Hedge Fund Database

CEDAR BROOK GROUP

CEDAR BROOK FINANCIAL PARTNERS, LLC Legal Name

Adviser information for CEDAR BROOK GROUP last updated from Form ADV on March 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 42
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 17
Registered State Investment Advisers 18
Licensed Agents of an Insurance Company 25
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,217 $1.6B
Non-Discretionary 48 $135.4M
Total 4,265 $1.7B

Clients

Type Number RAUM
Individuals 1,183 $335.2M
HNW Individuals 449 $1.1B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 74 $155.6M
Charitable organizations 31 $57.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 22 $28.1M
Other 57 $46.5M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-112173
SEC ERA File Number 801-112173
SEC CIK Numbers 1767302
SEC CRD Numbers 290670
Legal Entity Identifier None

Principal Office

5885 LANDERBROOK DRIVE
SUITE 200
CLEVELAND
OH
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 440-683-9200, Fax: 440-683-9100

Websites

msfaonline.com www.fmgwebsites.com/cedarbrookfinancial/why-we-serve www.linkedin.com/company/cedar-brook-financial-partners cedarbrookfinancial.com/ www.facebook.com/cedarbrookfinancial twitter.com/cedarbrookgrp franklegan.com www.micedarbrook.com

Chief Compliance Officer

WILLIAM GLUBIAK
CEO
5885 LANDERBROOK DRIVE
SUITE 200
CLEVELAND
OH
United States
Tel: 440-683-9203
Fax: 440-683-9100
(Full email address available in API data)

Regulatory Contact

APRIL MENARY
DIRECTOR OF OPERATIONS
5885 LANDERBROOK DRIVE
SUITE 200
CLEVELAND
OH
United States
Tel: 440-683-9214
Fax: 440-683-9114
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CEDAR BROOK FINANCIAL PARTNERS HOLDINGS, LLC Domestic Entity – MANAGING MEMBER 12/2005 > 75%
CARLTON S. FERNYAK II TRUST Domestic Entity – MEMBER 06/2018 10-25%
Fernyak, Carlton, S. Individual CARLTON S. FERNYAK II TRUST TRUSTEE 06/2018
GLUBIAK, WILLIAM, DAVID Individual – CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER 10/2020 < 5%
GLUBIAK, WILLIAM, DAVID Individual CEDAR BROOK FINANCIAL PARTNERS HOLDINGS, LLC OWNER 10/2020 > 75%

No. Employees, Historic

70350201920202021202220232024202561 on 4/5/201961 on 8/5/201960 on 11/12/201960 on 12/11/201960 on 2/6/202064 on 3/19/202064 on 3/25/202064 on 5/8/202064 on 6/29/202063 on 11/12/202059 on 2/23/202159 on 3/18/202159 on 3/24/202159 on 3/30/202159 on 4/13/202158 on 9/1/202158 on 9/2/202158 on 9/13/202157 on 10/5/202158 on 1/5/202259 on 2/8/202252 on 3/17/202251 on 8/12/202252 on 9/26/202251 on 10/6/202251 on 10/14/202251 on 11/3/202251 on 12/5/202247 on 3/22/202346 on 5/1/202346 on 10/19/202346 on 11/29/202346 on 2/1/202443 on 3/4/202443 on 3/18/202442 on 3/24/2024

RAUM, Historic

2B1B020192020202120222023202420251030182463 on 4/5/20191030182463 on 8/5/20191030182463 on 11/12/20191030182463 on 12/11/20191030182463 on 2/6/20201405319709 on 3/19/20201405319709 on 3/25/20201405319709 on 5/8/20201405319709 on 6/29/20201405319709 on 11/12/20201405319709 on 2/23/20211426042672 on 3/18/20211426042672 on 3/24/20211426042672 on 3/30/20211426042672 on 4/13/20211426042672 on 9/1/20211426042672 on 9/2/20211426042672 on 9/13/20211426042672 on 10/5/20211426042672 on 1/5/20221426042672 on 2/8/20221731400252 on 3/17/20221731400252 on 8/12/20221731400252 on 9/26/20221731400252 on 10/6/20221731400252 on 10/14/20221731400252 on 11/3/20221731400252 on 12/5/20221532957925 on 3/22/20231532957925 on 5/1/20231532957925 on 10/19/20231532957925 on 11/29/20231532957925 on 2/1/20241718674220 on 3/4/20241718674220 on 3/18/20241718674220 on 3/24/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251652 on 4/5/20191652 on 8/5/20191652 on 11/12/20191652 on 12/11/20191652 on 2/6/20201828 on 3/19/20201828 on 3/25/20201828 on 5/8/20201828 on 6/29/20201828 on 11/12/20201828 on 2/23/20211835 on 3/18/20211835 on 3/24/20211835 on 3/30/20211835 on 4/13/20211835 on 9/1/20211835 on 9/2/20211835 on 9/13/20211835 on 10/5/20211835 on 1/5/20221835 on 2/8/20221857 on 3/17/20221857 on 8/12/20221857 on 9/26/20221857 on 10/6/20221857 on 10/14/20221857 on 11/3/20221857 on 12/5/20221915 on 3/22/20231915 on 5/1/20231915 on 10/19/20231915 on 11/29/20231915 on 2/1/20241816 on 3/4/20241816 on 3/18/20241816 on 3/24/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 202K 363 0
ALPHABET INC CAP STK CL A 694K 4K 0
ALPHABET INC CAP STK CL C 249K 1K 0
AMAZON COM INC COM 1M 5K 0
APPLE INC COM 1M 6K 0
APPLIED MATLS INC COM 206K 873 0
ASTRAZENECA PLC SPONSORED ADR 216K 3K 0
AUTOMATIC DATA PROCESSING IN COM 294K 1K 0
BARCLAYS PLC ADR 166K 15K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 274K 673 0
BROADCOM INC COM 307K 191 0
ELI LILLY & CO COM 366K 404 0
EXXON MOBIL CORP COM 251K 2K 0
INTERNATIONAL BUSINESS MACHS COM 212K 1K 0
JOHNSON & JOHNSON COM 277K 2K 0
JPMORGAN CHASE & CO. COM 245K 1K 0
MERCK & CO INC COM 222K 2K 0
META PLATFORMS INC CL A 812K 2K 0
MICROSOFT CORP COM 2M 4K 0
NETFLIX INC COM 209K 310 0
NVIDIA CORPORATION COM 2M 14K 0
PROGRESSIVE CORP COM 351K 2K 0
SAP SE SPON ADR 261K 1K 0
SHELL PLC SPON ADS 208K 3K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 246K 1K 0
TRANSDIGM GROUP INC COM 235K 184 0
UNITEDHEALTH GROUP INC COM 217K 427 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 298K 4K 0
VISA INC COM CL A 334K 1K 0