LUMINA WEALTH MANAGEMENT, LLC
Adviser information for LUMINA WEALTH MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 154 | $169.6M |
| Non-Discretionary | 3 | $7.0M |
| Total | 157 | $176.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 99 | $29.5M |
| HNW Individuals | 38 | $94.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.0M |
| Charitable organizations | 10 | $11.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $32.3M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)OUTSOURCED CIO SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112277 |
|---|---|
| SEC ERA File Number | 801-112277 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291548 |
| Legal Entity Identifier | None |
Principal Office
1508 MILITARY CUTOFF ROADSUITE 302
WILMINGTON
NC
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M. M-TH / 9:00 A.M - 4:00 P.M. FR
Tel: 910-599-9409, Fax: None
Chief Compliance Officer
MEREDITH H. KOENIG
MANAGING MEMBER
1508 MILITARY CUTOFF ROAD
SUITE 302
WILMINGTON
NC
United States
Tel:
910-599-9409
M******@***********M
(Full email address available in API data)
Regulatory Contact
ASHLEY DOYLE
MANAGING MEMBER
1508 MILITARY CUTOFF ROAD
SUITE 302
WILMINGTON
NC
United States
Tel:
910-599-9409
A*****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANLYAN, WILLIAM, GEORGE | Individual | – | MANAGING MEMBER | 11/2017 | 50-75% |
| DOYLE, ASHLEY, FUQUAY | Individual | – | MEMBER | 11/2017 | 25-50% |
| KOENIG, MEREDITH, HOWELL | Individual | – | MEMBER | 11/2017 | 25-50% |
| KOENIG, MEREDITH, HOWELL | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | 25-50% |