TERAMO ADVISORS, LLC
Adviser information for TERAMO ADVISORS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $191.2M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $191.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 5 | $17.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $174.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
9132 STRADA PLACESUITE 11103
NAPLES
FL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 239-734-3625, Fax: 239-734-3690
Chief Compliance Officer
ERIC KLEINSCHMIDT
3 CANAL PLAZA
3RD FLOOR
PORTLAND
ME
United States
Tel:
484-588-5509
E****************@************M
(Full email address available in API data)
Regulatory Contact
RONALD A. SANTELLA
CHIEF EXECUTIVE OFFICER
9132 STRADA PLACE
SUITE 11103
NAPLES
FL
United States
Tel:
239-734-3625
R**@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RDJ ASSOCIATES, LLC | Domestic Entity | – | MANAGING MEMBER | 11/2017 | 50-75% |
| SANTELLA, RONALD, ALBERT | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2017 | < 5% |
| SANTELLA, RONALD, ALBERT | Individual | RDJ ASSOCIATES, LLC | MANAGING MEMBER | 08/2013 | > 75% |
| TANQUAM PARTNERS, LLC | Domestic Entity | – | MEMBER | 01/2018 | 5-10% |
| UPPER90 EQUABLE SPV, LLC | Domestic Entity | – | MEMBER | 06/2018 | 5-10% |
| VALFUND EQUABLE HOLDINGS, LLC | Domestic Entity | – | MEMBER | 01/2020 | 5-10% |
| KLEINSCHMIDT, ERIC, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| MULLEN, MATT, LAURENCE | Individual | – | CHIEF OPERATING OFFICEFR | 03/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ETF SER SOLUTIONS | CLEARSHS ULTRA | 3M | 30K | – |
| EXXON MOBIL CORP | COM | 322K | 3K | – |
| INVESCO QQQ TR | UNIT SER 1 | 11M | 23K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 4K | – |
| PLANET LABS PBC | COM CL A | 2M | 1M | – |
| RAYONIER INC | COM | 9M | 320K | – |
| SHELL PLC | SPON ADS | 217K | 3K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 185M | 340K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 76M | 140K | – |