF | 2M | 11K | – |
| VERIZON COMMUNICATIONS INC | COM | 250K | 6K | – |
| VERRA MOBILITY CORP | CL A COM STK | 668K | 25K | – |
| VERTEX PHARMACEUTICALS INC | COM | 256K | 546 | – |
| VINCERX PHARMA INC | COM NEW | 1M | 2M | – |
| VISA INC | COM CL A | 896K | 3K | – |
| WALMART INC | COM | 399K | 6K | – |
| WARNER MUSIC GROUP CORP | COM CL A | 538K | 18K | – |
| WELLS FARGO CO NEW | COM | 1M | 20K | – |
| WORKIVA INC | COM CL A | 329K | 5K | – |
| ZOETIS INC | CL A | 594K | 3K | – |