FINANCIAL HARVEST WEALTH ADVISORS
FINANCIAL HARVEST, LLC Legal Name
Adviser information for FINANCIAL HARVEST WEALTH ADVISORS last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,125 | $371.1M |
| Non-Discretionary | 4 | $417,097 |
| Total | 1,129 | $371.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 132 | $63.7M |
| HNW Individuals | 125 | $307.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-112271 |
|---|---|
| SEC ERA File Number | 801-112271 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148271 |
| Legal Entity Identifier | None |
Principal Office
1091 WEST MORSE BOULEVARDSUITE 200
WINTER PARK
FL
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 407-937-0707, Fax: 407-937-0706
Chief Compliance Officer
DAVID A. WITTER
MANAGING MEMBER
1091 WEST MORSE BOULEVARD
SUITE 200
WINTER PARK
FL
United States
Tel:
407-937-0707
Fax:
407-937-0706
D****@*******************M
(Full email address available in API data)
Regulatory Contact
LEIGH CLEEVELEY
ASSOCIATE ADVISOR
1091 WEST MORSE BOULEVARD
SUITE 200
WINTER PARK
FL
United States
Tel:
407-937-0707
Fax:
407-937-0706
L****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WITTER, DAVID, ALAN | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 06/2005 | 25-50% |
| WITTER, NANCY, KATHRYN | Individual | – | MANAGING MEMBER | 01/2011 | 25-50% |
| WILLIAMS, KELLEN, HINDRY | Individual | – | MEMBER | 01/2023 | < 5% |