SAFIRA WEALTH MANAGEMENT LLC
Adviser information for SAFIRA WEALTH MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-112253 |
|---|---|
| SEC ERA File Number | 801-112253 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290142 |
| Legal Entity Identifier | None |
Principal Office
ROUTE DE FRONTENEX 86BIS1208
GENEVA
Switzerland
Monday - Friday, 9 A.M. TO 6 P.M.
Tel: 786-393-4141, Fax: None
Websites
Chief Compliance Officer
ROBERTO ANDRE TREPTOW
MANAGER
3350 VIRGINIA STREET
SECOND FLOOR
MIAMI
FL
United States
Tel:
1-786-393-4141
R********@***************M
(Full email address available in API data)
Regulatory Contact
BILAL MALIK
COUNSEL
1180 WEST PEACHTREE STREET
SUITE 1910
ATLANTA
GA
United States
Tel:
6782795478
B**********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VICHIA CAPITAL LLC | Domestic Entity | – | MEMBER | 09/2017 | 25-50% |
| Treptow, Robert, Andre | Individual | VICHIA CAPITAL LLC | MANAGER | 10/2017 | > 75% |
| Treptow, Robert, Andre | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2019 | < 5% |
| Pages, Pedro, Alejandro | Individual | – | DIRECTOR | 09/2019 | < 5% |
| HIS GRACE GROUP, LLC | Domestic Entity | – | MEMBER | 09/2019 | 25-50% |
| Pages, Pedro, Alejandro | Individual | HIS GRACE GROUP, LLC | MEMBER | 01/2019 | 25-50% |
| Pages, Francisco, Antonio | Individual | HIS GRACE GROUP, LLC | MEMBER | 01/2019 | 25-50% |
| Pages, Lermit, Jose | Individual | HIS GRACE GROUP, LLC | MEMBER | 01/2019 | 25-50% |