Hedge Fund Database

FORTEM FINANCIAL GROUP, LLC

Adviser information for FORTEM FINANCIAL GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 857 $432.2M
Non-Discretionary 35 $5.9M
Total 892 $438.1M

Clients

Type Number RAUM
Individuals 164 $43.9M
HNW Individuals 114 $363.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $52,500
Charitable organizations 10 $19.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 11 $11.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesCREDIT AND CASH MANAGEMENT SOLUTIONS AND INSURANCE SOLUTIONS
Compensation % of AUMHourly chargesFixed feesCommissionsREVENUE SHARING WITH OUR AFFILIATES, FTCS AND FRS
Other Business Activities Insurance broker or agentCREDIT AND CASH MANAGEMENT SOLUTIONS AND INSURANCE

Identifiers

SEC RIA File Number 801-112300
SEC ERA File Number 801-112300
SEC CIK Numbers 1766509
SEC CRD Numbers 291662
Legal Entity Identifier None

Principal Office

44801 VILLAGE COURT #201
PALM DESERT
CA
United States
Monday - Friday, 7 AM - 4 PM
Tel: 760-206-8500, Fax: 760-206-8819

Websites

www.linkedin.com/company/fortem-financial/ twitter.com/focusfinancial www.facebook.com/fortemfin www.fortemfin.com instagram.com/fortemloans instagram.com/fortemfin linkedin.com/company/fortem-loans-llc facebook.com/fortemloans www.fortemloans.com/ www.focusfinancialpartners.com

Chief Compliance Officer

BRETT CARLTON D'ORLANDO
CCO
44801 VILLAGE COURT
SUITE 201
PALM DESERT
CA
United States
Tel: 760-206-8500
Fax: 760-206-8819
(Full email address available in API data)

Regulatory Contact

BRIAN AMIDEI
CEO
44801 VILLAGE COURT
SUITE 201
PALM DESERT
CA
United States
Tel: 760-206-8500
Fax: 760-206-8819
(Full email address available in API data)

Industry Affiliates

FOCUS RISK SOLUTIONS, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
AMIDEI, BRIAN, PAUL Individual – CHIEF EXECUTIVE OFFICER 01/2018 < 5%
ROMANO, JOSEPH, GIORGIO Individual – CHIEF OPERATING OFFICER 01/2018 < 5%
D'ORLANDO, BRETT, CARLTON Individual – CHIEF COMPLIANCE OFFICER 01/2018 < 5%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
FOCUS OPERATING, LLC Domestic Entity – MEMBER (MANAGER) 01/2018 > 75%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MEMBER 07/2018 > 75%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
CLAYTON, DUBILIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%

No. Employees, Historic

10502020202120222023202420255 on 3/30/20205 on 4/15/20205 on 6/29/20205 on 6/30/20205 on 3/29/20215 on 9/23/20216 on 3/30/20226 on 5/17/20226 on 7/26/20226 on 3/20/20236 on 3/31/20236 on 6/14/20236 on 8/7/20236 on 8/8/20236 on 8/14/20236 on 8/17/20236 on 9/8/20237 on 9/26/20237 on 9/27/20237 on 10/17/20237 on 10/25/20237 on 11/14/20237 on 1/30/20247 on 1/30/20247 on 2/13/20248 on 3/27/2024

RAUM, Historic

500M250M0202020212022202320242025288794528 on 3/30/2020288794528 on 4/15/2020288794528 on 6/29/2020288794528 on 6/30/2020317386972 on 3/29/2021317386972 on 9/23/2021467274163 on 3/30/2022467274163 on 5/17/2022467274163 on 7/26/2022394793078 on 3/20/2023394793078 on 3/31/2023394793078 on 6/14/2023394793078 on 8/7/2023394793078 on 8/8/2023394793078 on 8/14/2023394793078 on 8/17/2023394793078 on 9/8/2023394793078 on 9/26/2023394793078 on 9/27/2023394793078 on 10/17/2023394793078 on 10/25/2023394793078 on 11/14/2023394793078 on 1/30/2024394793078 on 1/30/2024394793078 on 2/13/2024438058565 on 3/27/2024

No. Clients, Historic

3001500202020212022202320242025207 on 3/30/2020207 on 4/15/2020207 on 6/29/2020207 on 6/30/2020219 on 3/29/2021219 on 9/23/2021257 on 3/30/2022257 on 5/17/2022257 on 7/26/2022265 on 3/20/2023265 on 3/31/2023265 on 6/14/2023265 on 8/7/2023265 on 8/8/2023265 on 8/14/2023265 on 8/17/2023265 on 9/8/2023265 on 9/26/2023265 on 9/27/2023265 on 10/17/2023265 on 10/25/2023265 on 11/14/2023265 on 1/30/2024265 on 1/30/2024265 on 2/13/2024300 on 3/27/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 806K 8K –
ABBVIE INC COM 1M 7K –
ADVANCED MICRO DEVICES INC COM 429K 3K –
ADVISORS INNER CIRCLE FD III STRATEGAS MACRO 3M 98K –
AIR PRODS & CHEMS INC COM 701K 3K –
ALASKA AIR GROUP INC COM 224K 6K –
ALBEMARLE CORP COM 1M 13K –
ALLEGION PLC ORD SHS 633K 5K –
ALPHABET INC CAP STK CL A 2M 9K –
ALPHABET INC CAP STK CL C 295K 2K –
ALPS ETF TR ALERIAN MLP 11M 231K –
AMAZON COM INC COM 3M 15K –
AMERICAN ELEC PWR CO INC COM 209K 2K –
ANALOG DEVICES INC COM 1M 5K –
ANNALY CAPITAL MANAGEMENT IN COM NEW 2M 123K –
APPLE INC COM 5M 24K –
APPLIED MATLS INC COM 2M 9K –
ARCHER DANIELS MIDLAND CO COM 1M 19K –
ARM HOLDINGS PLC SPONSORED ADS 1M 7K –
AT&T INC COM 480K 25K –
AUTODESK INC COM 1M 5K –
BANK AMERICA CORP COM 652K 16K –
BENSON HILL INC COMMON STOCK 449K 3M –
BERKSHIRE HATHAWAY INC DEL CL B NEW 749K 2K –
BLACKSTONE INC COM 1M 11K –
BLUE OWL CAPITAL CORPORATION COM 2M 127K –
BOYD GAMING CORP COM 990K 18K –
BRISTOL-MYERS SQUIBB CO COM 553K 13K –
BROADCOM INC COM 5M 3K –
BULLFROG AI HLDGS INC COM 92K 53K –
C3 AI INC CL A 956K 33K –
CARVER BANCORP INC COM NEW 25K 18K –
CASEYS GEN STORES INC COM 2M 5K –
CATERPILLAR INC COM 806K 2K –
CBOE GLOBAL MKTS INC COM 2M 11K –
CENCORA INC COM 2M 7K –
CENTENE CORP DEL COM 409K 6K –
CHENIERE ENERGY INC COM NEW 1M 6K –
CHEVRON CORP NEW COM 462K 3K –
CHORD ENERGY CORPORATION COM NEW 1M 6K –
CISCO SYS INC COM 2M 40K –
COCA COLA CO COM 810K 13K –
COMCAST CORP NEW CL A 389K 10K –
COSTCO WHSL CORP NEW COM 2M 2K –
CROWDSTRIKE HLDGS INC CL A 383K 1K –
CUMMINS INC COM 252K 909 –
CVS HEALTH CORP COM 653K 11K –
DARDEN RESTAURANTS INC COM 245K 2K –
DELL TECHNOLOGIES INC CL C 5M 34K –
DIAMONDBACK ENERGY INC COM 238K 1K –
DORIAN LPG LTD SHS USD 258K 6K –
EBAY INC. COM 490K 9K –
ELEVANCE HEALTH INC COM 1M 3K –
ELI LILLY & CO COM 1M 2K –
EMCOR GROUP INC COM 2M 6K –
EMERSON ELEC CO COM 2M 21K –
ENERGY TRANSFER L P COM UT LTD PTN 3M 189K –
ENTERPRISE PRODS PARTNERS L COM 625K 22K –
EOG RES INC COM 1M 9K –
EXPEDIA GROUP INC COM NEW 296K 2K –
FARMLAND PARTNERS INC COM 1M 100K –
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 853K 17K –
FIRST INDL RLTY TR INC COM 469K 10K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 964K 16K –
GARTNER INC COM 1M 3K –
GE AEROSPACE COM NEW 511K 3K –
GENERAL DYNAMICS CORP COM 1M 5K –
GENERAL MTRS CO COM 1M 26K –
GILEAD SCIENCES INC COM 614K 9K –
GLOBAL X FDS GLOBAL X URANIUM 7M 240K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 1M 24K –
HARTFORD FINL SVCS GROUP INC COM 339K 3K –
HCA HEALTHCARE INC COM 2M 5K –
HEWLETT PACKARD ENTERPRISE C COM 1M 50K –
HOME DEPOT INC COM 451K 1K –
HUMANA INC COM 807K 2K –
HUNTINGTON BANCSHARES INC COM 2M 149K –
IDACORP INC COM 866K 9K –
INTEL CORP COM 356K 11K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 2M 64K –
INVESCO QQQ TR UNIT SER 1 6M 12K –
ISHARES TR 1 3 YR TREAS BD 9M 105K –
ISHARES TR PFD AND INCM SEC 459K 15K –
ISHARES TR CORE S&P TTL STK 407K 3K –
ITT INC COM 1M 10K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 231K 4K –
JPMORGAN CHASE & CO. COM 3M 15K –
KEURIG DR PEPPER INC COM 486K 15K –
KLA CORP COM NEW 5M 6K –
KNIGHTSCOPE INC CLASS A COM 5K 17K –
LAM RESEARCH CORP COM 424K 398 –
LKQ CORP COM 1M 30K –
LOCKHEED MARTIN CORP COM 730K 2K –
MARATHON OIL CORP COM 298K 10K –
MASTERCARD INCORPORATED CL A 615K 1K –
MCDONALDS CORP COM 1M 4K –
MERCK & CO INC COM 520K 4K –
META PLATFORMS INC CL A 4M 7K –
MGIC INVT CORP WIS COM 2M 75K –
MICROCHIP TECHNOLOGY INC. COM 223K 2K –
MICROSOFT CORP COM 5M 12K –
MORGAN STANLEY COM NEW 382K 4K –
MPLX LP COM UNIT REP LTD 1M 31K –
NETAPP INC COM 1M 8K –
NETFLIX INC COM 242K 359 –
NORDIC AMERICAN TANKERS LIMI COM 91K 23K –
NRG ENERGY INC COM NEW 1M 13K –
NUVEEN S&P 500 DYNAMIC OVERW COM 621K 38K –
NVIDIA CORPORATION COM 10M 78K –
OCCIDENTAL PETE CORP COM 1M 19K –
OMNICOM GROUP INC COM 2M 28K –
OWENS CORNING NEW COM 2M 11K –
PACER FDS TR US CASH COWS 100 4M 81K –
PALANTIR TECHNOLOGIES INC CL A 2M 77K –
PAYPAL HLDGS INC COM 1M 20K –
PEPSICO INC COM 297K 2K –
PHILIP MORRIS INTL INC COM 2M 17K –
PHILLIPS 66 COM 2M 13K –
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 1M 71K –
PNC FINL SVCS GROUP INC COM 2M 10K –
PUBLIC SVC ENTERPRISE GRP IN COM 633K 9K –
PULTE GROUP INC COM 276K 3K –
QUANTA SVCS INC COM 204K 801 –
REGIONS FINANCIAL CORP NEW COM 531K 26K –
RELIANCE INC COM 1M 5K –
RTX CORPORATION COM 240K 2K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 241K 9K –
SELECT SECTOR SPDR TR SBI MATERIALS 5M 59K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 350K 2K –
SEMPRA COM 268K 4K –
SHERWIN WILLIAMS CO COM 2M 6K –
SIMON PPTY GROUP INC NEW COM 3M 21K –
SKYWATER TECHNOLOGY INC COM 1M 140K –
SPDR DOW JONES INDL AVERAGE UT SER 1 295K 754 –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 401K 11K –
SPDR S&P 500 ETF TR TR UNIT 1M 3K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 201K 376 –
SPDR SER TR S&P METALS MNG 5M 91K –
STARWOOD PPTY TR INC COM 498K 26K –
SYNCHRONY FINANCIAL COM 1M 27K –
SYSCO CORP COM 365K 5K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 243K 1K –
TAPESTRY INC COM 464K 11K –
TARGET CORP COM 1M 7K –
TESLA INC COM 4M 21K –
TEXAS INSTRS INC COM 212K 1K –
THE CIGNA GROUP COM 948K 3K –
TOLL BROTHERS INC COM 213K 2K –
TOPBUILD CORP COM 366K 950 –
TRANSOCEAN LTD REGISTERED SHS 270K 51K –
UBER TECHNOLOGIES INC COM 370K 5K –
UFP INDUSTRIES INC COM 686K 6K –
UNITED PARCEL SERVICE INC CL B 741K 5K –
UNITEDHEALTH GROUP INC COM 351K 689 –
UWM HOLDINGS CORPORATION COM CL A 171K 25K –
VALERO ENERGY CORP COM 892K 6K –
VANGUARD INDEX FDS LARGE CAP ETF 3M 11K –
VANGUARD INDEX FDS MID CAP ETF 336K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 281K 1K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 217K 1K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 200K 4K –
VICTORY PORTFOLIOS II CORE INTERMEDIAT 3M 59K –
VISA INC COM CL A 380K 1K –
WALMART INC COM 1M 20K –
WELLS FARGO CO NEW COM 410K 7K –
WEYERHAEUSER CO MTN BE COM NEW 859K 30K –
XPO INC COM 374K 4K –