CMT ASSET MANAGEMENT LLC
Adviser information for CMT ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $397.1M |
| Non-Discretionary | 0 | $0 |
| Total | 24 | $397.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 3 | $596,848 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 17 | $395.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $577,633 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-112157 |
|---|---|
| SEC ERA File Number | 801-112157 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290487 |
| Legal Entity Identifier | None |
Principal Office
156 N JEFFERSON, SUITE 102CHICAGO
IL
United States
Monday - Friday, 8:00 - 5:00
Tel: 312-930-9050, Fax: 312-962-7800
Chief Compliance Officer
SCOTTLAND KEEFER
156 N JEFFERSON, SUITE 102
CHICAGO
IL
United States
Tel:
312-930-9050
S******@********M
(Full email address available in API data)
Industry Affiliates
| CMT GLOBAL HOLDINGS LLC | Commodity pool operator or commodity trading advisor |
| PONDERA HOLDINGS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CMT DIGITAL INVESTMENTS I LLC - SERIES 1 | Venture Capital Fund | $0.0M | $0.0M | 7 |
| CMT DIGITAL INVESTMENTS I LLC - SERIES 2 | Venture Capital Fund | $0.0M | $0.0M | 7 |
| CMT DIGITAL INVESTMENTS I LLC - SERIES 3 | Venture Capital Fund | $0.0M | $0.0M | 18 |
| CMT DIGITAL INVESTMENTS I LLC - SERIES 4 | Venture Capital Fund | $2.1M | $0.0M | 23 |
| CMT DIGITAL INVESTMENTS I LLC - SERIES 5 | Venture Capital Fund | $2.3M | $0.0M | 21 |
| CMT DIGITAL INVESTMENTS I LLC - SERIES 6 | Venture Capital Fund | $3.7M | $0.0M | 35 |
| CMT DIGITAL INVESTMENTS I LLC - SERIES 7 | Venture Capital Fund | $10.0M | $0.0M | 76 |
| CMT DIGITAL INVESTMENTS I LLC - SERIES 8 | Venture Capital Fund | $1.0M | $0.0M | 12 |
| CMT DIGITAL INVESTMENTS I LLC - SERIES 9 | Venture Capital Fund | $0.7M | $0.0M | 42 |
| CMT DIGITAL INVESTMENTS I LLC - SERIES 10 | Venture Capital Fund | $2.8M | $0.0M | 26 |
| CMT DIGITAL INVESTMENTS I LLC - SERIES 11 | Venture Capital Fund | $2.2M | $0.0M | 20 |
| CMT DIGITAL INVESTMENTS I LLC - SERIES 12 | Venture Capital Fund | $3.9M | $0.0M | 17 |
| CMT DIGITAL INVESTMENTS LLC | Venture Capital Fund | $3.4M | $0.0M | 22 |
| CMT DIGITAL OPPORTUNITIES FUND LLC | Venture Capital Fund | $45.9M | $0.5M | 100 |
| CMT DIGITAL VENTURES FUND I LLC | Venture Capital Fund | $120.0M | $0.5M | 50 |
| CMT DIGITAL VENTURES FUND II (QP) LLC | Venture Capital Fund | $67.6M | $0.5M | 56 |
| CMT DIGITAL VENTURES FUND II LLC | Venture Capital Fund | $67.0M | $0.5M | 88 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CMT DIGITAL HOLDINGS LLC | Domestic Entity | – | MANAGING MEMBER | 09/2017 | > 75% |
| FEIGEL, CHAD, ALLAN | Individual | – | COO | 09/2017 | < 5% |
| GTO LLC | Domestic Entity | CMT DIGITAL HOLDINGS LLC | MANAGING MEMBER | 09/2017 | > 75% |
| CASTO, SCOTT, ALLAN | Individual | GTO LLC | MANAGING MEMBER | 10/2011 | 25-50% |
| LUEDERS, JAN-DIRK | Individual | GTO LLC | MANAGING MEMBER | 10/2011 | 25-50% |
| KAILUS, CHRISTINE, MARIE | Individual | – | GENERAL COUNSEL | 06/2021 | < 5% |
| Keefer, Scottland, Christopher | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2022 | < 5% |