SHOREBRIDGE CAPITAL MANAGEMENT, LLC
Adviser information for SHOREBRIDGE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $706.4M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $706.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $706.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-112289 |
|---|---|
| SEC ERA File Number | 801-112289 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290660 |
| Legal Entity Identifier | None |
Principal Office
780 THIRD AVENUE, 30TH FLOORNEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-698-8544, Fax: None
Websites
Chief Compliance Officer
DOUGLAS BLAGDON
CEO
780 THIRD AVENUE, 30TH FLOOR
NEW YORK
NY
United States
Tel:
212-698-8540
D*******@**************M
(Full email address available in API data)
Regulatory Contact
TARA HORNE
CONSULTANT
2248 PINEHILLS ROAD
RENO
NV
United States
Tel:
212-751-4422
Fax:
212-751-4035
T*****@**************M
(Full email address available in API data)
Industry Affiliates
| SHOREBRIDGE CAPITAL SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SHOREBRIDGE POINT72 SELECT, LLC | ACCESS FUND | $182.1M | $1.0M | 101 |
| SHOREBRIDGE POINT72 SELECT, LTD | ACCESS FUND | $524.3M | $1.0M | 128 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLAGDON, DOUGLAS, MILLS | Individual | – | CEO/CCO | 12/2017 | < 5% |
| SHOREBRIDGE CAPITAL PARTNERS, LLC | Domestic Entity | – | MEMBER | 12/2017 | > 75% |
| BLAGDON, DOUGLAS, MILLS | Individual | SHOREBRIDGE CAPITAL PARTNERS, LLC | MEMBER | 03/2014 | > 75% |