T2 ASSET MANAGEMENT, LLC
Adviser information for T2 ASSET MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 573 | $140.0M |
| Non-Discretionary | 0 | $0 |
| Total | 573 | $140.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 548 | $110.0M |
| HNW Individuals | 25 | $30.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-112202 |
|---|---|
| SEC ERA File Number | 801-112202 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167714 |
| Legal Entity Identifier | None |
Principal Office
1952 MCDOWELL RDSUITE 101
NAPERVILLE
IL
United States
Monday - Friday, 8AM - 5PM
Tel: 888-354-8499, Fax: None
Websites
www.facebook.com/kenneth.tomko?ref=br_rs
www.linkedin.com/company/t2-asset-management-llc/
www.facebook.com/dan.timotic?lst=1587930828%3a100000744748615%3a1521724885
www.linkedin.com/in/chicagolandinvestmentmanager/
www.linkedin.com/in/affluentfamilyadvisor/
www.facebook.com/t2asset/
www.t2assetmgmt.com
www.asburyinvest.com
Chief Compliance Officer
KENNETH TOMKO
CHEIF COMPLIANCE OFFICER
1952 MCDOWELL RD
SUITE 101
NAPERVILLE
IL
United States
Tel:
888-354-8499
K*****@**********M
(Full email address available in API data)
Regulatory Contact
GERY SADZEWICZ
CONSULTANT
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOMKO, KENNETH, STEVEN | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER. | 06/2013 | > 75% |
| NOVAK, PAUL, EDWARD | Individual | – | MEMBER | 03/2019 | 5-10% |