QAPITAL INVEST, LLC
Adviser information for QAPITAL INVEST, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21,480 | $34.2M |
| Non-Discretionary | 0 | $0 |
| Total | 21,480 | $34.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 21,480 | $34.2M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 21480 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-112184 |
|---|---|
| SEC ERA File Number | 801-112184 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283762 |
| Legal Entity Identifier | None |
Principal Office
169 MADISON AVENUESUITE 2002
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 646-603-6904, Fax: None
Websites
Chief Compliance Officer
ERIN PRESTON
142 W. 57TH STREET
12TH FLOOR
NEW YORK
NY
United States
Tel:
914-817-7415
E***********@**********M
(Full email address available in API data)
Industry Affiliates
| LIGHTSPEED FINANCIAL SERVICES GROUP LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MW INVESTMENT STRATEGY | Other investment adviser, including financial planners |
| VAN HULZEN FINANCIAL ADVISORS | Other investment adviser, including financial planners |
| WEDBUSH ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| WEDBUSH CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WEDBUSH EUROPE | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WEDBUSH SECURITIES INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| QAPITAL, LLC | Domestic Entity | – | SOLE MEMBER | 01/2021 | > 75% |
| WEDBUSH, GARY, LANCE | Individual | – | MANAGER | 01/2021 | < 5% |
| PAULINO, FRANCIS, N | Individual | – | MANAGER | 01/2021 | < 5% |
| QAPITAL STACK, INC. | Domestic Entity | QAPITAL, LLC | SHAREHOLDER | 01/2021 | > 75% |
| QAP 2.0, LLC | Domestic Entity | QAPITAL STACK, INC. | SHAREHOLDER | 01/2021 | > 75% |
| WEDBUSH FINANCIAL SERVICES, INC. | Domestic Entity | QAP 2.0, LLC | SHAREHOLDER | 01/2021 | > 75% |
| WEDBUSH, JEAN, ARDELLE | Individual | WEDBUSH CAPITAL | SHAREHOLDER | 01/2020 | 25-50% |
| WEDBUSH CAPITAL | Domestic Entity | WEDBUSH FINANCIAL SERVICES, INC. | SHAREHOLDER | 01/2021 | > 75% |
| PARRODE, RODRIGO, NMN | Individual | – | PRESIDENT & CHIEF EXECUTIVE OFFICER | 02/2023 | < 5% |
| STROUP, STEPHEN, FRANCIS | Individual | – | HEAD OF SUPERVISION | 02/2023 | < 5% |
| PRIMAVERA, FRANK, JOSEPH | Individual | – | HEAD OF MIDDLE OFFICE AND OPERATIONS | 02/2023 | < 5% |
| STROUP, STEPHEN, FRANCIS | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |