WATEROUS ENERGY FUND MANAGEMENT (US), LLC
Adviser information for WATEROUS ENERGY FUND MANAGEMENT (US), LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 15 | $4.0B |
| Total | 15 | $4.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $4.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based feesREIMBURSEMENT OF EXPENSES |
Principal Office
717 TEXAS AVENUESUITE 1200
HOUSTON
TX
United States
Monday - Friday, 9 AM - 5 PM
Tel: 281-545-7397, Fax: None
Chief Compliance Officer
DAVID ROOSTH
MANAGING DIRECTOR
717 TEXAS AVENUE
SUITE 1200
HOUSTON
TX
United States
Tel:
713-907-1151
D***********@***********M
(Full email address available in API data)
Industry Affiliates
| WATEROUS ENERGY FUND | Other investment adviser, including financial planners |
| WEF CO-INVESTMENT GP (CANADIAN) CORP. | Sponsor, GP, manager of pooled investment vehicles |
| WEF CO-INVESTMENT GP (INTERNATIONAL) CORP. | Sponsor, GP, manager of pooled investment vehicles |
| WEF GP (CANADIAN) CORP | Sponsor, GP, manager of pooled investment vehicles |
| WEF GP (INTERNATIONAL) LTD. | Sponsor, GP, manager of pooled investment vehicles |
| WEF GP (US) LTD | Sponsor, GP, manager of pooled investment vehicles |
| WEF II GP (CANADIAN) CORP. | Sponsor, GP, manager of pooled investment vehicles |
| WEF II GP (INTERNATIONAL) LTD. | Sponsor, GP, manager of pooled investment vehicles |
| WEF II GP (US) CORP. | Sponsor, GP, manager of pooled investment vehicles |
| WEF III GP (CANADIAN FI) CORP. | Sponsor, GP, manager of pooled investment vehicles |
| WEF III GP (CANADIAN) CORP. | Sponsor, GP, manager of pooled investment vehicles |
| WEF III GP (INTERNATIONAL FI) CORP. | Sponsor, GP, manager of pooled investment vehicles |
| WEF III GP (US) CORP. | Sponsor, GP, manager of pooled investment vehicles |
| WEF OSUM I GP LTD | Sponsor, GP, manager of pooled investment vehicles |
| WEF OSUM II GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| WEF OSUM III GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WATEROUS ENERGY FUND (CANADIAN) LP | Private Equity Fund | $377.3M | $10.0M | 13 |
| WATEROUS ENERGY FUND (INTERNATIONAL) LP | Private Equity Fund | $803.1M | $10.0M | 5 |
| WATEROUS ENERGY FUND (US) LP | Private Equity Fund | $781.3M | $10.0M | 28 |
| WATEROUS ENERGY FUND CO-INVESTMENT (CANADIAN) LP | Private Equity Fund | $174.3M | $10.0M | 6 |
| WATEROUS ENERGY FUND CO-INVESTMENT (INTERNATIONAL) LP | Private Equity Fund | $214.8M | $10.0M | 12 |
| WATEROUS ENERGY FUND II (CANADIAN) LP | Private Equity Fund | $156.8M | $10.0M | 19 |
| WATEROUS ENERGY FUND II (INTERNATIONAL) LP | Private Equity Fund | $66.0M | $10.0M | 4 |
| WATEROUS ENERGY FUND II (US) LP | Private Equity Fund | $126.2M | $10.0M | 22 |
| WATEROUS ENERGY FUND III (CANADIAN FI) LP | Private Equity Fund | $52.4M | $10.0M | 6 |
| WATEROUS ENERGY FUND III (CANADIAN) LP | Private Equity Fund | $12.7M | $10.0M | 9 |
| WATEROUS ENERGY FUND III (INTERNATIONAL FI) LP | Private Equity Fund | $733.4M | $10.0M | 17 |
| WATEROUS ENERGY FUND III (US) LP | Private Equity Fund | $15.3M | $10.0M | 8 |
| WEF OSUM CO-INVEST I LP | Private Equity Fund | $183.1M | $10.0M | 7 |
| WEF OSUM CO-INVEST II LP | Private Equity Fund | $154.4M | $10.0M | 6 |
| WEF OSUM CO-INVEST III LP | Private Equity Fund | $115.1M | $10.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WATEROUS ENERGY FUND MANAGEMENT CORP. | Foreign Entity | – | SOLE MEMBER | 10/2017 | > 75% |
| LIRICON CAPITAL LTD. | Foreign Entity | WATEROUS ENERGY FUND MANAGEMENT CORP. | SHAREHOLDER | 12/2016 | > 75% |
| WATEROUS, ADAM, RICHARD | Individual | LIRICON CAPITAL LTD. | SHAREHOLDER | 02/2016 | 50-75% |
| WATEROUS, JANET, KATHERINE | Individual | LIRICON CAPITAL LTD. | SHAREHOLDER | 02/2016 | 50-75% |
| ROOSTH, DAVID, LAWRENCE | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |