VCP FINANCIAL LLC
Adviser information for VCP FINANCIAL LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 52 | $11.2M |
| Non-Discretionary | 350 | $88.3M |
| Total | 402 | $99.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 128 | $11.4M |
| HNW Individuals | 350 | $77.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $1.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 25 | $8.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-112255 |
|---|---|
| SEC ERA File Number | 801-112255 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167901 |
| Legal Entity Identifier | None |
Principal Office
2535 VICTORY BOULEVARDSTATEN ISLAND
NY
United States
Monday - Friday, 8:00AM - 6:00PM
Tel: 212.328.7876, Fax: 212.328.7877
Chief Compliance Officer
TAMIR SHABAT
CO-OWNER, MANAGING PRINCIPAL
2535 VICTORY BLVD
STATEN ISLAND
NY
United States
Tel:
212.328.7876
Fax:
212.328.7877
T******@***************M
(Full email address available in API data)
Regulatory Contact
GAURAV LALL
CO-OWNER, MANAGING PRINCIPAL
2535 VICTORY BLVD
STATEN ISLAND
NY
United States
Tel:
212.328.7876
Fax:
212.328.7877
G****@***************M
(Full email address available in API data)
Industry Affiliates
| LIFE143, LLC | Insurance company or agency |
| VESSEL CAPITAL ADVISORS, LLC | Other investment adviser, including financial planners |
| VESSEL CAPITAL MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPIEGEL, DANNY, ZVI | Individual | – | MANAGING MEMBER | 06/2013 | 25-50% |
| LALL, GAURAV, CHAND | Individual | – | MANAGING MEMBER | 06/2013 | 25-50% |
| SHABAT, TAMIR, [NMN] | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 07/2019 | 25-50% |