DOVETAIL WEALTH MANAGEMENT, LLC
Adviser information for DOVETAIL WEALTH MANAGEMENT, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 790 | $278.3M |
| Non-Discretionary | 0 | $0 |
| Total | 790 | $278.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 541 | $77.9M |
| HNW Individuals | 241 | $197.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $1.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 1.8M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| DOVETAIL WRAP PROGRAM | DOVETAIL WEALTH MANAGEMENT, LLC |
Principal Office
301 NORTH MAIN STREETTAYLOR
TX
United States
Monday - Friday, BY APPOINTMENT
Tel: (512) 352-1613, Fax: None
Websites
www.dovetailwealth.com
www.facebook.com/profile.php?id=100086192541886
www.linkedin.com/search/results/all/?heroentitykey=urn%3ali%3afsd_profile%3aacoaaddfygabzuy0fdkezb0xreihdhmbppys6ts&keyw
www.linkedin.com/search/results/all/?heroentitykey=urn%3ali%3afsd_profile%3aacoaaackkvmb8r1tspblwkzuzcd-wz3aglaj5dk&keyw
Chief Compliance Officer
MIKE DEROSA
301 NORTH MAIN STREET
TAYLOR
TX
United States
Tel:
(512) 352-1613
M***@*****************M
(Full email address available in API data)
Regulatory Contact
LOUIS HUGHES
PRESIDENT
301 N. MAIN ST.
TAYLOR
TX
United States
Tel:
512-352-1613
L****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUGHES, LOUIS, ROY | Individual | – | MANAGING MEMBER | 01/2018 | > 75% |
| DEROSA, MICHAEL, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |
| Hughes, Ann | Individual | – | MEMBER | 03/2019 | 10-25% |