Hedge Fund Database

ERTS WEALTH ADVISORS, LLC

Adviser information for ERTS WEALTH ADVISORS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,541 $509.0M
Non-Discretionary 40 $57.8M
Total 2,581 $566.8M

Clients

Type Number RAUM
Individuals 1,800 $145.8M
HNW Individuals 257 $390.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 26 $30.0M
Charitable organizations <5 $925,000
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 850

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-112254
SEC ERA File Number 801-112254
SEC CIK Numbers 1767602
SEC CRD Numbers 289856
Legal Entity Identifier None

Principal Office

989 WEST WASHINGTON STREET
SUITE 101
MARQUETTE
MI
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (906) 228-5564, Fax: (906) 226-4694

Websites

baroberts.com www.linkedin.com/in/jon-mommaerts-45980984/ mommaerts-mahaney.com www.facebook.com/mmfsinc www.linkedin.com/in/robertsfinancialservices/

Chief Compliance Officer

BRUCE A. ROBERTS
MANAGING MEMBER
989 WEST WASHINGTON STREET
SUITE 101
MARQUETTE
MI
United States
Tel: (906) 228-5564
Fax: (906) 226-4694
(Full email address available in API data)

Regulatory Contact

JON C. MOMMAERTS
MANAGING MEMBER
989 WEST WASHINGTON STREET
SUITE 101
MARQUETTE
MI
United States
Tel: (906) 226-8711
Fax: (906) 226-4694
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MOMMAERTS, JON, CHARLES Individual – PRINCIPAL 10/2017 < 5%
ROBERTS, BRUCE, ALLAN Individual – PRINCIPAL AND CHIEF COMPLIANCE OFFICER 10/2017 < 5%
ROBERTS FINANCIAL SERVICES, INC. Domestic Entity – MANAGING MEMBER 09/2017 50-75%
MOMMAERTS MAHANEY FINANCIAL SERVICES, INC. Domestic Entity – MANAGING MEMBER 09/2017 50-75%
MOMMAERTS, JON, CHARLES Individual MOMMAERTS MAHANEY FINANCIAL SERVICES, INC. PRESIDENT 01/2012 > 75%
ROBERTS, BRUCE, ALLAN Individual ROBERTS FINANCIAL SERVICES, INC. PRESIDENT 09/2017 > 75%

No. Employees, Historic

20100201920202021202220232024202510 on 7/23/201910 on 12/26/201911 on 3/19/202011 on 6/19/202011 on 10/1/202011 on 2/17/202111 on 11/24/202111 on 2/16/202211 on 11/16/202212 on 3/10/202312 on 11/6/202312 on 11/21/202312 on 11/28/202312 on 12/1/202312 on 1/29/202412 on 3/20/2024

RAUM, Historic

600M300M02019202020212022202320242025222000000 on 7/23/2019222000000 on 12/26/2019322300000 on 3/19/2020322300000 on 6/19/2020322300000 on 10/1/2020427000000 on 2/17/2021427000000 on 11/24/2021510000000 on 2/16/2022510000000 on 11/16/2022475000000 on 3/10/2023475000000 on 11/6/2023475000000 on 11/21/2023475000000 on 11/28/2023475000000 on 12/1/2023566750000 on 1/29/2024566750000 on 3/20/2024

No. Clients, Historic

3,0001,50002019202020212022202320242025700 on 7/23/2019700 on 12/26/20191211 on 3/19/20201211 on 6/19/20201211 on 10/1/20201556 on 2/17/20211556 on 11/24/20211766 on 2/16/20221766 on 11/16/20221856 on 3/10/20231856 on 11/6/20231856 on 11/21/20231856 on 11/28/20231856 on 12/1/20232083 on 1/29/20242083 on 3/20/2024

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 220K 396 –
AIR PRODS & CHEMS INC COM 311K 1K –
ALPHABET INC CAP STK CL A 2M 8K –
ALPHABET INC CAP STK CL C 334K 2K –
AMAZON COM INC COM 463K 2K –
AMGEN INC COM 446K 1K –
APPLE INC COM 4M 21K –
BARINGS BDC INC COM 348K 36K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 813K 2K –
BLACKROCK INC COM 371K 471 –
BOOKING HOLDINGS INC COM 444K 112 –
BRISTOL-MYERS SQUIBB CO COM 262K 6K –
CENCORA INC COM 295K 1K –
CLEVELAND-CLIFFS INC NEW COM 163K 11K –
CLOROX CO DEL COM 2M 11K –
COCA COLA CO COM 458K 7K –
COMCAST CORP NEW CL A 363K 9K –
DUKE ENERGY CORP NEW COM NEW 442K 4K –
EDISON INTL COM 294K 4K –
ELI LILLY & CO COM 288K 318 –
ENBRIDGE INC COM 792K 22K –
EXXON MOBIL CORP COM 365K 3K –
GENERAL MLS INC COM 222K 4K –
GENUINE PARTS CO COM 308K 2K –
GLOBAL X FDS NASDAQ 100 COVER 2M 119K –
ISHARES TR CORE MSCI EURO 37M 647K –
ISHARES TR CORE S&P MCP ETF 1M 24K –
ISHARES TR CORE S&P SCP ETF 1M 9K –
ISHARES TR CORE S&P US GWT 20M 156K –
ISHARES TR CORE S&P US VLU 11M 121K –
ISHARES TR CORE US AGGBD ET 2M 24K –
ISHARES TR IBOXX INV CP ETF 4M 41K –
ISHARES TR NATIONAL MUN ETF 298K 3K –
ISHARES TR RUS MDCP VAL ETF 1M 11K –
ISHARES TR S&P 500 GRWT ETF 587K 6K –
ISHARES TR S&P 500 VAL ETF 3M 14K –
ISHARES TR S&P MC 400GR ETF 2M 18K –
ISHARES TR S&P MC 400VL ETF 562K 5K –
ISHARES TR SP SMCP600VL ETF 969K 10K –
ISHARES TR SHRT NAT MUN ETF 401K 4K –
ISHARES TR 20 YR TR BD ETF 3M 32K –
ISHARES TR 3 7 YR TREAS BD 615K 5K –
ISHARES TR BROAD USD HIGH 62M 2M –
ISHARES TR ESG AWARE MSCI 385K 10K –
ISHARES TR ESG AWRE USD ETF 281K 12K –
ISHARES TR IBONDS 24 TRM TS 548K 23K –
ISHARES TR IBOXX HI YD ETF 739K 10K –
ISHARES TR INTL SEL DIV ETF 4M 142K –
ISHARES TR RUS 1000 GRW ETF 1M 3K –
ISHARES TR RUS MD CP GR ETF 1M 11K –
ISHARES TR S&P SML 600 GWT 1M 8K –
ISHARES TR SHORT TREAS BD 717K 6K –
ISHARES TR US TREAS BD ETF 20M 891K –
ISHARES TR CORE DIV GRWTH 618K 11K –
JPMORGAN CHASE & CO. COM 931K 5K –
LAMAR ADVERTISING CO NEW CL A 357K 3K –
MASTERCARD INCORPORATED CL A 540K 1K –
MEDTRONIC PLC SHS 269K 3K –
META PLATFORMS INC CL A 869K 2K –
MICROSOFT CORP COM 3M 6K –
NUSHARES ETF TR ESG HI TLD CRP 496K 24K –
NUSHARES ETF TR NUVEEN ESG MIDCP 227K 5K –
OMNICOM GROUP INC COM 305K 3K –
PENTAIR PLC SHS 234K 3K –
PEPSICO INC COM 388K 2K –
PFIZER INC COM 209K 7K –
PHILIP MORRIS INTL INC COM 324K 3K –
PROCTER AND GAMBLE CO COM 326K 2K –
SCHWAB STRATEGIC TR SHT TM US TRES 4M 91K –
SPDR SER TR NUVEEN BLOOMBERG 533K 21K –
SPDR SER TR NUVEEN BLMBRG SH 284K 6K –
SPDR SER TR PORTFOLIO INTRMD 42M 1M –
SPDR SER TR PORTFOLIO LN TSR 30M 1M –
SPDR SER TR PRTFLO S&P500 GW 75M 930K –
SPDR SER TR PRTFLO S&P500 VL 46M 937K –
SPDR SER TR S&P 600 SMCP GRW 19M 223K –
SPDR SER TR S&P 600 SMCP VAL 20M 255K –
UNITED PARCEL SERVICE INC CL B 397K 3K –
UNITEDHEALTH GROUP INC COM 227K 445 –
VANECK ETF TRUST HIGH YLD MUNIETF 583K 11K –
VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 421K 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 513K 1K –
VANGUARD INDEX FDS MCAP GR IDXVIP 25M 109K –
VANGUARD INDEX FDS MCAP VL IDXVIP 25M 169K –
VANGUARD MUN BD FDS TAX EXEMPT BD 388K 8K –
VERIZON COMMUNICATIONS INC COM 258K 6K –
VISA INC COM CL A 359K 1K –
WELLS FARGO CO NEW COM 396K 7K –