LEGACY PLANNING ADVISORS, LLC
Adviser information for LEGACY PLANNING ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 664 | $175.3M |
| Total | 664 | $175.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 176 | $56.7M |
| HNW Individuals | 53 | $118.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-112270 |
|---|---|
| SEC ERA File Number | 801-112270 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121289 |
| Legal Entity Identifier | None |
Principal Office
5400 LAUREL SPRINGS PARKWAYSUITE 101
SUWANEE
GA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 770-919-2075, Fax: 678-559-0469
Chief Compliance Officer
CHRISTOPHER W. CUSHMAN
CHIEF COMPLIANCE OFFICER
5400 LAUREL SPRINGS PARKWAY
SUITE 101
SUWANEE
GA
United States
Tel:
770-919-2075
Fax:
678-559-0469
C*******@*************************M
(Full email address available in API data)
Regulatory Contact
JENNIFER HESTER HALL
OPERATIONS MANAGER
5400 LAUREL SPRINGS PARKWAY
STE. 101
SUWANEE
GA
United States
Tel:
770-919-2075
Fax:
678-559-0469
J**********@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLACK, ROBERT, GERALD | Individual | – | MANAGER/FOUNDING MEMBER | 05/2022 | 10-25% |
| CUSHMAN, CHRISTOPHER, WESTON | Individual | – | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 05/2022 | 25-50% |
| HESTER HALL, JENNIFER | Individual | – | MANAGING MEMBER | 05/2022 | 10-25% |
| GECKELER, PETER, LEWIS | Individual | – | MANAGING MEMBER | 05/2022 | 25-50% |