LONGVIEW FINANCIAL ADVISORS, LLC
Adviser information for LONGVIEW FINANCIAL ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 430 | $259.0M |
| Non-Discretionary | 8 | $59.8M |
| Total | 438 | $318.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $12.4M |
| HNW Individuals | 43 | $252.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $49.4M |
| Charitable organizations | <5 | $4.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $626,498 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-112241 |
|---|---|
| SEC ERA File Number | 801-112241 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291192 |
| Legal Entity Identifier | None |
Principal Office
4040 CIVIC CENTER DRIVESUITE 200 PMB #3420
SAN RAFAEL
CA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 415-256-7700, Fax: None
Chief Compliance Officer
ASHLEIGH SWAYZE
5 INDEPENDENCE WAY
SUITE 300
PRINCETON
NJ
United States
Tel:
6463953900
S*****@************M
(Full email address available in API data)
Regulatory Contact
TIMOTHY C. HARRINGTON
MANAGING MEMBER
4040 CIVIC CENTER DRIVE
SUITE 200 PMB #3420
SAN RAFAEL
CA
United States
Tel:
415-256-7700
T**@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARRINGTON, TIMOTHY, CHARLES | Individual | – | MANAGING MEMBER | 11/2017 | > 75% |
| SWAYZE, ASHLEIGH, COOPER | Individual | – | CCO | 11/2023 | < 5% |