Hedge Fund Database

EQ WEALTH MANAGEMENT

EQ, LLC Legal Name

Adviser information for EQ WEALTH MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 619 $438.2M
Non-Discretionary 1,255 $155.5M
Total 1,874 $593.7M

Clients

Type Number RAUM
Individuals 103 $28.3M
HNW Individuals 304 $564.7M
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $0
Charitable organizations <5 $811,561
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUM
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-112224
SEC ERA File Number 801-112224
SEC CIK Numbers 1757605
SEC CRD Numbers 291033
Legal Entity Identifier None

Principal Office

12174 17TH PLACE
BELLEVUE
WA
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 425-434-1000, Fax: 855-824-7473

Websites

www.linkedin.com/company/eq-wm/about/ www.facebook.com/eqwealthmanagement/ www.eq-wm.com/ twitter.com/wealth_eq

Chief Compliance Officer

JOHN MICHAEL QUIGLEY
MANAGING MEMBER AND CCO
12174 17TH PLACE
BELLEVUE
WA
United States
Tel: 425-434-1000
(Full email address available in API data)

Regulatory Contact

DOUGLASS MCCRAE
COMPLIANCE CONSULTANT
2835 82ND AVE SE
SUITE 100
MERCER ISLAND
WA
United States
Tel: 206-838-3694
(Full email address available in API data)

Industry Affiliates

AXIOM-WEST LLC Sponsor or syndicator of limited partnerships

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
QUIGLEY, JOHN, MICHAEL Individual – MANAGING MEMBER/CCO 11/2017 50-75%
EMANUELS, STEPHEN, PATRICK Individual – MANAGING MEMBER 11/2017 50-75%

No. Employees, Historic

2010020192020202120222023202420254 on 4/16/20195 on 3/25/20205 on 6/17/20205 on 3/23/20215 on 5/11/20215 on 12/14/20215 on 1/21/20229 on 3/15/20229 on 3/17/20229 on 4/4/20229 on 6/23/202210 on 3/28/202310 on 11/8/202311 on 3/28/2024

RAUM, Historic

600M300M02019202020212022202320242025203355004 on 4/16/2019273414317 on 3/25/2020273414317 on 6/17/2020368885241 on 3/23/2021368885241 on 5/11/2021368885241 on 12/14/2021368885241 on 1/21/2022486899703 on 3/15/2022486899703 on 3/17/2022486899703 on 4/4/2022486899703 on 6/23/2022458104134 on 3/28/2023458104134 on 11/8/2023593745099 on 3/28/2024

No. Clients, Historic

50025002019202020212022202320242025191 on 4/16/2019228 on 3/25/2020228 on 6/17/2020286 on 3/23/2021286 on 5/11/2021286 on 12/14/2021286 on 1/21/2022336 on 3/15/2022336 on 3/17/2022336 on 4/4/2022336 on 6/23/2022390 on 3/28/2023390 on 11/8/2023409 on 3/28/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BLACKROCK ETF TRUST US EQT FACTOR 7M 143K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 10M 149K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 693K 16K –
GRANITESHARES GOLD TR SHS BEN INT 659K 29K –
ISHARES INC CORE MSCI EMKT 6M 112K –
ISHARES INC ESG AWR MSCI EM 2M 61K –
ISHARES INC MSCI EMRG CHN 537K 9K –
ISHARES TR 1 3 YR TREAS BD 1M 14K –
ISHARES TR 20 YR TR BD ETF 2M 21K –
ISHARES TR CORE DIV GRWTH 6M 106K –
ISHARES TR CORE S&P MCP ETF 557K 10K –
ISHARES TR CORE S&P SCP ETF 4M 37K –
ISHARES TR CORE S&P TTL STK 484K 4K –
ISHARES TR CORE S&P500 ETF 24M 44K –
ISHARES TR CORE TOTAL USD 1M 24K –
ISHARES TR EAFE GRWTH ETF 7M 71K –
ISHARES TR EAFE VALUE ETF 5M 101K –
ISHARES TR EXPND TEC SC ETF 244K 3K –
ISHARES TR EXPONENTIAL TECH 280K 5K –
ISHARES TR GLOBAL ENERG ETF 1M 32K –
ISHARES TR GLOBAL TECH ETF 3M 32K –
ISHARES TR IBOXX HI YD ETF 3M 37K –
ISHARES TR IBOXX INV CP ETF 2M 20K –
ISHARES TR JPMORGAN USD EMG 3M 28K –
ISHARES TR MBS ETF 224K 2K –
ISHARES TR MSCI EAFE ETF 13M 172K –
ISHARES TR MSCI USA MIN VOL 1M 14K –
ISHARES TR MSCI USA QLT FCT 8M 44K –
ISHARES TR MSCI USA VALUE 3M 27K –
ISHARES TR RUS 1000 ETF 1M 4K –
ISHARES TR RUSSELL 2000 ETF 1M 6K –
ISHARES TR S&P 100 ETF 591K 2K –
ISHARES TR S&P 500 GRWT ETF 2M 20K –
ISHARES TR S&P 500 VAL ETF 6M 33K –
ISHARES TR U.S. ENERGY ETF 679K 14K –
ISHARES TR U.S. MED DVC ETF 801K 14K –
ISHARES TR U.S. TECH ETF 3M 18K –
ISHARES TR US HLTHCARE ETF 363K 6K –
ISHARES TR US INFRASTRUC 2M 44K –
MICROSOFT CORP COM 338K 755 –
NVIDIA CORPORATION COM 247K 2K –
PIMCO ETF TR ACTIVE BD ETF 767K 8K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 785K 20K –
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 2M 19K –
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 3M 30K –
VANGUARD INDEX FDS S&P 500 ETF SHS 15M 31K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VANGUARD INDEX FDS VALUE ETF 207K 1K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 205K 5K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 595K 6K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 30K –
VANGUARD WORLD FD ESG US STK ETF 7M 75K –