WILLAMETTE FINANCIAL ADVISORS, LLC
Adviser information for WILLAMETTE FINANCIAL ADVISORS, LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 677 | $128.8M |
| Non-Discretionary | 10 | $2.6M |
| Total | 687 | $131.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 249 | $78.9M |
| HNW Individuals | 25 | $52.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-112193 |
|---|---|
| SEC ERA File Number | 801-112193 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173482 |
| Legal Entity Identifier | None |
Principal Office
6650 SW REDWOOD LANE, SUITE 310SUITE 310
PORTLAND
OR
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 503-747-0306, Fax: 503-459-0541
Chief Compliance Officer
JAMES M. JONES
PRINCIPAL MEMBER, CHIEF FINANCIAL OFFICER, & INVESTMENT ADVISOR REPRESENTATIVE
6650 SW REDWOOD LANE, SUITE 310
SUITE 310
PORTLAND
OR
United States
Tel:
503-284-9200
Fax:
503-459-0541
J***@**********M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
ATTORNEY
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503 635-5244
Fax:
503 635-2955
J****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARRY, RONALD, ALLEN | Individual | – | PRINCIPAL MEMBER, CEO, AND COO | 10/2014 | 50-75% |
| JONES, JAMES, MICHAEL | Individual | – | PRINCIPAL MEMBER, CCO & CFO | 10/2018 | 50-75% |