PATHLIGHT CAPITAL
PATHLIGHT CAPITAL LP Legal Name
Adviser information for PATHLIGHT CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $2.8B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $2.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $2.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $9.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 36 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesTRANSACTION BASED FEES |
Identifiers
| SEC RIA File Number | 801-112166 |
|---|---|
| SEC ERA File Number | 801-112166 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291106 |
| Legal Entity Identifier | None |
Principal Office
100 FEDERAL STREETFLOOR 20
BOSTON
MA
United States
Monday - Friday, 9:00 - 5:00
Tel: 617-830-7055, Fax: None
Websites
Chief Compliance Officer
MICHAEL W. QUIRK
CHIEF FINANCIAL OFFICER
100 FEDERAL STREET
FLOOR 20
BOSTON
MA
United States
Tel:
781-908-2758
M*****@*******************M
(Full email address available in API data)
Regulatory Contact
DANIEL PLATT
CHIEF EXECUTIVE OFFICER
100 FEDERAL STREET
FLOOR 20
BOSTON
MA
United States
Tel:
617-830-7051
D*****@*******************M
(Full email address available in API data)
Industry Affiliates
| PATHLIGHT CO-INVEST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PATHLIGHT GP LLC | Sponsor or syndicator of limited partnerships |
| PATHLIGHT PARTNERS EVERGREEN GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PATHLIGHT PARTNERS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PATHLIGHT PARTNERS II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PATHLIGHT PARTNERS III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PATHLIGHT CAPITAL CO-INVEST LP | Private Equity Fund | $23.6M | $0.0M | 4 |
| PATHLIGHT CAPITAL EVERGREEN FUND LP | Private Equity Fund | $204.4M | $0.0M | 13 |
| PATHLIGHT CAPITAL FUND I LP | Private Equity Fund | $361.0M | $0.0M | 45 |
| PATHLIGHT CAPITAL FUND II LP | Private Equity Fund | $1,080.9M | $5.0M | 79 |
| PATHLIGHT CAPITAL FUND III LP | Private Equity Fund | $443.4M | $0.0M | 36 |
| PATHLIGHT CAPITAL MASTER FUND I, LP | Private Equity Fund | $24.5M | $0.0M | 11 |
| PATHLIGHT CAPITAL MASTER FUND II, LP | Private Equity Fund | $72.4M | $0.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PLATT, DANIEL, THOMAS | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2017 | 50-75% |
| PATHLIGHT GP LLC | Domestic Entity | – | GENERAL PARTNER OF PATHLIGHT CAPITAL LP | 11/2017 | < 5% |
| TWOMEY, MARK, DANIEL | Individual | – | MANAGING DIRECTOR | 11/2017 | 5-10% |
| HENDRICKS, KATHERINE, APPLETON | Individual | – | MANAGING DIRECTOR | 11/2017 | 5-10% |
| 55 FINANCE LLC | Domestic Entity | – | LIMITED PARTNER | 11/2019 | 5-10% |
| MIGLIERO, STEVEN, ANTHONY | Individual | – | CHIEF OPERATING OFFICER | 08/2020 | 5-10% |
| AACP PL SPV LLC | Domestic Entity | – | LIMITED PARTNER | 07/2021 | 10-25% |
| AZIMUT ALTERNATIVE CAPITAL PARTNERS | Domestic Entity | AACP PL SPV LLC | MEMBER | 07/2021 | > 75% |
| AZ US HOLDINGS LLC | Domestic Entity | AZIMUT ALTERNATIVE CAPITAL PARTNERS | MEMBER | 07/2021 | > 75% |
| AZIMUT UK HOLDINGS LTD | Foreign Entity | AZ US HOLDINGS LLC | MEMBER | 07/2021 | > 75% |
| AZIMUT HOLDINGS SPA | Foreign Entity | AZIMUT UK HOLDINGS LTD | MEMBER | 07/2021 | > 75% |
| QUIRK, MICHAEL, WILLIAM | Individual | – | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |