TRUE NORTH RETIREMENT ADVISORS, LLC
Adviser information for TRUE NORTH RETIREMENT ADVISORS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,152 | $328.2M |
| Non-Discretionary | 17 | $28.6M |
| Total | 1,169 | $356.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 241 | $95.9M |
| HNW Individuals | 96 | $232.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $28.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-112242 |
|---|---|
| SEC ERA File Number | 801-112242 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290885 |
| Legal Entity Identifier | None |
Principal Office
10151 SE SUNNYSIDE ROAD, #400CLACKAMAS
OR
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: (503) 387-6869, Fax: (503) 974-2420
Chief Compliance Officer
TROY MICCICHE
CONTROLLER
10151 SE SUNNYSIDE ROAD, #400
CLACKAMAS
OR
United States
Tel:
(503) 387-6869
Fax:
(503) 974-2420
T***@**************M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
ATTORNEY
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
(503) 635-5244
Fax:
(503) 635-2955
J****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILSON, DAVID, GEORGE | Individual | – | MEMBER, PRESIDENT, AND FOUNDER | 05/2017 | 10-25% |
| MICCICHE, ASHLEY, MARIE | Individual | – | MEMBER, CEO, AND RETIREMENT PLAN SPECIALIST | 05/2017 | > 75% |
| MICCICHE, TROY, DOUGLAS | Individual | – | CHIEF COMPLIANCE OFFICER & CONTROLLER | 02/2024 | < 5% |