HEROLD ADVISORS, INC.
Adviser information for HEROLD ADVISORS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 452 | $413.1M |
| Non-Discretionary | 0 | $0 |
| Total | 452 | $413.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 360 | $116.0M |
| HNW Individuals | 85 | $265.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $13.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $17.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMMARGIN PARTICIPATION |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 379.4M |
| Portfolio Manager | 379.4M |
| Both for Same | 379.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| INDIVIDUAL INVESTMENT CONSULTING WRAP FEE ADVISORY PROGRAM | HEROLD ADVISORS, INC. |
Principal Office
845 THIRD AVENE SUITE 1703NEW YORK
NY
United States
Monday - Friday, 9 AM - 4:30 PM
Tel: 212-371-3950, Fax: 212-758-4967
Websites
Chief Compliance Officer
LAWRENCE HEROLD
PRESIDENT
845 THIRD AVENUE,,SUITE 1703
NEW YORK
NY
United States
Tel:
212-371-3950
Fax:
212-758-4967
L*****@****************M
(Full email address available in API data)
Industry Affiliates
| HEROLD & LANTERN INVESTMENTS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HEROLD INSURANCE AGENCY, INC. | Insurance company or agency |
| LANTERN INSURANCE BROKERAGE | Insurance company or agency |
| LANTERN WEALTH ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEROLD, LAWRENCE, STEPHEN | Individual | – | HEROLD ADVISORS - PRESIDENT, DIRECTOR, CEO, COO, CHIEF LEGAL OFFICER, CCO | 12/1980 | 25-50% |
| HEROLD, PAULA, MARGARET | Individual | – | HEROLD ADVISORS, INC - SECRETARY | 06/2015 | 25-50% |
| HEROLD, PAULA, MARGARET | Individual | – | HEROLD ADVISORS - DIRECTOR, TREASURER | 12/2015 | 25-50% |
| PERCHERON ASSET MANAGEMENT GROUP, INC. | Domestic Entity | – | HOLDING COMPANY | 11/2020 | > 75% |
| HEROLD, LAWRENCE, STEPHEN | Individual | – | PERCHERON CEO AND SECRETARY | 11/2020 | 25-50% |
| LANTON, KEITH, MICHAEL | Individual | – | PERCHERON PRESIDENT AND TREASURER | 11/2020 | 5-10% |
| SHEFTEL, WENDY, DIANE | Individual | – | PERCHERON - SHAREHOLDER | 11/2020 | < 5% |
| HEROLD, LAWRENCE, STEPHEN | Individual | PERCHERON ASSET MANAGEMENT GROUP, INC. | SHAREHOLDER | 11/2020 | 25-50% |
| HEROLD, PAULA, MARGARET | Individual | PERCHERON ASSET MANAGEMENT GROUP, INC. | SHAREHOLDER | 11/2020 | 25-50% |
| HEROLD, PAULA, MARGARET | Individual | – | PERCHERON SHAREHOLDER | 11/2020 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 550K | 5K | – |
| ABBOTT LABS | COM | 1M | 12K | – |
| ABBVIE INC | COM | 7M | 39K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 822K | 3K | – |
| ADOBE INC | COM | 500K | 900 | – |
| ADVANCED MICRO DEVICES INC | COM | 261K | 2K | – |
| AIM ETF PRODUCTS TRUST | US LRGCP B20 FEB | 289K | 10K | – |
| AIR PRODS & CHEMS INC | COM | 1M | 5K | – |
| ALLEGION PLC | ORD SHS | 1M | 9K | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 531K | 16K | – |
| ALPHABET INC | CAP STK CL A | 6M | 32K | – |
| ALPHABET INC | CAP STK CL C | 3M | 16K | – |
| ALTRIA GROUP INC | COM | 510K | 11K | – |
| AMAZON COM INC | COM | 6M | 29K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 14M | 154K | – |
| AMERICAN CENTY ETF TR | AVANTIS CORE FI | 5M | 120K | – |
| AMERICAN CENTY ETF TR | AVANTIS US LARG | 201K | 3K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 7M | 73K | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 2M | 36K | – |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 667K | 11K | – |
| AMERICAN CENTY ETF TR | AVANTIS US SMALL | 491K | 10K | – |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 2M | 30K | – |
| AMERICAN CENTY ETF TR | AVANTIS US MID C | 607K | 10K | – |
| AMERICAN EXPRESS CO | COM | 499K | 2K | – |
| AMERICAN TOWER CORP NEW | COM | 1M | 7K | – |
| AMGEN INC | COM | 2M | 5K | – |
| AMPHENOL CORP NEW | CL A | 3M | 39K | – |
| APPLE INC | COM | 21M | 98K | – |
| APPLIED MATLS INC | COM | 665K | 3K | – |
| ARCHER DANIELS MIDLAND CO | COM | 348K | 6K | – |
| AT&T INC | COM | 1M | 76K | – |
| BANK AMERICA CORP | COM | 2M | 45K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 1M | 2 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 6K | – |
| BLACKROCK ETF TRUST | US EQT FACTOR | 600K | 13K | – |
| BLACKROCK INC | COM | 1M | 2K | – |
| BLACKROCK MUNIHLDGS NY QLTY | COM | 186K | 17K | – |
| BLACKSTONE INC | COM | 861K | 7K | – |
| BNY MELLON ETF TRUST | US LRG CP CORE | 1M | 12K | – |
| BOEING CO | COM | 1M | 7K | – |
| BP PLC | SPONSORED ADR | 695K | 19K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 34K | – |
| BROADCOM INC | COM | 2M | 2K | – |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 489K | 13K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 2M | 49K | – |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 3M | 103K | – |
| BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 381K | 11K | – |
| CALAMOS DYNAMIC CONV & INCOM | COM | 510K | 23K | – |
| CARDINAL HEALTH INC | COM | 256K | 3K | – |
| CATERPILLAR INC | COM | 886K | 3K | – |
| CHARGEPOINT HOLDINGS INC | COM CL A | 20K | 13K | – |
| CHEVRON CORP NEW | COM | 4M | 25K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 276K | 4K | – |
| CHUBB LIMITED | COM | 2M | 7K | – |
| CIMPRESS PLC | SHS EURO | 1M | 15K | – |
| CINTAS CORP | COM | 4M | 5K | – |
| CISCO SYS INC | COM | 1M | 25K | – |
| CITIGROUP INC | COM NEW | 634K | 10K | – |
| COCA COLA CO | COM | 465K | 7K | – |
| COHERENT CORP | COM | 207K | 3K | – |
| COMCAST CORP NEW | CL A | 2M | 51K | – |
| CONOCOPHILLIPS | COM | 245K | 2K | – |
| CONSOLIDATED EDISON INC | COM | 2M | 17K | – |
| CORNING INC | COM | 505K | 13K | – |
| COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
| CROWN CASTLE INC | COM | 436K | 4K | – |
| CVS HEALTH CORP | COM | 1M | 24K | – |
| D R HORTON INC | COM | 662K | 5K | – |
| DEERE & CO | COM | 965K | 3K | – |
| DEVON ENERGY CORP NEW | COM | 296K | 6K | – |
| DICKS SPORTING GOODS INC | COM | 871K | 4K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 4M | 62K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 3M | 122K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 2M | 45K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 1M | 33K | – |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 5M | 113K | – |
| DISNEY WALT CO | COM | 1M | 13K | – |
| DOW INC | COM | 401K | 8K | – |
| DUPONT DE NEMOURS INC | COM | 349K | 4K | – |
| EATON CORP PLC | SHS | 3M | 9K | – |
| EATON VANCE NEW YORK MUN BD | COM | 156K | 16K | – |
| ELEVANCE HEALTH INC | COM | 1M | 2K | – |
| ELI LILLY & CO | COM | 11M | 12K | – |
| EMERGENT BIOSOLUTIONS INC | COM | 68K | 10K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 196K | 12K | – |
| ETF SER SOLUTIONS | DISTILLATE US | 6M | 112K | – |
| EXPEDITORS INTL WASH INC | COM | 312K | 3K | – |
| EXXON MOBIL CORP | COM | 4M | 39K | – |
| FEDEX CORP | COM | 348K | 1K | – |
| FIDELITY COVINGTON TRUST | DIVID ETF RISI | 594K | 12K | – |
| FIRST TR EXCHANGE TRADED FD | GROWTH STRENGTH | 899K | 29K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 734K | 12K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 759K | 9K | – |
| FIRST TR EXCHANGE-TRADED FD | RBA INDL ETF | 208K | 3K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 1M | 22K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S&P 500 | 835K | 17K | – |
| FIRST TR EXCHANGE-TRADED FD | LIMITED DURATION | 250K | 13K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 480K | 10K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | 1M | 54K | – |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 584K | 5K | – |
| FLEXSHARES TR | M STAR DEV MKT | 572K | 8K | – |
| FLEXSHARES TR | CRE SLCT BD FD | 990K | 45K | – |
| FLEXSHARES TR | US QT LW VLTY | 934K | 15K | – |
| FLEXSHARES TR | QLT DIV DEF IDX | 672K | 10K | – |
| FLEXSHARES TR | US QUALITY CAP | 1M | 24K | – |
| FLEXSHARES TR | IBOXX 3R TARGT | 1M | 44K | – |
| FLEXSHARES TR | INT QLTDVDYNAM | 2M | 55K | – |
| FLEXSHARES TR | HIG YLD VL ETF | 803K | 20K | – |
| FLEXSHARES TR | MORNSTAR UPSTR | 623K | 16K | – |
| FORD MTR CO DEL | COM | 457K | 36K | – |
| FRANKLIN RESOURCES INC | COM | 444K | 20K | – |
| GE AEROSPACE | COM NEW | 525K | 3K | – |
| GENERAL MTRS CO | COM | 246K | 5K | – |
| GILEAD SCIENCES INC | COM | 497K | 7K | – |
| GLOBAL X FDS | S&P 500 COVERED | 469K | 12K | – |
| GOLDMAN SACHS ETF TR | INNOVAT EQ ETF | 357K | 6K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 2M | 20K | – |
| GOLDMAN SACHS ETF TR | JUST US LRG CP | 234K | 3K | – |
| GOLDMAN SACHS ETF TR | MARKETBETA US EQ | 394K | 5K | – |
| GOLDMAN SACHS ETF TR | ACCESS INVT GR | 356K | 8K | – |
| GOLDMAN SACHS GROUP INC | COM | 803K | 2K | – |
| GSK PLC | SPONSORED ADR | 412K | 11K | – |
| HERSHEY CO | COM | 2M | 9K | – |
| HESS CORP | COM | 221K | 2K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 211K | 10K | – |
| HOME DEPOT INC | COM | 5M | 14K | – |
| HUBBELL INC | COM | 1M | 3K | – |
| ICICI BANK LIMITED | ADR | 834K | 29K | – |
| ILLINOIS TOOL WKS INC | COM | 273K | 1K | – |
| INGERSOLL RAND INC | COM | 1M | 13K | – |
| INTEL CORP | COM | 459K | 15K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 1M | 9K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 4M | 21K | – |
| INTUIT | COM | 3M | 5K | – |
| INTUITIVE SURGICAL INC | COM NEW | 3M | 6K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 275K | 6K | – |
| INVESCO EXCH TRADED FD TR II | S&P ULTRA DIVIDE | 547K | 12K | – |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 3M | 52K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 7M | 41K | – |
| INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 235K | 12K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 1M | 14K | – |
| INVESCO MUNICIPAL TRUST | COM | 103K | 10K | – |
| INVESCO QQQ TR | UNIT SER 1 | 282K | 587 | – |
| IQVIA HLDGS INC | COM | 1M | 5K | – |
| IRON MTN INC DEL | COM | 785K | 9K | – |
| ISHARES SILVER TR | ISHARES | 682K | 26K | – |
| ISHARES TR | CORE US AGGBD ET | 210K | 2K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 3K | – |
| ISHARES TR | CONV BD ETF | 978K | 12K | – |
| ISHARES TR | S&P 500 GRWT ETF | 496K | 5K | – |
| ISHARES TR | U.S. TECH ETF | 306K | 2K | – |
| ISHARES TR | CORE DIV GRWTH | 4M | 69K | – |
| ISHARES TR | MSCI INTL QUALTY | 3M | 66K | – |
| ISHARES TR | 20 YR TR BD ETF | 403K | 4K | – |
| ISHARES TR | RUS MID CAP ETF | 405K | 5K | – |
| ISHARES TR | MSCI USA QLT FCT | 544K | 3K | – |
| ISHARES TR | ISHS 5-10YR INVT | 708K | 14K | – |
| ISHARES TR | HDG MSCI EAFE | 203K | 6K | – |
| ISHARES TR | IBOXX INV CP ETF | 3M | 31K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 1M | 20K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 4M | 76K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 1M | 28K | – |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 2M | 42K | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDRS US | 270K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 3M | 48K | – |
| JOHNSON & JOHNSON | COM | 3M | 19K | – |
| JPMORGAN CHASE & CO. | COM | 6M | 32K | – |
| KINDER MORGAN INC DEL | COM | 570K | 29K | – |
| KLA CORP | COM NEW | 1M | 2K | – |
| KRAFT HEINZ CO | COM | 277K | 9K | – |
| LAM RESEARCH CORP | COM | 1M | 1K | – |
| LAMB WESTON HLDGS INC | COM | 394K | 5K | – |
| LOCKHEED MARTIN CORP | COM | 2M | 3K | – |
| MARTIN MARIETTA MATLS INC | COM | 1M | 2K | – |
| MASTERCARD INCORPORATED | CL A | 8M | 17K | – |
| MCDONALDS CORP | COM | 1M | 5K | – |
| MERCK & CO INC | COM | 5M | 37K | – |
| META PLATFORMS INC | CL A | 6M | 11K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 1M | 14K | – |
| MICROSOFT CORP | COM | 17M | 38K | – |
| MODERNA INC | COM | 286K | 2K | – |
| MONDELEZ INTL INC | CL A | 216K | 3K | – |
| MORGAN STANLEY | COM NEW | 731K | 8K | – |
| NATIONAL FUEL GAS CO | COM | 211K | 4K | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 613K | 11K | – |
| NETFLIX INC | COM | 656K | 972 | – |
| NEW YORK CMNTY BANCORP INC | COM | 118K | 37K | – |
| NEXTERA ENERGY INC | COM | 2M | 23K | – |
| NIKE INC | CL B | 2M | 27K | – |
| NOVO-NORDISK A S | ADR | 764K | 5K | – |
| NUCOR CORP | COM | 2M | 11K | – |
| NUVEEN MASSACHUSETS QLT MUN | COM | 129K | 12K | – |
| NUVEEN N Y MUN VALUE FD | COM | 263K | 32K | – |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 461K | 42K | – |
| NVIDIA CORPORATION | COM | 15M | 120K | – |
| OCCIDENTAL PETE CORP | COM | 278K | 4K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 889K | 5K | – |
| ONE GAS INC | COM | 230K | 4K | – |
| ONEOK INC NEW | COM | 3M | 32K | – |
| ORACLE CORP | COM | 749K | 5K | – |
| PACER FDS TR | US CASH COWS 100 | 2M | 34K | – |
| PARKER-HANNIFIN CORP | COM | 1M | 2K | – |
| PEPSICO INC | COM | 1M | 7K | – |
| PFIZER INC | COM | 2M | 62K | – |
| PHILIP MORRIS INTL INC | COM | 788K | 8K | – |
| PHILLIPS 66 | COM | 4M | 25K | – |
| PIMCO ETF TR | 1-5 US TIP IDX | 1M | 24K | – |
| PIMCO NEW YORK MUN FD II | COM | 124K | 17K | – |
| PIMCO NEW YORK MUN INCOME FD | COM | 74K | 12K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 22K | – |
| PROLOGIS INC. | COM | 2M | 14K | – |
| PRUDENTIAL FINL INC | COM | 344K | 3K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 1M | 14K | – |
| QUALCOMM INC | COM | 3M | 13K | – |
| RTX CORPORATION | COM | 1M | 10K | – |
| S&P GLOBAL INC | COM | 3M | 6K | – |
| SCHWAB CHARLES CORP | COM | 1M | 17K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 2M | 39K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 2M | 15K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 446K | 6K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 322K | 8K | – |
| SELECT SECTOR SPDR TR | ENERGY | 3M | 36K | – |
| SHELL PLC | SPON ADS | 2M | 21K | – |
| SPDR GOLD TR | GOLD SHS | 1M | 6K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 299K | 549 | – |
| SPDR SER TR | PRTFLO S&P500 VL | 354K | 7K | – |
| SPDR SER TR | BBG CONV SEC ETF | 922K | 13K | – |
| SPDR SER TR | PORTFLI HIGH YLD | 1M | 60K | – |
| TARGET CORP | COM | 229K | 2K | – |
| TESLA INC | COM | 2M | 11K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 242K | 330 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 209K | 378 | – |
| T-MOBILE US INC | COM | 1M | 7K | – |
| TRACTOR SUPPLY CO | COM | 1M | 4K | – |
| UBER TECHNOLOGIES INC | COM | 251K | 3K | – |
| UNION PAC CORP | COM | 932K | 4K | – |
| UNITED PARCEL SERVICE INC | CL B | 285K | 2K | – |
| UNITED STS COMMODITY INDEX F | CM REP COPP FD | 294K | 11K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 4M | 53K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 912K | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 516K | 2K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 208K | 835 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 566K | 2K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 311K | 1K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 572K | 5K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 1M | 6K | – |
| VANGUARD WORLD FD | INF TECH ETF | 228K | 395 | – |
| VERIZON COMMUNICATIONS INC | COM | 3M | 66K | – |
| VISA INC | COM CL A | 7M | 28K | – |
| WALMART INC | COM | 6M | 83K | – |
| WASTE MGMT INC DEL | COM | 563K | 3K | – |
| WISDOMTREE TR | EM EX ST-OWNED | 476K | 16K | – |
| WISDOMTREE TR | ITL HDG QTLY DIV | 352K | 8K | – |
| WISDOMTREE TR | US LARGECAP FUND | 1M | 21K | – |
| WISDOMTREE TR | US QUALITY GROW | 1M | 29K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 3M | 53K | – |
| WISDOMTREE TR | INTL LRGCAP DV | 202K | 4K | – |
| WISDOMTREE TR | YIELD ENHANCED | 427K | 9K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 3M | 34K | – |
| WISDOMTREE TR | US EFFICIENT COR | 1M | 27K | – |
| WP CAREY INC | COM | 358K | 7K | – |
| ZOETIS INC | CL A | 590K | 3K | – |