GLENDOWER CAPITAL
GLENDOWER CAPITAL (U.S.), LLC Legal Name
Adviser information for GLENDOWER CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 39 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 19 | $15.6B |
| Total | 19 | $15.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $15.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 79 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | COST PLUS BASIS |
Identifiers
| SEC RIA File Number | 801-112163 |
|---|---|
| SEC ERA File Number | 801-112163 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289554 |
| Legal Entity Identifier | None |
Principal Office
410 PARK AVENEW YORK
NY
United States
Monday - Friday, 9:00 - 18:00
Tel: 1 212 653 8400, Fax: None
Chief Compliance Officer
THOMAS HODGE
GENERAL COUNSEL AND CHIEF OPERATING OFFICER
8 ST JAMES'S SQUARE
LONDON
United Kingdom
Tel:
44 20 3947 7006
T********@************M
(Full email address available in API data)
Regulatory Contact
PAUL O'NEILL
COMPLIANCE OFFICER
8 ST JAMES'S SQUARE
LONDON
United Kingdom
Tel:
44 20 3947 7018
P**********@************M
(Full email address available in API data)
Industry Affiliates
| CVC ADVISORS (U.S.) INC. | Other investment adviser, including financial planners |
| GLENDOWER CAPITAL | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GLENDOWER CAPITAL GPCO (LUXEMBOURG II) S.�.R.L | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GLENDOWER CAPITAL GPCO (LUXEMBOURG) S.�.R.L | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GLENDOWER CAPITAL SOF IV (FEEDER GP) LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GLENDOWER CAPITAL SOF IV (GP) LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GLENDOWER CAPITAL SOF V (GPCO.) S.�.R.L | Sponsor, GP, manager of pooled investment vehicles |
| GLENDOWER CAPITAL SP B GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GLENDOWER CAPITAL SP GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GLENDOWER CAPITAL KLEIN CO-INVEST, LP | Private Equity Fund | $80.6M | $5.0M | 9 |
| GLENDOWER CAPITAL SECONDARIES CFO, LLC | Securitized Asset Fund | $125.9M | $5.0M | 41 |
| GLENDOWER CAPITAL SECONDARY OPPORTUNITIES FUND IV, LP | Private Equity Fund | $3,214.4M | $5.0M | 144 |
| GLENDOWER CAPITAL SECONDARY OPPORTUNITIES FUND V-P, LP | Private Equity Fund | $2,058.9M | $5.0M | 102 |
| GLENDOWER CAPITAL SECONDARY OPPORTUNITIES FUND V-P(E), SCSP | Private Equity Fund | $1,029.0M | $5.0M | 51 |
| GLENDOWER CAPITAL SECONDARY OPPORTUNITIES FUND V, SCSP | Private Equity Fund | $7,030.3M | $5.0M | 316 |
| GLENDOWER CAPITAL SECONDARY OPPORTUNITIES OVERAGE FUND II, SCSP | Private Equity Fund | $344.3M | $5.0M | 24 |
| GLENDOWER CAPITAL SOF IV OVERFLOW, LP | Private Equity Fund | $111.8M | $5.0M | 13 |
| GLENDOWER CAPITAL STRATEGIC PARTNERSHIP 2021 (B), LP | Private Equity Fund | $54.6M | $5.0M | 3 |
| GLENDOWER CAPITAL STRATEGIC PARTNERSHIP 422, LP | Private Equity Fund | $61.0M | $5.0M | 6 |
| GLENDOWER CAPITAL STRATEGIC PARTNERSHIP 423 (LUX), SCSP | Private Equity Fund | $141.3M | $5.0M | 8 |
| GLENDOWER CAPITAL STRATEGIC PARTNERSHIP A, SCSP | Private Equity Fund | $277.1M | $5.0M | 15 |
| GLENDOWER CAPITAL STRATEGIC PARTNERSHIP V-1 (NEVELSON), SCSP | Private Equity Fund | $0.0M | $5.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRAEV, ADAM, JASON | Individual | – | NON-MEMBER MANAGER AND HEAD OF AMERICAS OF GLENDOWER CAPITAL (U.S.), LLC | 06/2017 | < 5% |
| GLENDOWER CAPITAL (U.S. GP), LLC | Foreign Entity | – | GENERAL PARTNER OF GLENDOWER CAPITAL (U.S.), LP | 06/2017 | > 75% |
| GLENDOWER CAPITAL (U.S.), LP | Foreign Entity | – | MEMBER OF GLENDOWER CAPITAL (U.S.), LLC | 06/2017 | > 75% |
| GLENDOWER CAPITAL (HOLDINGS) LTD. | Foreign Entity | GLENDOWER CAPITAL (U.S. GP), LLC | 100% OWNER | 06/2017 | > 75% |
| HODGE, THOMAS, CHARLES | Individual | – | GENERAL COUNSEL, CHIEF OPERATING OFFICER, AND CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |
| KING, ADAM, (NMN) | Individual | – | CHIEF FINANCIAL OFFICER | 11/2020 | < 5% |
| PIRZIO-BIROLI, CARLO | Individual | – | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | 06/2017 | < 5% |
| SMITH, ALISTAIR, CHARLES FAIRLEY | Individual | – | CHIEF INVESTMENT OFFICER AND MANAGING PARTNER | 06/2017 | < 5% |
| CVC GREEN HOLDINGS LIMITED | Foreign Entity | GLENDOWER CAPITAL (HOLDINGS) LTD. | SHAREHOLDER | 01/2022 | 50-75% |
| CVC MANAGEMENT HOLDINGS II LIMITED | Foreign Entity | CVC GREEN HOLDINGS LIMITED | SHAREHOLDER | 08/2021 | > 75% |
| CVC MANAGEMENT HOLDINGS LIMITED | Foreign Entity | CVC MANAGEMENT HOLDINGS II LIMITED | SHAREHOLDER | 04/2021 | > 75% |
| CVC PORTFOLIO HOLDINGS LIMITED | Foreign Entity | CVC MANAGEMENT HOLDINGS LIMITED | SHAREHOLDER | 07/2016 | > 75% |
| CVC MMXII LIMITED | Foreign Entity | CVC PORTFOLIO HOLDINGS LIMITED | SHAREHOLDER | 02/2012 | > 75% |
| CVC CAPITAL PARTNERS 2013 PCC | Foreign Entity | CVC MMXII LIMITED | SHAREHOLDER | 07/2011 | > 75% |
| CVC CAPITAL PARTNERS SICAV-FIS S.A. | Foreign Entity | CVC CAPITAL PARTNERS 2013 PCC | SHAREHOLDER | 06/2011 | > 75% |
| CVC NOMINEES LIMITED | Foreign Entity | CVC CAPITAL PARTNERS SICAV-FIS S.A. | SHAREHOLDER | 03/2003 | > 75% |