PACIFIC CAPITAL ASSOCIATES

PACIFIC CAPITAL ASSOCIATES, INC. Legal Name

Adviser information for PACIFIC CAPITAL ASSOCIATES last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,145	$228.1M
Non-Discretionary	11	$371,170
Total	1,156	$228.4M

Clients

Type	Number	RAUM
Individuals	603	$120.2M
HNW Individuals	69	$101.8M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$3.3M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$3.2M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-112260
SEC ERA File Number	801-112260
SEC CIK Numbers	None
SEC CRD Numbers	160407
Legal Entity Identifier	None

Principal Office

4747 VIEWRIDGE AVE
SUITE 107
SAN DIEGO
CA
United States

REMOTE WORK MON/WED/THURS ; IN-OFFICE TUES/FRID, 8AM TO 4PM

Tel: 858-560-5244, Fax: None

Websites

www.linkedin.com/in/kevin-stone-5396a49 www.pcasd.com twitter.com/richtoscano link.edgepilot.com/s/754b117a/9-whzxkglkyc4v2_rxmlmw?u=https://www.facebook.com/pacific-capital-associates-1044577520163 link.edgepilot.com/s/a3b4655d/glllobs-oku4nka6gnkita?u=https://www.linkedin.com/company/pacific-capital-associates link.edgepilot.com/s/a20d4f52/qi_f_srasug8_xcuzya3cq?u=https://www.linkedin.com/in/john-simon-pcasd/ link.edgepilot.com/s/e6df0bf4/hgknu4wxtu6zapiq26zbaq?u=http://www.linkedin.com/in/rich-toscano

Chief Compliance Officer

RICHARD TOSCANO

VICE PRESIDENT

4747 VIEWRIDGE AVENUE

SUITE 107

SAN DIEGO

United States

Tel: 858-560-5244

R***@********M

(Full email address available in API data)

Regulatory Contact

VICTORIA HOOKER

COMPLIANCE MANAGER