RBA WEALTH MANAGEMENT, LLC
Adviser information for RBA WEALTH MANAGEMENT, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 6 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 5 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 862 | $326.7M |
Non-Discretionary | 233 | $29.4M |
Total | 1,095 | $356.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 265 | $52.9M |
HNW Individuals | 139 | $286.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $16.0M |
Charitable organizations | <5 | $1.0M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 2 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
---|---|
Compensation | % of AUMFixed fees |
Principal Office
520 NEWPORT CENTER DRIVESUITE 740
NEWPORT BEACH
CA
United States
Monday - Friday, 9:00AM - 6:00PM
Tel: 949-945-2104, Fax: None
Websites
Chief Compliance Officer
MATTHEW BRADLEY
PRESIDENT
520 NEWPORT CENTER DRIVE
SUITE 740
NEWPORT BEACH
CA
United States
Tel:
949-945-2104
M*******@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BRADLEY, MATTHEW, ALLEN | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 11/2017 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ACCENTURE PLC IRELAND | SHS CLASS A | 1M | 5K | – |
ADOBE INC | COM | 6M | 11K | – |
ALPHABET INC | CAP STK CL A | 9M | 47K | – |
AMAZON COM INC | COM | 1M | 7K | – |
APPLE INC | COM | 9M | 44K | – |
ARCH CAP GROUP LTD | ORD | 7M | 66K | – |
ASML HOLDING N V | N Y REGISTRY SHS | 7M | 7K | – |
AUTOZONE INC | COM | 7M | 2K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 279K | 686 | – |
BLACKROCK FLOATING RATE INCO | COM | 145K | 11K | – |
BOSTON SCIENTIFIC CORP | COM | 5M | 67K | – |
BROADCOM INC | COM | 9M | 5K | – |
CHEVRON CORP NEW | COM | 2M | 10K | – |
CHUBB LIMITED | COM | 404K | 2K | – |
CISCO SYS INC | COM | 4M | 77K | – |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 4M | 53K | – |
COMCAST CORP NEW | CL A | 4M | 104K | – |
CONOCOPHILLIPS | COM | 281K | 2K | – |
COPART INC | COM | 301K | 6K | – |
COSTCO WHSL CORP NEW | COM | 378K | 445 | – |
COTERRA ENERGY INC | COM | 268K | 10K | – |
CUMMINS INC | COM | 6M | 21K | – |
CVS HEALTH CORP | COM | 3M | 54K | – |
DIODES INC | COM | 423K | 6K | – |
DISNEY WALT CO | COM | 364K | 4K | – |
EAGLE MATLS INC | COM | 5M | 21K | – |
EAST WEST BANCORP INC | COM | 4M | 56K | – |
EDISON INTL | COM | 3M | 38K | – |
ELECTRONIC ARTS INC | COM | 4M | 26K | – |
EOG RES INC | COM | 2M | 18K | – |
EXXON MOBIL CORP | COM | 207K | 2K | – |
FEDEX CORP | COM | 306K | 1K | – |
FIDELITY NATL INFORMATION SV | COM | 4M | 51K | – |
FLOWSERVE CORP | COM | 3M | 73K | – |
GAMING & LEISURE PPTYS INC | COM | 2M | 35K | – |
HOME DEPOT INC | COM | 5M | 13K | – |
INTERNATIONAL BUSINESS MACHS | COM | 404K | 2K | – |
ISHARES TR | CORE US AGGBD ET | 1M | 14K | – |
ISHARES TR | FLTG RATE NT ETF | 241K | 5K | – |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 257K | 5K | – |
JOHNSON & JOHNSON | COM | 263K | 2K | – |
JPMORGAN CHASE & CO. | COM | 731K | 4K | – |
KB HOME | COM | 4M | 61K | – |
LOCKHEED MARTIN CORP | COM | 5M | 11K | – |
LULULEMON ATHLETICA INC | COM | 3M | 10K | – |
MCDONALDS CORP | COM | 353K | 1K | – |
MEDTRONIC PLC | SHS | 3M | 44K | – |
MERCK & CO INC | COM | 5M | 42K | – |
METLIFE INC | COM | 5M | 77K | – |
MICROSOFT CORP | COM | 9M | 20K | – |
NVIDIA CORPORATION | COM | 430K | 3K | – |
NXP SEMICONDUCTORS N V | COM | 3M | 12K | – |
OTTER TAIL CORP | COM | 866K | 10K | – |
PEPSICO INC | COM | 5M | 28K | – |
PROCTER AND GAMBLE CO | COM | 5M | 28K | – |
PROLOGIS INC. | COM | 4M | 34K | – |
QUALCOMM INC | COM | 6M | 29K | – |
RAYMOND JAMES FINL INC | COM | 221K | 2K | – |
S&P GLOBAL INC | COM | 5M | 10K | – |
SALESFORCE INC | COM | 4M | 16K | – |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 223K | 6K | – |
SCHWAB STRATEGIC TR | US AGGREGATE B | 379K | 8K | – |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 552K | 5K | – |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 283K | 4K | – |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 353K | 5K | – |
SCHWAB STRATEGIC TR | US SML CAP ETF | 279K | 6K | – |
SPDR SER TR | PRTFLO S&P500 GW | 269K | 3K | – |
SYNOPSYS INC | COM | 6M | 11K | – |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 205K | 1K | – |
TARGA RES CORP | COM | 3M | 26K | – |
TECK RESOURCES LTD | CL B | 4M | 79K | – |
TESLA INC | COM | 627K | 3K | – |
THE CIGNA GROUP | COM | 4M | 11K | – |
T-MOBILE US INC | COM | 3M | 20K | – |
TRACTOR SUPPLY CO | COM | 4M | 13K | – |
UNITEDHEALTH GROUP INC | COM | 6M | 12K | – |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 995K | 14K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 202K | 2K | – |
VANGUARD WORLD FD | COMM SRVC ETF | 680K | 5K | – |
VANGUARD WORLD FD | CONSUM DIS ETF | 855K | 3K | – |
VANGUARD WORLD FD | CONSUM STP ETF | 410K | 2K | – |
VANGUARD WORLD FD | ENERGY ETF | 312K | 2K | – |
VANGUARD WORLD FD | FINANCIALS ETF | 1M | 10K | – |
VANGUARD WORLD FD | HEALTH CAR ETF | 969K | 4K | – |
VANGUARD WORLD FD | INDUSTRIAL ETF | 754K | 3K | – |
VANGUARD WORLD FD | INF TECH ETF | 2M | 4K | – |
VANGUARD WORLD FD | MATERIALS ETF | 207K | 1K | – |
VISA INC | COM CL A | 6M | 22K | – |
WALMART INC | COM | 6M | 90K | – |
WASTE MGMT INC DEL | COM | 7M | 32K | – |