SILVER OAK WEALTH ADVISORS SERVICES, LLC
Adviser information for SILVER OAK WEALTH ADVISORS SERVICES, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 497 | $213.2M |
| Non-Discretionary | 35 | $5.0M |
| Total | 532 | $218.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 60 | $23.8M |
| HNW Individuals | 70 | $193.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $972,524 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112279 |
|---|---|
| SEC ERA File Number | 801-112279 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291645 |
| Legal Entity Identifier | None |
Principal Office
10940 WILSHIRE BLVDSUITE 975
LOS ANGELES
CA
United States
Monday - Friday, 8:30 - 5:30
Tel: 310-207-4800, Fax: 310-943-0398
Chief Compliance Officer
LAURA ROBAYO
LEAD WEALTH ADVISOR
10940 WILSHIRE BLVD
SUITE 975
LOS ANGELES
CA
United States
Tel:
310-207-4800
Fax:
310-943-0398
L******@**************M
(Full email address available in API data)
Regulatory Contact
LINDA CAO
PRESIDENT
10940 WILSHIRE BLVD
SUITE 975
LOS ANGELES
CA
United States
Tel:
310-207-4800
Fax:
310-943-0398
L***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAO, SHUFAN, NMI | Individual | – | PRESIDENT & CHIEF EXECUTIVE OFFICER | 12/2017 | > 75% |
| ROBAYO, LAURA | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |