HARLOW WEALTH MANAGEMENT, INC.
Adviser information for HARLOW WEALTH MANAGEMENT, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,629 | $315.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1,629 | $315.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 616 | $188.1M |
| HNW Individuals | 68 | $117.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $3.3M |
| Charitable organizations | 1 | $971,279 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $6.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesCommissions% OF FEES PAID BY CLIENTS TO OUTSIDE MANAGERS |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-112275 |
|---|---|
| SEC ERA File Number | 801-112275 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148315 |
| Legal Entity Identifier | None |
Principal Office
400 EAST MILL PLAIN BLVD.SUITE 200
VANCOUVER
WA
United States
Monday - Friday, 8:30-5:00(M-TH), 8:30-1:00(FRI)
Tel: 360-573-2522, Fax: 360-573-2995
Chief Compliance Officer
DONNA DIMARIA
CCO
223 WILMINGTON WEST CHESTER PIKE #216
CHADDS FORD
PA
United States
Tel:
9178162528
D****@***************M
(Full email address available in API data)
Regulatory Contact
JAMIE CROSS
COO
400 EAST MILL PLAIN BLVD.
SUITE 200
VANCOUVER
WA
United States
Tel:
913-707-7366
J****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARLOW, DANNY, JESS | Individual | – | PRESIDENT | 09/2008 | 25-50% |
| HARLOW, ESTHER, LEE | Individual | – | SECRETARY | 09/2008 | 25-50% |
| HARLOW, CHRISTOPHER, DEAN | Individual | – | VICE PRESIDENT | 02/2012 | 10-25% |
| DIMARIA, DONNA, BARBARA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |